Securities and Exchange Commission

Securities and Exchange Commission Newswire

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Results 1 - 20 of 13,531 in Securities and Exchange Commission

  1. Cintas chairman sells $8M in stockRead the original story w/Photo

    2 min ago | Business Journal

    Cintas chairman Richard Farmer sold 102,870 shares of the company's stock on Monday, according to a filing with the Securities and Exchange Commission.

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  2. Despite A Turnaround, Response Genetics Faces Nasdaq DelistingRead the original story w/Photo

    13 min ago | Seeking Alpha

    ... in time for the holidays, the company has just filed another 8-K current report with the Securities and Exchange Commission. In the current report, the company has addressed the latest Nasdaq listing requirement compliance issue. Here's what it is. ...

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  3. Health Data Hacks & Breaches: 2014 Was Landmark YearRead the original story w/Photo

    33 min ago | DM Review

    ... the financial and retail sectors apparently went unheeded. In an August filing with the Securities and Exchange Commission, Franklin, Tenn.-based Community Health Systems-with 206 hospitals in 29 states-reported that it had been hacked with ...

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  4. Sale of Zeon Solutions Inc. expected to close in JanuaryRead the original story w/Photo

    53 min ago | Milwaukee Journal-Sentinal

    ... a Milwaukee information technology consulting firm, according to filings with the U.S. Securities and Exchange Commission. Perficient, a publicly-traded IT and management consulting firm based in St. Louis, said earlier this month it planned to ...

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  5. no!no! hair removal products company raises $1.4 millionRead the original story w/Photo

    1 hr ago | Business Journal

    PhotoMedex, a Horsham company whose skin care products include the no!no! line of hair removal products, raised $1.4 million in a private stock sale. PhotoMedex Inc. raised $1.4 million in a private stock sale the week, according to documents filed with the Securities and Exchange Commission .

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  6. Facebook Inc (FB) May Become World's Most Populous Country in 2015: Kenneth CukierRead the original story w/Photo

    2 hrs ago | Insider Monkey

    ... little bit sketchy but when you look at the numbers releases - and they're bound by [U.S. Securities and Exchange Commission] rules to release it honestly - active users are growing and its growing at a fast pace. In fact, probably about today, ...

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  7. Darden CFO sells 5,000-plus shares valued at $296,251Read the original story w/Photo

    2 hrs ago | Business Journal

    Darden Restaurants Inc. Chief Financial Officer Brad Richmond sold 5,137 shares of company stock on Dec. 22 valued at $296,250.

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  8. RadioShack 401(k) plan target of U.S. probeRead the original story w/Photo

    2 hrs ago | Star-Telegram.com

    RadioShack Corp., which has seen its shares collapse as it fights a losing battle with big-box electronics stores and online rivals, is being investigated by the U.S. Labor Department over its handling of employees' retirement money. The department wrote the company last month to say it would investigate its 401 plan from 2011 on to ensure it was following U.S. rules for retirement plans, RadioShack said in a filing with the Securities and Exchange Commission on Wednesday.

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  9. RadioShack facing government probe over handling of retirement fundsRead the original story w/Photo

    3 hrs ago | Business Journal

    ... retirement money, Bloomberg reported. RadioShack (NYSE: RSH) officials said in a Securities and Exchange Commission regulatory filing that the Labor Department notified the company that it would investigate its 401(k) plan documents between 2011 ...

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  10. TPI in Talks with Well Capitalized Strategic Partner to Form Alliance to Build Nationwide PlatformRead the original story

    3 hrs ago | Digital Post Production

    ... of economic conditions and other uncertainties detailed in the Company's filings with the Securities and Exchange Commission.

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  11. Why you should care who backs your Houston financial adviserRead the original story w/Photo

    4 hrs ago | Business Journal

    ... your assets," said David Woodcock , regional director of the Fort Worth office of the Securities and Exchange Commission . Knowing who's executing your investment strategy can illuminate any conflicts of interest, like excessive or hidden fees, ...

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  12. Mechel Reports Record Cargo Volumes at Trade Port PosietRead the original story w/Photo

    4 hrs ago | GlobeNewswire

    ... statements. We refer you to the documents Mechel files from time to time with the U.S. Securities and Exchange Commission, including our Form 20-F. These documents contain and identify important factors, including those contained in the section ...

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  13. Petrobras scandal could have a silver liningRead the original story

    4 hrs ago | Buenos Aires Herald

    ... , the company said it is collaborating with both the US Department of Justice and the Securities and Exchange Commission, both believed to have opened investigations. If Petrobras is found to have broken US law, the legal implications are ...

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  14. 2014 Was Landmark Year for Health Data BreachesRead the original story w/Photo

    5 hrs ago | Health Data Management

    ... the financial and retail sectors apparently went unheeded. In an August filing with the Securities and Exchange Commission, Franklin, Tenn.-based Community Health Systems-with 206 hospitals in 29 states-reported that it had been hacked with ...

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  15. 10 Things You Need To Know Before The Opening BellRead the original story w/Photo

    5 hrs ago | Silicon Alley Insider

    ... reached as early as next month, the people said. The joint settlement would be with the Securities and Exchange Commission, New York Attorney General Eric Schneiderman and Massachusetts Attorney General Martha Coakley , the people said." was ordered ...

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  16. Bluerock Residential Growth REIT (BRG) Announces Sale of Grove at WaterfordRead the original story

    6 hrs ago | PRWeb

    On December 24, 2014, Bluerock Residential Growth REIT, Inc. filed a Current Report on Form 8-K with the Securities and Exchange Commission announcing that BR Waterford Crossing JV, LLC, in which the Company holds an indirect equity interest, along with the other tenant-in-common owner of a 252-unit apartment community located in Hendersonville, Tennessee known as Grove at Waterford , has sold the Grove at Waterford Property to an unaffiliated third party purchaser.

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  17. S&P Nears Settlement On Real-estate Bond Ratings: WSJRead the original story w/Photo

    13 hrs ago | Silicon Alley Insider

    Standard & Poor's Ratings Services is nearing a settlement with regulators over their investigation of how the company graded real-estate bonds, the Wall Street Journal reported, citing people familiar with the matter. The proposed deal, which could be reached as early as next month, is a joint settlement with the Securities and Exchange Commission, New York Attorney General Eric Schneiderman and Massachusetts Attorney General Martha Coakley, the newspaper reported.

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  18. S&P nears settlement on real-estate bond ratings - WSJRead the original story

    14 hrs ago | Reuters

    Standard & Poor's Ratings Services is nearing a settlement with regulators over their investigation of how the company graded real-estate bonds, the Wall Street Journal reported, citing people familiar with the matter. The proposed deal, which could be reached as early as next month, is a joint settlement with the Securities and Exchange Commission, New York Attorney General Eric Schneiderman and Massachusetts Attorney General Martha Coakley, the newspaper reported.

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  19. The Wall Street Journal: S&P nears settlement on real-estate bond ratingsRead the original story w/Photo

    15 hrs ago | MarketWatch

    ... reached as early as next month, the people said. The joint settlement would be with the Securities and Exchange Commission, New York Attorney General Eric Schneiderman and Massachusetts Attorney General Martha Coakley, the people said. Talks are ...

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  20. Breakwater Resources Director Purchases $405 in StockRead the original story

    15 hrs ago | AmericanBankingNews.com

    Breakwater Resources Director Neil Novak bought 9,000 shares of the stock in a transaction dated Tuesday, December 23rd. The shares were purchased at an average cost of $0.05 per share, for a total transaction of $405.00.

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