Securities and Exchange Commission

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Results 1 - 20 of 21,799 in Securities and Exchange Commission

  1. Imran travelling, doing politics with money stolen from public limited company: RashidRead the original story w/Photo

    1 hr ago | Daily Times

    ... for telling lies, he stressed. The minister said that it was responsibility of the Securities and Exchange Commission of Pakistan (SECP) to take action against such irregularities. He hoped that shareholders in the JDW Sugar Mills would raise their ...

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  2. Noel Dulac is part of D.C. 'Fly-in Forum'Read the original story w/Photo

    3 hrs ago | Lowell Sun

    Noel Dulac, of Chelmsford, was among more than 140 elite 401 plan advisers who recently gathered in Washington, D.C., to listen to and advise top congressional leaders about the future of the retirement-savings industry and how proposed laws and regulations could affect American workers' retirement security. At the second annual National Association of Plan Advisors Fly-in Forum, delegates met with key Senate legislative staff, as well as a high-ranking Treasury Department official to discuss issues including as tax reform, the proposed Department of Labor regulations on the definition of a fiduciary, and potential action by the Securities and Exchange Commission on its own fiduciary rule.

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  3. Sec Director with Big Stock Holdings Stirs Debate Over Conflict of InterestRead the original story w/Photo

    3 hrs ago | The San Diego Union-Tribune

    Keith Higgins, who runs the office that reviews public companies' books at the Securities and Exchange Commission, reported stock holdings worth between about $2 million and $6 million last year and the sale of stocks throughout 2014, according to SEC disclosures viewed by Reuters. Higgins disclosed holdings in about 90 public companies during his SEC tenure in 2013, making him the biggest investor in individual stocks among the agency's top officials last year.

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  4. City adopts fiscal standardsRead the original story

    9 hrs ago | Gloversville Leader-Herald

    The council through a resolution adopted Continuing Disclosure Controls and Procedures to comply with the federal Securities Exchange Act of 1934. The resolution indicated the U.S. Securities and Exchange Commission's Division of Enforcement has announced a Municipalities Continuing Disclosure Cooperation Initiative.

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  5. PhillyDeals: Fired lawyer's affidavit details lawsuit against VanguardRead the original story w/Photo

    10 hrs ago | Philly.com

    ... he saw as corporate crime, Danon said he gave "selected whistleblower documents" to the Securities and Exchange Commission , the Internal Revenue Service , and state tax agents Answering Vanguard's accusation that he abused privileged information, ...

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  6. Wal-Mart Stores EVP Unloads $2,030,786 in StockRead the original story

    Yesterday | AmericanBankingNews.com

    Wal-Mart Stores EVP Mary Susan Chambers sold 23,763 shares of Wal-Mart Stores stock in a transaction dated Wednesday, November 19th. The shares were sold at an average price of $85.46, for a total value of $2,030,785.98.

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  7. Plantronics CEO Sells $333,959 in StockRead the original story

    Yesterday | AmericanBankingNews.com

    Plantronics CEO S Kenneth Kannappan sold 6,496 shares of the company's stock on the open market in a transaction dated Thursday, November 20th. The stock was sold at an average price of $51.41, for a total transaction of $333,959.36.

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  8. Franklin Covey EVP Sells $68,234 in StockRead the original story

    Yesterday | AmericanBankingNews.com

    Franklin Covey EVP Scott Jeffery Miller sold 3,476 shares of the company's stock in a transaction dated Thursday, November 20th. The stock was sold at an average price of $19.63, for a total transaction of $68,233.88.

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  9. Sprouts Farmers Market Insider Brandon F. Lombardi Sells 18,125 SharesRead the original story

    Yesterday | AmericanBankingNews.com

    Sprouts Farmers Market Insider Brandon F. Lombardi sold 18,125 shares of the stock on the open market in a transaction dated Friday, November 21st. The stock was sold at an average price of $32.09, for a total transaction of $581,631.25.

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  10. Insider Selling: Stryker Director Sells 14,000 Shares of StockRead the original story

    Yesterday | AmericanBankingNews.com

    Stryker Director Ronda E. Stryker sold 14,000 shares of Stryker stock in a transaction that occurred on Friday, November 21st. The stock was sold at an average price of $89.85, for a total transaction of $1,257,900.00.

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  11. Lexaria Corp major shareholder Christopher Bunka Acquires 35,000 SharesRead the original story w/Photo

    Yesterday | AmericanBankingNews.com

    Lexaria Corp major shareholder Christopher Bunka purchased 35,000 shares of the stock in a transaction that occurred on Friday, November 21st. The stock was purchased at an average price of $0.11 per share, with a total value of $3,850.00.

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  12. Tableau Software VP Unloads $963,600 in StockRead the original story

    Yesterday | AmericanBankingNews.com

    Tableau Software VP Keenan Michael Conder sold 12,000 shares of the stock on the open market in a transaction that occurred on Thursday, November 20th. The stock was sold at an average price of $80.30, for a total value of $963,600.00.

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  13. Barracuda Networks CMO Sells $239,372 in StockRead the original story

    Yesterday | AmericanBankingNews.com

    Barracuda Networks CMO Michael D. Perone unloaded 6,760 shares of Barracuda Networks stock on the open market in a transaction that occurred on Thursday, November 20th. The shares were sold at an average price of $35.41, for a total value of $239,371.60.

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  14. Aircastle Limited EVP Sells $114,436 in StockRead the original story

    Yesterday | AmericanBankingNews.com

    Aircastle Limited EVP Joseph Schreiner sold 5,515 shares of the company's stock in a transaction that occurred on Friday, November 21st. The stock was sold at an average price of $20.75, for a total value of $114,436.25.

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  15. Apartment Investment and Management CAO Sells $57,981 in StockRead the original story

    Yesterday | AmericanBankingNews.com

    Apartment Investment and Management CAO Paul Beldin sold 1,573 shares of the company's stock on the open market in a transaction that occurred on Friday, November 21st. The stock was sold at an average price of $36.86, for a total transaction of $57,980.78.

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  16. Insider Selling: Douglas A. Kessler Sells 30,016 Shares of Ashford Hospitality Prime StockRead the original story

    Yesterday | AmericanBankingNews.com

    Ashford Hospitality Prime President Douglas A. Kessler sold 30,016 shares of Ashford Hospitality Prime stock on the open market in a transaction that occurred on Friday, November 21st. The stock was sold at an average price of $17.36, for a total value of $521,077.76.

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  17. Insider Selling: Edward A. Holloway Unloads 100,000 Shares of Synergy Resources Corp StockRead the original story

    Yesterday | AmericanBankingNews.com

    Synergy Resources Corp CEO Edward A. Holloway sold 100,000 shares of the stock in a transaction that occurred on Thursday, November 20th. The stock was sold at an average price of $13.08, for a total value of $1,308,000.00.

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  18. Insider Selling: Bruce J. Freyman Sells 88,690 Shares of Skyworks Solutions StockRead the original story

    Yesterday | AmericanBankingNews.com

    Skyworks Solutions EVP Bruce J. Freyman unloaded 88,690 shares of the stock on the open market in a transaction dated Wednesday, November 19th. The shares were sold at an average price of $63.27, for a total value of $5,611,416.30.

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  19. Insider Selling: Deming Xiao Sells 5,031 Shares of Monolithic Power Systems StockRead the original story

    Yesterday | AmericanBankingNews.com

    Monolithic Power Systems Insider Deming Xiao sold 5,031 shares of the stock on the open market in a transaction dated Friday, November 21st. The stock was sold at an average price of $46.80, for a total transaction of $235,450.80.

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  20. Lifelock CFO Sells $93,128 in StockRead the original story

    Yesterday | AmericanBankingNews.com

    Lifelock CFO Chris G. Power unloaded 5,600 shares of Lifelock stock in a transaction dated Thursday, November 20th. The shares were sold at an average price of $16.63, for a total value of $93,128.00.

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