Securities and Exchange Commission

Securities and Exchange Commission Newswire

Comprehensive Real-Time News Feed for Securities and Exchange Commission.

Results 1 - 20 of 14,547 in Securities and Exchange Commission

  1. 2015 Forty Under 40: Erin RothRead the original story w/Photo

    8 hrs ago | Indianapolis Business News

    ... : Roth's team is responsible for coordinating legal activities for the company, including Securities and Exchange Commission filings, compliance with government regulations, defending the company in litigation, and protecting intellectual property. ...

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  2. Federal Judge Quits Panel over Evidence RulesRead the original story w/Photo

    10 hrs ago | JD Journal

    ... in which the Justice Department handled financial-misconduct probes and settlements the Securities and Exchange Commission made with banks. In the letter, Judge Rakoff explained he had been informed that Deputy Attorney General Sally Yates, second ...

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  3. Cimpress's (CMPR) CEO Robert Keane on Q2 2015 Results - Earnings Call TranscriptRead the original story w/Photo

    Thursday | Seeking Alpha

    ... these statements are described in the documents that are periodically filed with the Securities and Exchange Commission. [Operator Instructions] Thanks. Congratulations on a nice quarter. A couple of questions, in terms of the holiday orders for the ...

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  4. Hanwha SolarOne Signs 20 MW Module Supply Contract In ChinaRead the original story

    Dec 17, 2014 | ElectricNet

    ... regarding these and other risks is included in Hanwha SolarOne's filings with the U.S. Securities and Exchange Commission, including its annual report on Form 20-F. Except as required by law, the Company does not undertake any obligation to update ...

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  5. Guilty plea entered for filing false tax returnsRead the original story

    10 hrs ago | Journalgazette.net

    A Fort Wayne businessman entered a guilty plea alongside three charges accusing him of filing false tax returns and lying to federal investigators. According to a criminal complaint filed Friday, Jared E. Hochstedler failed to report loans and income from stock-for-equity agreements on his taxes, and lied during a Securities and Exchange Commission investigation while under oath.

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  6. All About IPOsRead the original story

    10 hrs ago | The Bradenton Times

    ... prospectus that contains pertinent information about the company; it's issued after the Securities and Exchange Commission declares the registration statement effective. However, be aware that though the red herring is subject to SEC reporting ...

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  7. Critics question SEC approval of Irvine marijuana company as 'green light' to 'break federal law'Read the original story w/Photo

    11 hrs ago | The Wave

    The Register reported last month that the U.S. Securities and Exchange Commission had approved plans by Terra Tech to use $6.8 million it raised to build and run medical marijuana operations in Nevada. appears to be the first green light for a share registration by a company in this line of business and could set a precedent for marijuana dealers to access the equity markets."

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  8. World's largest investments management firm takes large stake in RugerRead the original story

    11 hrs ago | UnionLeader.com

    According to news reporting originating from Washington, D.C., by VerticalNews journalists, a U.S. Securities and Exchange Commission filing by Sturm Ruger & Co Inc. was posted on January 15, 2015.

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  9. PC Connection beats Q4 forecastsRead the original story w/Photo

    11 hrs ago | UnionLeader.com

    ... to news reporting originating from Washington, D.C., by VerticalNews journalists, a U.S. Securities and Exchange Commission (SEC) filing by Sturm Ruger & Co Inc. (Form SC 13G) was posted on January 15, 2015. The New Hampshire-based manufacturer ...

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  10. Sound Financial Bancorp, Inc. Announces Stock Repurchase ProgramRead the original story w/Photo

    12 hrs ago | GlobeNewswire

    ... time to time in documents filed and furnished by Sound Financial Bancorp, Inc. with the Securities and Exchange Commission. Unless required by law, we undertake no obligation to publicly update or revise any forward-looking statement to reflect ...

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  11. Federal Judge Steps Down from Panel over Evidence RulesRead the original story w/Photo

    12 hrs ago | JD Journal

    ... in which the Justice Department handled financial-misconduct probes and settlements the Securities and Exchange Commission made with banks. In the letter, Judge Rakoff explained he had been informed that Deputy Attorney General Sally Yates, second ...

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  12. IDEXX Laboratories' (IDXX) CEO Jon Ayers on Q4 2014 Results - Earnings Call TranscriptRead the original story w/Photo

    14 hrs ago | Seeking Alpha

    ... here today. These risk factors are explained in detail in the company's filings with the Securities and Exchange Commission. Please refer to these filings for a more detailed discussion of forward-looking statements and the risks and uncertainties ...

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  13. Valero Energy board of directors eliminates executive committeeRead the original story w/Photo

    15 hrs ago | Business Journal

    The board approved an amendment to their bylaws eliminating the committee during a meeting on Jan. 23, according to a filing with the U.S. Securities & Exchange Commission . While it's not clear why the board made the decision, the SEC filing shows that the change was enacted immediately upon the vote.

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  14. West Bancorporation's (WTBA) CEO Dave Nelson on Q4 2014 Results - Earnings Call TranscriptRead the original story w/Photo

    15 hrs ago | Seeking Alpha

    ... differ from those in the forward statements can be found in our period filings with the Securities and Exchange Commission. Thank you, Doug. Good afternoon. Welcome everyone and thank you for joining us. 2014 was a great year for West Bank. Not the ...

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  15. Tortoise Power and Energy Infrastructure Fund, Inc. Provides Section 19(a) NoticeRead the original story

    16 hrs ago | Business Wire

    ... of factors, including those discussed in the company's reports that are filed with the Securities and Exchange Commission. You should not place undue reliance on these forward-looking statements, which speak only as of the date of this press ...

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  16. What Is a Hedge Fund? Something Most of Us Should AvoidRead the original story w/Photo

    16 hrs ago | The Motley Fool

    ... what you can about their investment philosophy and their track record. To do that, the Securities and Exchange Commission offers this advice: Make sure hedge fund managers are qualified to manage your money, and find out whether they have a ...

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  17. New Market Report: Air Water International Corporation - Strategic SWOT Analysis ReviewRead the original story

    16 hrs ago | PR-inside.com

    ... is headquartered in Miami Beach, Florida, the US. The company has been delisted from the Securities and Exchange Commission (SEC). Full Report Details at - .. This comprehensive SWOT ...

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  18. Graham's (GHM) CEO James Lines on Q4 2014 Results - Earnings Call TranscriptRead the original story w/Photo

    16 hrs ago | Seeking Alpha

    ... and in the slide deck, as well as with other documents filed by the Company with the Securities and Exchange Commission. These documents can be found on our Web-site or at www.sec.gov. Thank you Debbie, good morning everyone. I will begin our ...

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  19. Validus Holdings' (VR) CEO Edward Noonan on Q4 2014 Results - Earnings Call TranscriptRead the original story w/Photo

    16 hrs ago | Seeking Alpha

    ... Annual Report on Form 10-K and Quarterly Report on Form 10-Q, both as filed with the U.S. Securities and Exchange Commission. Management will also refer to certain non-GAAP financial measures when describing the company's performance. These items ...

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  20. WSFS Financial Corporation (WSFS) CEO on Q4 2014 Results - Earnings Call TranscriptRead the original story w/Photo

    16 hrs ago | Seeking Alpha

    ... quarterly reports on Form 10-Q, as well as other documents we periodically file with the Securities and Exchange Commission. Thanks, Steve, and thanks everyone for your time and attention today. We're pleased to have reported net income of $12.7 ...

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