Securities and Exchange Commission

Securities and Exchange Commission Newswire

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Results 1 - 20 of 5,895 in Securities and Exchange Commission

  1. Reviews Of 15 Marijuana Stocks Before The Marijuana Investor Summit - Part VIRead the original story w/Photo

    2 hrs ago | Seeking Alpha

    ... attract regulatory body attention. The meteoric rise in the MJIC index was followed by a Securities and Exchange Commission trading halt: An SEC halt of a leading company and a negative Seeking Alpha (emphasis added) article about another led to ...

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  2. BDO Sweeps 2014 Audit ClientsRead the original story w/Photo

    4 hrs ago | WebCPA

    For the second year running, national firm BDO USA has racked up the most new Securities and Exchange Commission audit clients, with a net of 40 on a total of 54 new engagements. All Accounting Today articles are archived after 7 days.

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  3. Yahoo, Microsoft Revise Search DealRead the original story w/Photo

    5 hrs ago | NewsFactor

    ... relationship between the two companies remained uncertain. In a filing with the U.S. Securities and Exchange Commission on March 23, Yahoo indicated it was extending the deadline for exiting the partnership by 30 days, until April 24. "The agreement ...

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  4. New investing rules need 'doomsday' warningRead the original story

    7 hrs ago | Athens Banner-Herald

    On March 25 the Securities and Exchange Commission approved changes set to begin in May overhauling the rules governing how companies can raise money. In essence, the new rules remove many constraints that had been placed on companies long ago in the name of consumer protection.

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  5. Investing for beginners: 5 steps to get started on investing in mutual fundsRead the original story w/Photo

    9 hrs ago | ABS-CBN News

    ... a list of the different mutual funds available in the market. You can also check with the Securities and Exchange Commission, which regulates mutual funds. Pay attention to historical performance, the mutual funds' make-up, as well as the track ...

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  6. Lazare Kaplan's Revenue -32% in 3QRead the original story w/Photo

    Friday | Diamonds.net

    Lazare Kaplan International estimated that revenue fell 31.9 percent year on year to $9.8 million in the third quarter that ended on February 28. Diamond sales declined 33.8 percent to $9.2 million, while revenue from other activity rose about 20 percent to $600,000. The company informed the Securities & Exchange Commission that its financial report would be late, citing the continued inability to resolve material uncertainties pertaining to the recovery of certain assets and the potential obligations under lines of credit.

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  7. Press release distribution, EDGAR filing, XBRL, regulatory filingsRead the original story

    Friday | Business Wire

    ... today announced that it has filed a shelf Registration Statement on Form S-3 with the Securities and Exchange Commission. )--Ryder System, Inc. today announced that it is a sponsor of the 10th annual BevOps Fleet Summit, hosted by Beverage World ...

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  8. Exclusive - Carlyle to shutter its two mutual fundsRead the original story

    16 hrs ago | West Australian

    ... and currencies using exchange-traded funds, according to a filing with the U.S. Securities and Exchange Commission. Carlyle Enhanced Commodity Real Return Fund, which had a mandate to invest in asset classes such as energy and metals, but never took ...

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  9. American Realty Investors Allege Fee-Driven Scheme by SchorschRead the original story w/Photo

    16 hrs ago | Bloomberg

    ... such as drugstores, banks and Red Lobster restaurants. The U.S. Justice Department, Securities and Exchange Commission and state investigators in Massachusetts are probing American Realty's accounting errors and coverups, the Phoenix-based company ...

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  10. Next step for stem cell researchRead the original story w/Photo

    19 hrs ago | Milwaukee Journal-Sentinal

    ... Co., "to develop organ regenerative treatments," according to filings with the Securities and Exchange Commission. That's a long way of describing an idea that, until recently, seemed like science fiction: engineering whole organs in a lab using ...

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  11. China Fines Alibaba $129,000 for Pricing ViolationsRead the original story w/Photo

    20 hrs ago | Re/code

    ... regulators in the U.S., where the company is listed. In February Alibaba said the U.S. Securities and Exchange Commission had sought more information about a reported talk between its executives and China's State Administration for Industry and ...

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  12. Bank of Marin Bancorp (BMRC) to Release Earnings on MondayRead the original story

    23 hrs ago | AmericanBankingNews.com

    Bank of Marin Bancorp is scheduled to be releasing its Q115 earnings data on Monday, April 20th. Analysts expect Bank of Marin Bancorp to post earnings of $0.78 per share and revenue of $17.18 million for the quarter.

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  13. First Defiance Financial (FDEF) Scheduled to Post Quarterly Earnings on MondayRead the original story w/Photo

    23 hrs ago | AmericanBankingNews.com

    First Defiance Financial will be issuing its Q115 quarterly earnings data on Monday, April 20th. Analysts expect the company to announce earnings of $0.56 per share and revenue of $18.17 million for the quarter.

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  14. Reviews Of 15 Marijuana Stocks Before The Marijuana Investor Summit - Part VRead the original story w/Photo

    Yesterday | Seeking Alpha

    ... attract regulatory body attention. The meteoric rise in the MJIC index was followed by a Securities and Exchange Commission trading halt: An SEC halt of a leading company and a negative Seeking Alpha (emphasis added) article about another led to ...

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  15. Insider Buying: Lexaria Corp CEO Acquires 15,000 Shares of StockRead the original story w/Photo

    Yesterday | AmericanBankingNews.com

    Lexaria Corp CEO Christopher Bunka acquired 15,000 shares of Lexaria Corp stock in a transaction dated Friday, April 17th. The stock was purchased at an average cost of $0.15 per share, with a total value of $2,250.00.

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  16. Lost in translation: The strange tale of two Chinese investors, their ...Read the original story w/Photo

    Yesterday | National Post

    ... Ont. Yan and Wang were named as directors. However, in corporate filings with the U.S. Securities and Exchange Commission they declare there is "no family relationship between any of the company's directors." InZon has since had its registration ...

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  17. Carrington Capital Management Announces Successful Completion of SEC InvestigationRead the original story w/Photo

    Yesterday | Natl. Relocation & Real Estate

    Carrington Capital Management, LLC recently announced that it has been advised by the staff of the Securities and Exchange Commission that the investigation by the SEC has been completed and, based on the information it has at this time, the staff does not intend to recommend any enforcement action by the SEC. As previously disclosed, CCM received a subpoena from the SEC in September 2013.

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  18. Tuniu Corporation Files Its Annual Report on Form 20-FRead the original story

    Yesterday | GlobeNewswire

    Tuniu Corporation , a leading online leisure travel company in China, today announced that it filed its annual report on Form 20-F for the fiscal year ended December 31, 2014 with the Securities and Exchange Commission. The annual report can be accessed on the Company's investor relations website at http://ir.tuniu.com or the SEC's website at www.sec.gov .

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  19. US fraud reveals Chavez-connected Caribbean money trailRead the original story w/Photo

    Yesterday | Caribbean News Now!

    ... securities fraud, wire fraud and conspiracy to obstruct justice and defraud the US Securities and Exchange Commission (SEC). The son of a Venezuelan diplomat, Illarramendi worked for Credit Suisse from 1994 to 2004, and then took a sabbatical to ...

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  20. Ex-billionaire Wyly targeted by SEC over Colorado ranch saleRead the original story w/Photo

    Yesterday | Dallas Morning News

    Bankrupt former billionaire Sam Wyly was accused by regulators of hiding the ownership of a luxury Colorado ranch in a possible bid to avoid paying creditors as much as $50 million in future sale proceeds. Wyly's proposed plan to sell the 244-acre property - the site of several mansions used by him and his children - risks moving cash offshore before debts are paid, the Securities and Exchange Commission said in a filing Thursday in federal bankruptcy court in Dallas.

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