Securities and Exchange Commission

Securities and Exchange Commission Newswire

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Results 1 - 20 of 19,256 in Securities and Exchange Commission

  1. Argentine Tax Agency Says HSBC Aided Clients to Evade TaxesRead the original story

    1 hr ago | The Washington Post

    ... where the U.K. bank admitted to private-banking allegations in a settlement with the U.S. Securities and Exchange Commission. The lender will pay $12.5 million to settle claims that its Swiss private-banking unit solicited U.S. investors without ...

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  2. Elizabeth A. Eccher Ph.D., Principal, Analysis Group to Speak at KC's EventRead the original story

    3 hrs ago | PR Log

    ... anyone interested in understanding the significant issues and updates with regards to the Securities and Exchange Commission's (SEC) Financial and Accounting Task Force. During this live webcast, you will: - Hear detailed guidance explained by the ...

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  3. Maple Leaf Corporate Funds Ltd. Announces Dividends Payment and Share ConsolidationRead the original story

    4 hrs ago | BayStreet.ca

    ... e Funds offered under the Simplified Prospectus are not registered with the United States Securities and Exchange Commission, and are sold in the United States only in reliance on exemptions from registration. Source: Maple Leaf Corporate Fund Ltd.

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  4. HSBC and Its Antwerp Diamantaire Clients Face Long InvestigationRead the original story w/Photo

    Wednesday | Diamonds.net

    On November 17, the Belgian justice department indicted HSBC Private Bank SA, the Swiss subsidiary of HSBC Holdings, for aggravated and organized fiscal fraud, offering illegal financial services and for money laundering. The bank is suspected of enabling about 1,000 Belgians, in particular diamantaires who reside in Antwerp, to avoid taxes through offshore trusts since 2003.

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  5. No gold exchange soonRead the original story w/Photo

    3 hrs ago | Bangkok Post

    ... as soon as possible," he said. Tipsuda Thavaramara, deputy secretary-general of the Securities and Exchange Commission (SEC), said the securities watchdog was considering three options to make gold trading viable. The first is amending laws ...

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  6. Advertising company Outbrain files for possible Nasdaq listing: WSJRead the original story

    4 hrs ago | Reuters

    Advertising company Outbrain Inc filed confidentially with the U.S. Securities and Exchange Commission in November seeking preliminary approval to list on the Nasdaq Stock Market, the Wall Street Journal reported, citing sources. Outbrain, which publishes content recommendations on websites, is expected to seek a valuation of around $1 billion if a decision is made to go ahead, the Journal cited one person as saying.

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  7. Advertising company Outbrain files for possible Nasdaq listing -WSJRead the original story

    5 hrs ago | Reuters

    Advertising company Outbrain Inc filed confidentially with the U.S. Securities and Exchange Commission in November seeking preliminary approval to list on the Nasdaq Stock Market, the Wall Street Journal reported, citing sources. Outbrain, which publishes content recommendations on websites, is expected to seek a valuation of around $1 billion if a decision is made to go ahead, the Journal cited one person as saying.

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  8. Outbrain Files for Possible Nasdaq ListingRead the original story w/Photo

    7 hrs ago | Wall Street Journal

    Outbrain Inc., a provider of "native ads," filed confidentially with the U.S. Securities and Exchange Commission earlier this month seeking preliminary approval to list on the Nasdaq Stock Market, according to people familiar with the matter. If a decision is made to go ahead, Outbrain is expected to seek a valuation of around $1 billion, according to one person familiar with the matter.

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  9. Insider Selling: Mitel Networks Corporation Director Unloads 300,000 Shares of StockRead the original story w/Photo

    8 hrs ago | AmericanBankingNews.com

    Mitel Networks Corporation Director Francis Nelson Shen sold 300,000 shares of Mitel Networks Corporation stock in a transaction dated Tuesday, November 25th. The stock was sold at an average price of $11.30, for a total value of $3,390,000.00.

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  10. Emera Insider Nancy Gail Tower Sells 26,000 SharesRead the original story

    8 hrs ago | AmericanBankingNews.com

    Emera Insider Nancy Gail Tower unloaded 26,000 shares of the stock on the open market in a transaction that occurred on Tuesday, November 25th. The shares were sold at an average price of $39.20, for a total transaction of $1,019,200.00.

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  11. Bellatrix Exploration Insider Purchases $287,280 in StockRead the original story w/Photo

    8 hrs ago | AmericanBankingNews.com

    Bellatrix Exploration Insider Orange Capital, Llc purchased 50,400 shares of the company's stock on the open market in a transaction that occurred on Monday, November 24th. The stock was purchased at an average cost of $5.70 per share, with a total value of $287,280.00.

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  12. Duke Energy Corp Shares Gap Down Following Insider SellingRead the original story

    8 hrs ago | AmericanBankingNews.com

    Duke Energy Corp shares gapped down prior to trading on Thursday following insider selling activity, Analyst RN reports. The stock had previously closed at $79.13, but opened at $79.15.

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  13. The Hain Celestial Group Reaches New 1-Year High at $113.57Read the original story

    8 hrs ago | AmericanBankingNews.com

    The Hain Celestial Group 's share price hit a new 52-week high during trading on Thursday , American Banking & Market News reports. The stock traded as high as $113.57 and last traded at $112.59, with a volume of 976,600 shares trading hands.

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  14. Hospira Reaches New 12-Month High at $60.78Read the original story

    8 hrs ago | AmericanBankingNews.com

    Hospira shares reached a new 52-week high during mid-day trading on Thursday , Analyst Ratings News reports. The stock traded as high as $60.78 and last traded at $60.29, with a volume of 780,600 shares.

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  15. Associated Estates Realty Sets New 1-Year High at $22.42Read the original story

    8 hrs ago | AmericanBankingNews.com

    Associated Estates Realty hit a new 52-week high during trading on Thursday , Analyst Ratings Net reports. The company traded as high as $22.42 and last traded at $22.37, with a volume of 368,700 shares traded.

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  16. Build-A-Bear Workshop Sets New 12-Month High at $20.96Read the original story

    8 hrs ago | AmericanBankingNews.com

    Shares of Build-A-Bear Workshop reached a new 52-week high on Thursday , AnalystRatingsNetwork reports. The company traded as high as $20.96 and last traded at $20.16, with a volume of 212,700 shares traded.

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  17. EPAM Systems Hits New 1-Year High at $50.50Read the original story

    8 hrs ago | AmericanBankingNews.com

    Shares of EPAM Systems hit a new 52-week high during trading on Thursday , AnalystRatingsNetwork.com reports. The stock traded as high as $50.50 and last traded at $50.49, with a volume of 190,600 shares changing hands.

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  18. Fox Factory Holding Corp Reaches New 1-Year Low at $13.35Read the original story w/Photo

    8 hrs ago | AmericanBankingNews.com

    Fox Factory Holding Corp reached a new 52-week low during mid-day trading on Thursday , AR Network reports. The company traded as low as $13.35 and last traded at $13.83, with a volume of 1,167,800 shares trading hands.

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  19. Misuse of inside info on the rise: SECRead the original story

    10 hrs ago | The Nation

    More listed firms are using insider information to boost their shares prices than in the past, according to the Securities and Exchange Commission. When caught, the management of those companies say they were unaware that doing so was in violation of Article 57 of the Securities Act.

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  20. Visa ponders realities of Visa Europe acquisition A- and Discover lawsuit in USRead the original story

    12 hrs ago | Lafferty

    ... any acquisition of Visa Europe does not appear imminent. In its annual filing to the Securities and Exchange Commission (SEC), Visa Inc. highlighted the possibility of Visa Europe making it acquire all of its outstanding stock under its put option ...

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