Securities and Exchange Commission

Securities and Exchange Commission Newswire

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Results 1 - 20 of 57,985 in Securities and Exchange Commission

  1. Dallas Tycoon Wyly Files for Bankruptcy ProtectionRead the original story w/Photo

    6 min ago | ABC News

    Prominent Dallas businessman Samuel Wyly is filing for bankruptcy protection as he and the estate of his brother face up to $400 million in penalties after being found liable for hiding stock holdings overseas. The one-time owner of the Michaels arts-and-crafts store chain says his biggest liabilities are to the IRS - the amount is unknown - and $198 million to the Securities and Exchange Commission.

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  2. DT Asia Investments Limited Ordinary Shares, Rights and Warrants to...Read the original story

    13 min ago | Business Wire

    ... relating to the units and the underlying securities was declared effective by the Securities and Exchange Commission on September 30, 2014. This press release shall not constitute an offer to sell or a solicitation of an offer to buy, nor shall ...

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  3. Pitney Bowes Advances Long-Term Growth Strategy in EuropeRead the original story

    14 min ago | Business Wire

    ... outlined in the Company's 2013 Form 10-K Annual Report and other reports filed with the Securities and Exchange Commission. Pitney Bowes assumes no obligation to update any forward-looking statements contained in this document as a result of new ...

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  4. CEL-SCI Corporation Prices $6 Million Public Offering of Common Stock and WarrantsRead the original story

    14 min ago | Customer Interaction Solutions

    ... accompanying base prospectus on Form S-3 relating to the securities was filed with the Securities and Exchange Commission and is ffective. A preliminary prospectus supplement relating to the offering has been filed with the and is available on the ...

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  5. CEL-SCI Corporation to Raise $1 Million in Registered Direct OfferingRead the original story

    14 min ago | Business Wire

    ... CEL-SCI pursuant to an effective shelf registration statement declared effective by the Securities and Exchange Commission on July 8, 2014. This press release does not constitute an offer to sell or the solicitation of an offer to buy these ...

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  6. Publicly-listed firms urged to adopt good corporate governanceRead the original story

    18 min ago | Philippines Today

    ... practices and how PLC shares are regarded and therefore attractive to investors," said Securities and Exchange Commission (SEC) Chairperson Teresita Herbosa during the Corporate Governance Forum. These are among the areas of the Organisation for ...

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  7. U.S. FDIC issues final risk retention rule for board voteRead the original story

    35 min ago | Reuters

    ... which mortgages qualify. The rule is jointly issued by six regulatory agencies, and the Securities and Exchange Commission and the Federal Reserve will meet to adopt it on Wednesday. It was first issued in 2011, but was rewritten after a barrage of ...

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  8. EDMC exec announces resignationRead the original story w/Photo

    38 min ago | Business Journal

    Robert Hrivnak, vice president, controller and chief accounting officer at Education Management Corp., announced he will resign from the company effective Oct. 24, according to a document filed Monday with the U.S. Securities and Exchange Commission.

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  9. Nadella's 2014 Comp Package Tops $84MRead the original story w/Photo

    48 min ago | CIO

    ... $79 million in share awards, the company said in a proxy statement filed with the U.S. Securities and Exchange Commission (SEC). The bulk of the $79 million in stock grants was deferred, with the majority of those deferrals not slated to be in ...

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  10. YY Inc. to Hold 2014 Annual General Meeting on November 19, 2014Read the original story

    51 min ago | Digital Game Developer

    ... audited financial statements for the fiscal year ended December 31, 2013, with the U.S. Securities and Exchange Commission (the " SEC "). YY's Form 20-F can be accessed on the above-mentioned Company website, as well as on the SEC's website at ...

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  11. Microsoft's Nadella Earns $84 Mn in 2014Read the original story w/Photo

    53 min ago | Outlook

    Microsoft's India-born CEO Satya Nadella earned a whopping USD 84.3 million this year, according to his salary details coming days after he courted controversy by suggesting that women should not ask for pay raises but trust their "good karma" to get their dues. In a filing with the US Securities and Exchange Commission, Microsoft said Nadella, 47, will get a total compensation of USD 84.30 million for the fiscal year ended June 2014, significantly up from the USD 7.66 million he received in 2013.

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  12. SAP to Launch 3rd Application Supporting Vuzix M100 Smart GlassesRead the original story w/Photo

    57 min ago | DVDCreation Reviews

    ... Factors" section of the Company's Annual Reports and MD&A filed with the United States Securities and Exchange Commission and applicable Canadian securities regulators (copies of which may be obtained at www.sedar.com or www.sec.gov ). Subsequent ...

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  13. Goldman explores its (liquid) alternatives in the ETF worldRead the original story

    57 min ago | InvestmentNews

    ... alternative mutual funds with over $1 billion in assets. It has also filed with the Securities and Exchange Commission to launch a series of actively managed ETFs, starting with an equity dividend ETF. Assets in alternative strategy mutual funds ...

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  14. Logility Congratulates the Supply Chain Insight 15 Supply Chains to AdmireRead the original story w/Photo

    58 min ago | Business Wire

    ... Inc's. current Form 10-K and other reports and documents subsequently filed with the Securities and Exchange Commission. For more information, contact: Vincent C. Klinges, Chief Financial Officer, American Software, Inc., (404) 264-5477 or fax: ...

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  15. New S Series Modules by Hanwha SolarOne Deliver Significant...Read the original story w/Photo

    1 hr ago | Business Wire

    ... regarding these and other risks is included in Hanwha SolarOne's filings with the U.S. Securities and Exchange Commission, including its annual report on Form 20-F. Except as required by law, the Company does not undertake any obligation to update ...

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  16. Dallas businessman Wyly, facing liability in SEC fraud case, files for bankruptcy protectionRead the original story w/Photo

    1 hr ago | Star Tribune

    Prominent Dallas businessman Samuel Wyly is filing for bankruptcy protection as he and the estate of his brother face up to $400 million in penalties after being found liable for hiding stock holdings overseas. The one-time owner of the Michaels arts-and-crafts store chain says his biggest liabilities are to the IRS - the amount is unknown - and $198 million to the Securities and Exchange Commission.

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  17. PPG Marks Completion of Henan Billions Chloride-Based Titanium Dioxide Plant in ChinaRead the original story

    1 hr ago | Business Wire

    ... reports on Form 10-K and Form 10-Q, and its current reports on Form 8-K filed with the Securities and Exchange Commission. Forward-looking statements speak only as of the date of their initial issuance, and PPG Industries does not undertake any ...

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  18. Capital Journal Daybreak: Police Arrests Replace School Discipline...Read the original story w/Photo

    1 hr ago | The Wall Street Journal

    ... positions across northern Iraq. SEC STEERS MORE TRIALS TO JUDGES IT APPOINTS: The Securities and Exchange Commission is increasingly steering cases to hearings in front of the agency's appointed administrative judges-who found in its favor in every ...

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  19. SPI Solar Announces Completion of $43.8 Million Private PlacementRead the original story

    1 hr ago | Business Wire

    ... and the risks and other factors detailed in the company's reports filed with the Securities and Exchange Commission. The company undertakes no obligation to publicly update or revise any forward-looking statements, whether as a result of new ...

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  20. Enduro Royalty Trust Announces Monthly Cash DistributionRead the original story

    1 hr ago | Business Wire

    ... states of Texas, Louisiana and New Mexico. As described in the Trust's filings with the Securities and Exchange Commission, the amount of the periodic distributions is expected to fluctuate, depending on the proceeds received by the Trust as a ...

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