Securities and Exchange Commission News
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3 hrs ago | TheStreet.com
CEO Mark Ahn was fired by the board of directors at a special meeting held Monday, according to a source close to the company.
Iteris, Inc. , a leader in providing intelligent traffic management information solutions, today reported the following summary of unaudited condensed consolidated financial information for its first fiscal quarter ended June 30, 2014.
Louis Joseph Brothers used sales of military-grade electronics to Hong Kong to boost the revenue for his business, then resigned from the company he founded when federal investigators started questioning the sales and the company fell apart.
The regulatory scrutiny of Ocwen Financial Corp. continues to mount, as the Securities and Exchange Commission prepares to serve its second subpoena in as many months to the nonbank mortgage servicer.
On July 28, 2014, Smith & Wesson Holding Corp. , the firearms manufacturer based in Springfield, Massachusetts, agreed to resolve charges brought by the Securities and Exchange Commission for violations of the Foreign Corrupt Practices Act .
SeaWorld Entertainment has dropped an appeal of citations it received after the drowning of a trainer who was pulled under by a killer whale.
K: CADY), a leader in the on-course delivery of technology services and content to golfers, is pleased to announce that it has filed a registration statement on Form S-1 with the Securities and Exchange Commission for a proposed direct public offering of its common stock and a proposed offering for resale of existing shares of its common stock held ... (more)
Liberty Global plc today announces, in connection with its previously announced recommended public offer to all holders of issued and outstanding ordinary shares in the capital of Ziggo N.V. as more fully described in the joint press releases of Liberty Global and Ziggo of January 27, 2014 and June 27, 2014, that its prospectus/offer to exchange, ... (more)
On August 4, the Securities and Exchange Commission's Office of Investor Education and Advocacy issued an Investor Alert to assist investors in identifying potentially fraudulent private placements.
The Securities and Exchange Commission found that Kansas mislead bond investors.
Federal securities regulators have charged a former Eastern Bank executive with insider trading for allegedly telling a golfing partner about an impending acquisition.
The Securities and Exchange Commission has charged Heidi Ann Gamer with running a $771,900 offering fraud using two companies, including one in Atlanta.
A Washington, D.C.-area company that invests in startup companies is moving into a new line of business: advising others on how they too can invest in startups.
Preformed Line Products major shareholder P Ruhlman Irrevocable Barbara sold 20,427 shares of the stock on the open market in a transaction dated Friday, August 15th.
Veeva Systems major shareholder Maja Kristin sold 25,000 shares of the company's stock in a transaction that occurred on Friday, August 15th.
Republic Services major shareholder Cascade Investment Llc purchased 400,000 shares of the stock on the open market in a transaction that occurred on Thursday, August 14th.
Updated: Thu Aug 21, 2014 03:41 am
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