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Securities and Exchange Commission News

News on Securities and Exchange Commission continually updated from thousands of sources around the net.

1 hr ago | Denver Post

Solera Bank mortgage lending division quit in aftermath of proxy fight

In the aftermath of a testy proxy battle this summer for control at Solera National Bancorp - one that included the resignation of its board of directors and the subsequent firing of its CEO - the entire mortgage-lending division quit, according to a federal filing.

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Related Topix: Home, Mortgage, Personal Finance, Corporate / Securities Law, US Securities and Exchange Commission, Law, Financial Services

6 hrs ago | AmericanBankingNews.com

Insider Selling: 5Am Partners Ii, Llc Sells 433,000 Shares of Relypsa Stock

Relypsa major shareholder 5Am Partners Ii, Llc sold 433,000 shares of the stock on the open market in a transaction dated Tuesday, August 26th.

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Related Topix: Corporate / Securities Law, Law

10 hrs ago | JD Supra

SEC Issues Valuation Guidance for Funds Holding Certain Short-Term Debt Securities

The Securities and Exchange Commission recently provided some expanded valuation guidance to mutual funds in its release on Money Market Fund Reform dated July 23, 2014.

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Related Topix: Corporate / Securities Law, Law, Mutual Funds, Personal Finance

11 hrs ago | JD Supra

SEC Charges Colorado Woman and Her Two Companies with Offering Fraud

On August 15, the Securities and Exchange Commission filed a complaint against Heidi Ann Gamer and two companies under her control, Gamer Economic Systems, LLC and Gamer Media Partners Corp. The SEC alleged that between August 2011 and August 2012, Gamer fraudulently sold $771,900 of securities to over three dozen investors.

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Related Topix: Corporate / Securities Law, Law

11 hrs ago | Business Journal

SEC could give sustainability 'massive' boost, Bloomberg chief Doctoroff says

Bloomberg LP CEO Daniel Doctoroff, who advocated for standardized sustainability reporting for public companies.

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Related Topix: Corporate / Securities Law, Law, Financial Services, US Securities and Exchange Commission

12 hrs ago | Washington Examiner

SEC adopts rules on loan-backed securities

Financial firms that sell securities backed by loans, like the kind that fueled the 2008 financial crisis, will have to give investors details on borrowers' credit record and income under action taken Wednesday by federal regulators.

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Related Topix: Corporate / Securities Law, Law, Home, Mortgage, Personal Finance

12 hrs ago | ABC News

SEC Adopts Rules on Loan-Backed Securities

Financial firms that sell securities backed by loans, like the kind that fueled the 2008 financial crisis, will have to give investors details on borrowers' credit record and income under action taken Wednesday by federal regulators.

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Related Topix: Corporate / Securities Law, Law, Home, Mortgage, Personal Finance

12 hrs ago | WTHR-TV Indianapolis

SEC adopts rules on loan-backed securities

Time Warner Cable says a problem that occurred during routine maintenance caused a nationwide outage of its Internet service for hours on Wednesday morning.

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Related Topix: Corporate / Securities Law, Law, Cable & Satellite, Telecom, NaviSite, Time Warner Cable, Bob McDonnell, US Governors, Wedding

16 hrs ago | AmericanBankingNews.com

usell.com Director Peter Benz Buys 5,000 Shares

The shares were purchased at an average cost of $2.97 per share, for a total transaction of $14,850.00.

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Related Topix: Corporate / Securities Law, Law

20 hrs ago | Bangkok Post

SEC plans stock-manipulation fines

Thailand is planning new rules to check stock-market manipulation by allowing the regulator to file civil lawsuits and impose hefty fines on the law-breakers.

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Related Topix: Corporate / Securities Law, Law, Financial Markets

22 hrs ago | Ghanamma.com

Director-General of Securities and Exchange Commission honoured

The Director-General of the Securities and Exchange Commission, Mr. Adu A. Antwi has been awarded an Honorary Doctor of Finance & Accounting degree by the Commonwealth University, Belize.

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Related Topix: Corporate / Securities Law, Law, World News, Ghana, Africa, Corporate Governance

Tue Aug 26, 2014

The Washington Post

Credit Raters to Face New Conflict Restrictions Under SEC Rules

Credit-rating firms, whose lapses played a central role in the 2008 financial crisis, will face new restrictions on conflicts of interest under rules set to be adopted by the U.S. Securities and Exchange Commission.

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Related Topix: Corporate / Securities Law, Law, US Securities and Exchange Commission, Financial Services, Financial Markets, Home, Mortgage, Personal Finance, Business News

TheStreet.com

Galena CEO Fired Following Stock-Promotions Scandal

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Related Topix: Mozilla, Corporate / Securities Law, Law, TheStreet, Business News

AmericanBankingNews.com

China Yida Holding major shareholder Sells $39,702 in Stock

China Yida Holding major shareholder Pope Investments Ii Llc unloaded 7,800 shares of China Yida Holding stock in a transaction dated Tuesday, August 26th.

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Related Topix: China, Asia, World News, Corporate / Securities Law, Law

Business Journal

Malta, New York investment company and owner accused of fraudulent conduct by SEC

A Malta, New York-based investment adviser company and its owner have been accused of fraudulent conduct by the Securities and Exchange Commission .

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Related Topix: Corporate / Securities Law, Law

Reuters

U.S. SEC meeting to look at delayed asset-backed securities overhaul

The U.S. Securities and Exchange Commission will hold a public meeting on its overhaul of the securitization market on Wednesday to consider rules likely to require greater disclosure of the quality of loans and other assets underlying securities.

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Related Topix: Corporate / Securities Law, Law, US Securities and Exchange Commission, Financial Services, Privacy, Home, Mortgage, Personal Finance

Wall Street Journal

SEC Wants More Detail on Loans Backing Securities

U.S. regulators will take long-awaited steps to give investors more information about the quality of mortgages and other loans underpinning certain securities.

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Related Topix: Corporate / Securities Law, Law, Home, Mortgage, Personal Finance

Freshnews

Announcement under Irish Takeover Rules Relevant Securities in Issue - August 26, 2014

In accordance with Rule 2.10 of the Irish Takeover Rules, Covidien plc confirms that, as of the close of business on August 25, 2014, the Company's issued share capital, excluding treasury shares, consisted of 451,825,023 ordinary shares, par value US$0.20 per share .

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Related Topix: Manufacturing, Industrial Machines, Startups, Foley, Covidien, Starting Point, VNUS Medical Technologies, Healthcare Industry, Corporate / Securities Law, Law

WebCPA

SEC Taps Former Deloitte Vice Chairman James Schnurr as Chief Accountant

Schnurr will begin his new post in October, replacing Paul A. Beswick, who joined the SEC staff in September 2007 and has served as chief accountant since 2012.

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Related Topix: Corporate / Securities Law, Law, Corporate Governance

Business Journal

CNG-at-home startup Simple-Fill raises $170K

Simple-Fill Inc., which is developing technology to allow vehicles running on compressed natural gas to fill up at home, has raised $170,000 through convertible notes offered to three investors, the company disclosed in a Securities and Exchange Commission filing .

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Related Topix: Corporate / Securities Law, Law

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