Securities and Exchange Commission News
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3 hrs ago | Reuters
Federal securities regulators have won a partial victory against two brothers accused of trading on inside information in 2009 about French pharmaceutical company Sanofi's plan to buy a Tennessee-based company.
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5 hrs ago | GuruFocus.com
Over the past days hedge funds have been filing their form 13-F, which is a quarterly report of equity holdings for institutional investment managers with at least $100 million in equity assets under management, as required by the United States Securities and Exchange Commission .
9 hrs ago | InvestmentNews
The head of the Securities and Exchange Commission 's examination program warned investment advisers on Thursday to be careful when putting their clients in alternative mutual funds.
12 hrs ago | Reuters
Three former top executives of Dewey & LeBoeuf law firm were charged with fraud and theft for concealing from banks, investors and other lawyers the deteriorating health of the once prestigious firm before it went bankrupt in 2012.
13 hrs ago | Adotas
RR Donnelley & Sons Company announced today that it plans to offer $350 million of senior notes due 2024 in an underwritten public offering.
18 hrs ago | Sys-Con Media
The Company will not sell any shares in the offering and will not receive any proceeds from the offering.
General Electric CEO Jeffrey Immelt's compensation fell 7 percent last year to $19.2 million primarily because of a big drop in his long-term pay.
Nine months after regulators fined the Chicago Board Options Exchange for failing to police its members, the biggest U.S. options market approved a rule aimed at preventing fraud.
'It doesn't matter what I believe. It only matters what I can prove," barked Navy litigator Lieutenant Daniel Kaffee, Tom Cruise's character in the movie A Few Good Men .1 Although Lt.
The Securities and Exchange Commission today announced an emergency action to stop a company that sought investors on Facebook and Twitter to fund its pyramid scheme.
A New York proprietary trading firm and its owner will pay $7.2 million to settle civil charges in what U.S. regulators said on Wednesday marks the largest sanction they have ever imposed for certain short-selling violations.
Worker strikes and social media shaming "can adversely affect us," and "increasing public focus" on "income inequality" could spur higher wages, fast food giant McDonald's acknowledged in an annual report filed Tuesday with the Securities and Exchange Commission.
Looks like reports of a looming "guacapocalypse" have been vastly overstated. This morning, guacamole lovers woke to headlines warning that Mexican fast-food chain Chipotle could eventually be forced to drop the dip from its menu, if changing global weather patterns continue to drive volatility in the price of avocados.
BofA Merrill Lynch will act as underwriter for the offering. In addition, the underwriter has been granted a 30-day option to purchase up to an additional 750,000 Class A units to cover overallotments.
Securities and Exchange Commission Chair Mary Jo White told Sen. Ed Markey that she can't say anything about any investigation the regulator may - or may not - have under way regarding Herbalife.
On Tuesday, Bank of America disclosed in its annual report with the US Securities and Exchange Commission that "government regulators" in North America, Europe and Asia are investigating its foreign exchange and mortgage practices and that the U.S. Department of Justice and state attorneys general are also investigating its handling of mortgage ... (more)
Fundrise, a crowdfunding start-up that finances commercial real estate projects for investors, will be debuting its latest offering on Wednesday morning on its site: a vacant commercial building on 1539 7th Street NW, in Washington , DC that the developer hopes to turn into a boutique retail site.