Securities and Exchange Commission News
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3 hrs ago | The Hartford Courant
U.S. regulators proposed long-awaited rules on Wednesday designed to safeguard the country's largest clearing agencies from collapsing and spreading systemic market risks.
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4 hrs ago | Sympatico Finance
A U.S. judge on Wednesday ordered former Goldman Sachs Group Inc trader Fabrice Tourre to pay more than $825,000 after a jury found him liable for defrauding investors in a complex investment product linked to subprime mortgages.
7 hrs ago | BroadcastNewsroom
Central European Media Enterprises Ltd. announced today that it has fixed 5:00 p.m. New York City time on March 21, 2014 as the record date for determining shareholders entitled to participate in its previously-announced rights offering.
Apple last week gave six top executives $12.1 million each in stock grants that will vest over the next four years, according to filings with the U.S. Securities and Exchange Commission .
The Ontario Securities Commission has decided to let some individuals and companies settle misconduct disputes with the regulator without formally having to admit to any wrongdoing.
An indication by the Securities and Exchange Commission that it has failed to collect much data to gauge the potential impact of a rule to raise investment advice standards has fiduciary-duty advocates scratching their heads.
A Red Lobster spin-off company would assume significant debt as part of the deal, according to documents filed with federal regulators.
A Hendersonville-based animal feed company and its top executives have been charged with accounting fraud by the Securities and Exchange Commission.
U.S. securities regulators on Tuesday filed civil charges against a corporate audit committee chairman for his role in covering up what they say was a massive accounting fraud at a now-bankrupt animal feed company, in a rare charge against an audit director.
U.S. Sen. Thad Cochran has asked the acting chair of the agency that denied compensation to Stanford ponzi scheme victims to explain those actions.
A U.S. investment firm has bought nearly a quarter of all the shares available to buy in New York-listed English soccer club Manchester United PLC.
Magnetek will post its quarterly earnings results on Wednesday, March 12th. Individual interested in participating in the company's earnings conference call can do so using this link .
If approved, rule would require brokers who receive more than $100,000 in incentive compensation to notify clients in writing; could chill recruitment Finra moved one step closer to finalizing a rule that would require brokers to tell clients how much they are paid to switch firms.
E.W. Scripps major shareholder Edward W. Scripps sold 9,389 shares of the company's stock on the open market in a transaction that occurred on Thursday, March 6th.
The company expects to issue approximately $1.15 billion in K Certificates , which are expected to price the week of March 10, 2014, and settle on or about March 25, 2014.
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