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Barring any last minute hitches, the Ghana Alternative Market will see its first listing by the end of this year.
Tower Group International Ltd., which is in the process of being acquired by ACP Re Ltd., reported that it had received a letter, dated Aug. 28, 2014, from the Securities and Exchange Commission stating that the SEC is conducting an investigation and attaching a subpoena for various documents.
Scott Brown's signature on legal documents filed with the Securities and Exchange Commission just two days before announcing his run for Senate, prove absolutely false Brown's claim that he had no knowledge that a company paying him more than a quarter million dollars, Kadant, Inc., had a record of outsourcing and sending American jobs overseas.
The label "alternative" seems to cover countless strategies and, technically, can be applied to anything that falls outside of the mainstream investment categories of stocks, bonds and cash.
Yet Brisbane-based InterMune still was able to get more than Roche's original bid, according to a Securities and Exchange Commission document filed Friday.
This summer the Securities and Exchange Commission has brought insider trading cases that center on the relationships between golfing buddies and how their chitchat in the tee box or at the 19th hole turned into lucrative and illegal trading bonanzas.
Parametric Sound Corp major shareholder Carmine J. Bonanno sold 185,760 shares of the company's stock in a transaction dated Thursday, August 28th.
Masonite International Corp major shareholder Oaktree Capital Group Holdings unloaded 504,778 shares of Masonite International Corp stock on the open market in a transaction that occurred on Wednesday, August 27th.
That's exactly what seed-stage venture firm Floodgate is thinking as it closes its fifth and new fund.
Alibaba Group Holding Ltd. is postponing the start of investor meetings for its initial public offering by about a week to answer questions posed by the U.S. Securities and Exchange Commission, according to a person with knowledge of the matter.
I spend most of my time digging into Wall Street, hedge funds and private equity firms, looking for both the good and the bad.
Under the proposed rules, unintended trades placed by professional traders will usually have their prices adjusted to levels as close to their fair market value as possible, while wrong trades by retail customers will be mainly be undone, five sources with knowledge of the matter told Reuters.
This month the Washington State Court of Appeals, Division III issued a ruling in Becker v.
Reading companies' annual reports to the Securities and Exchange Commission is a reliable cure for insomnia.
The U.S. Court of Appeals for the Second Circuit has ruled that the Dodd-Frank Act does not protect whistleblowers outside the United States.
Updated: Tue Sep 02, 2014 01:55 am
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