Securities and Exchange Commission News
News on Securities and Exchange Commission continually updated from thousands of sources around the net.
7 min ago | National Mortgage News
The regulatory scrutiny of Ocwen Financial Corp. continues to mount, as the Securities and Exchange Commission prepares to serve its second subpoena in as many months to the nonbank mortgage servicer.
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2 hrs ago | JD Supra
On July 28, 2014, Smith & Wesson Holding Corp. , the firearms manufacturer based in Springfield, Massachusetts, agreed to resolve charges brought by the Securities and Exchange Commission for violations of the Foreign Corrupt Practices Act .
5 hrs ago | ABC15.com
SeaWorld Entertainment has dropped an appeal of citations it received after the drowning of a trainer who was pulled under by a killer whale.
8 hrs ago | MacReport Media RSS Feed
K: CADY), a leader in the on-course delivery of technology services and content to golfers, is pleased to announce that it has filed a registration statement on Form S-1 with the Securities and Exchange Commission for a proposed direct public offering of its common stock and a proposed offering for resale of existing shares of its common stock held ... (more)
Liberty Global plc today announces, in connection with its previously announced recommended public offer to all holders of issued and outstanding ordinary shares in the capital of Ziggo N.V. as more fully described in the joint press releases of Liberty Global and Ziggo of January 27, 2014 and June 27, 2014, that its prospectus/offer to exchange, ... (more)
On August 4, the Securities and Exchange Commission's Office of Investor Education and Advocacy issued an Investor Alert to assist investors in identifying potentially fraudulent private placements.
The Securities and Exchange Commission found that Kansas mislead bond investors.
Federal securities regulators have charged a former Eastern Bank executive with insider trading for allegedly telling a golfing partner about an impending acquisition.
The Securities and Exchange Commission has charged Heidi Ann Gamer with running a $771,900 offering fraud using two companies, including one in Atlanta.
A Washington, D.C.-area company that invests in startup companies is moving into a new line of business: advising others on how they too can invest in startups.
Preformed Line Products major shareholder P Ruhlman Irrevocable Barbara sold 20,427 shares of the stock on the open market in a transaction dated Friday, August 15th.
Veeva Systems major shareholder Maja Kristin sold 25,000 shares of the company's stock in a transaction that occurred on Friday, August 15th.
Republic Services major shareholder Cascade Investment Llc purchased 400,000 shares of the stock on the open market in a transaction that occurred on Thursday, August 14th.
St. Cloud Regional Medical Center is among the hospitals owned by a company whose computer systems were breached this year, resulting in the theft of the personal information of about 4.5 million people, authorities said Monday.
The parent company of Cedar Park Regional Medical Center, north of Austin, said 4.5 million patients' nonmedical data has been breached, according to a filing with the Securities and Exchange Commission by Nashville-based Community Health Systems .
For all the talk by its CEO about a new and different Microsoft, the company's revenue and profit engines remain untouched, with money-making software groups tied to hardware-intensive divisions that increasingly drag down the firm's overall margin.
Credit-ratings agencies are bracing for new regulations that will tackle problems with the "issuer pays" model and a lack of disclosures to investors.
Updated: Wed Aug 20, 2014 02:18 pm
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