Securities and Exchange Commission News
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2 hrs ago | TheStreet.com
In the filing, the women's clothing retailer said it would not be able to complete its Annual Report for the year ended Dec. 23, 2013 within the prescribed time period "without unreasonable effort or expense."
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6 hrs ago | WFMJ-TV Youngstown
President Barack Obama is set to sign into law a bipartisan bill relieving homeowners living in flood-prone neighborhoods from big increases in their insurance bills.
10 hrs ago | Hispanic Business
The Trust is registered with the Commission under the Investment Company Act of 1940, as amended , as an open-end management investment company.
McDonnell and his wife were indicted on corruption charges after a monthslong federal investigation into gifts the Republican received from a political donor.
The U.S. Securities and Exchange Commission has sued and won an asset freeze against a Montreal man who in 2012 became a fugitive after being charged in Canada with tax evasion, and accused him of securities fraud known as "scalping."
A former analyst affiliated with billionaire Steven A. Cohen's SAC Capital Advisors LP has agreed to pay more than $203,000 and be banned from the securities industry to settle insider trading charges by the U.S. Securities and Exchange Commission.
An analyst who used to work at an affiliate of the hedge fund formerly known as SAC Capital Advisors LP has agreed to settle insider trading charges, according to the Securities and Exchange Commission.
The Securities and Exchange Commission levied a $7.5 million fine against movie studio Lions Gate Entertainment Corp. for failing to properly disclose its role in a complex debt-equity swap that helped it fend off a hostile takeover bid from Carl Icahn in 2010.
Lions Gate, the Hollywood studio behind the hit Hunger Games movies, Thursday admitted to charged that it used a series of complex and improperly disclosed financial moves to stymie a takeover battle by Carl The SEC says Lions Gate didn't tell investors the true reason for transactions.
The Securities and Exchange Commission Thursday filed charges against a group of brokers in a scheme wherein wealthy investors used variable annuities with death benefits to wager on the lives of the terminally ill.
Lionsgate has agreed to pay $7.5 million to settle a case with the Securities and Exchange Commission for failing to disclose to investors a key strategy to thwart a hostile takeover bid by Carl Icahn .
Tucker Auto-Mation Holdings LLC, a young Pittsburgh-area manufacturer led by repeat entrepreneur Patrick Mercier, has raised $250,000, according to a filing with the Securities and Exchange Commission.
Quintiles today announced the pricing of a secondary public offering of 15 million shares of its common stock by certain of its shareholders at a price to the public of $52.00 per share.
A U.S. Department of Labor official on Wednesday offered a sneak peek into a controversial plan to tighten regulation of retirement financial advisers, saying it will both minimize conflicts and still permit brokers to earn a living.
The Securities and Exchange Commission today charged global investment bank and brokerage firm Jefferies with failing to supervise its employees on its mortgage-backed securities desk who were lying to customers about pricing.
U.S. regulators proposed long-awaited rules on Wednesday designed to safeguard the country's largest clearing agencies from collapsing and spreading systemic market risks.
A U.S. judge on Wednesday ordered former Goldman Sachs Group Inc trader Fabrice Tourre to pay more than $825,000 after a jury found him liable for defrauding investors in a complex investment product linked to subprime mortgages.