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Securities and Exchange Commission News

News on Securities and Exchange Commission continually updated from thousands of sources around the net.

2 hrs ago | Freshnews

Update on Recommended Public Offer for Ziggo

Liberty Global plc today announces, in connection with its previously announced recommended public offer to all holders of issued and outstanding ordinary shares in the capital of Ziggo N.V. as more fully described in the joint press releases of Liberty Global and Ziggo of January 27, 2014 and June 27, 2014, that its prospectus/offer to exchange, ... (more)

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Related Topix: Liberty Global, Corporate / Securities Law, Law, US Securities and Exchange Commission, Financial Services

Cristiano Ronaldo Ice Bucket Challenge (Funny Version) #IceBucketChallenge

This Little Kid Is DEVASTATED When His Dad "Steals" His Ear and Nose

Should the U.S. Capitol Have a POW/MIA Memorial?

Police Fatally Shoot Another Black Male Near Ferguson

6 hrs ago | JD Supra

SEC's Office of Investor Education and Advocacy Releases Alert...

On August 4, the Securities and Exchange Commission's Office of Investor Education and Advocacy issued an Investor Alert to assist investors in identifying potentially fraudulent private placements.

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Related Topix: Corporate / Securities Law, Law

10 hrs ago | Voice For Liberty in Wichita

SEC orders Kansas to stop doing what it did under Sebelius and Parkinson

The Securities and Exchange Commission found that Kansas mislead bond investors.

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Related Topix: Corporate / Securities Law, Law, Pension, Financial Markets

15 hrs ago | WBUR-AM Boston

Watertown Golf Partners Charged With Insider Trading

Federal securities regulators have charged a former Eastern Bank executive with insider trading for allegedly telling a golfing partner about an impending acquisition.

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Related Topix: Insider, Club, Corporate / Securities Law, Law

15 hrs ago | Business Journal

SEC charges Colorado woman with offering fraud in Atlanta

The Securities and Exchange Commission has charged Heidi Ann Gamer with running a $771,900 offering fraud using two companies, including one in Atlanta.

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Related Topix: Corporate / Securities Law, Law

15 hrs ago | Reuters

Venture firm tries telling others how to invest in private companies

A Washington, D.C.-area company that invests in startup companies is moving into a new line of business: advising others on how they too can invest in startups.

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Related Topix: Corporate / Securities Law, Law

19 hrs ago | AmericanBankingNews.com

Preformed Line Products major shareholder P Ruhlman Irrevocable Barbara Unloads 20,427 Shares

Preformed Line Products major shareholder P Ruhlman Irrevocable Barbara sold 20,427 shares of the stock on the open market in a transaction dated Friday, August 15th.

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Related Topix: Preformed Line Products Company, Corporate / Securities Law, Law

23 hrs ago | Journalgazette.net

Data breach at Lutheran wide-ranging

Lutheran Health Network's parent company Monday revealed that 4.5 million patient names, birthdates and Social Security numbers have been stolen - possibly by cyber-criminals in China.

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Related Topix: Medicine, Community Health Care, Hospital Administration, Healthcare Industry, Corporate / Securities Law, Law

Mon Aug 18, 2014

AmericanBankingNews.com

Veeva Systems major shareholder Maja Kristin Unloads 25,000 Shares

Veeva Systems major shareholder Maja Kristin sold 25,000 shares of the company's stock in a transaction that occurred on Friday, August 15th.

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Related Topix: Veeva, Corporate / Securities Law, Law

AmericanBankingNews.com

Republic Services major shareholder Buys $15,592,000 in Stock

Republic Services major shareholder Cascade Investment Llc purchased 400,000 shares of the stock on the open market in a transaction that occurred on Thursday, August 14th.

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Related Topix: Republic Services, Environmental, Waste Management, Corporate / Securities Law, Law

The Orlando Sentinel

St. Cloud medical patients' information among millions stolen in cyber attack

St. Cloud Regional Medical Center is among the hospitals owned by a company whose computer systems were breached this year, resulting in the theft of the personal information of about 4.5 million people, authorities said Monday.

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Related Topix: Computer Security, Science / Technology, Corporate / Securities Law, US Securities and Exchange Commission, Law, Financial Services

Business Journal

Community Health Systems data breach affects millions of patients

The parent company of Cedar Park Regional Medical Center, north of Austin, said 4.5 million patients' nonmedical data has been breached, according to a filing with the Securities and Exchange Commission by Nashville-based Community Health Systems .

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Related Topix: Community Medical Center, Medicine, Community General Hospital, Community Health Care, Hospital Administration, Quorum, Healthcare Industry, Corporate / Securities Law, Law

ComputerWorld

New Microsoft same as the old Microsoft

For all the talk by its CEO about a new and different Microsoft, the company's revenue and profit engines remain untouched, with money-making software groups tied to hardware-intensive divisions that increasingly drag down the firm's overall margin.

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Related Topix: Startups, Microsoft, Corporate / Securities Law, Law, US Securities and Exchange Commission, Financial Services, G!, Video Games, The, Deep Silver

CFO

SEC to Clamp Down on Credit-Ratings Agencies

Credit-ratings agencies are bracing for new regulations that will tackle problems with the "issuer pays" model and a lack of disclosures to investors.

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Related Topix: Corporate / Securities Law, Law, US Securities and Exchange Commission, Financial Services, Home, Mortgage, Personal Finance

Reuters

UPDATE 1-Wall St regulator FINRA charges Wedbush with market access violations

Wall Street's self-funded regulator on Monday charged brokerage firm Wedbush Securities with having shoddy risk controls, a flaw that in turn allowed thousands of traders to flood U.S. markets and execute manipulative trades.

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Related Topix: Corporate / Securities Law, Law, Financial Services, US Securities and Exchange Commission

Triple Pundit

EPA Launches Criminal Investigation Against Tyson Foods

Poultry producer Tyson Foods has announced that the Environmental Protection Agency is launching a criminal investigation into last May's wastewater discharge at Tyson's Monett, Missouri plant.

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Related Topix: U.S. Environmental Protection Agency, Monett, MO, Corporate / Securities Law, Law

Customer Interaction Solutions

Logitech Granted Nasdaq Extension for Compliance with Listing Rule

International today announced two procedural steps related to the delay in filing its FY 2014 10-K and Q1 FY 2015 10-Q with the U.S. Securities and Exchange Commission by filing its 10-K and 10-Q.

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Related Topix: Startups, Logitech, Corporate / Securities Law, Law, US Securities and Exchange Commission, Financial Services

Sun Aug 17, 2014

AmericanBankingNews.com

Genocea Biosciences major shareholder Sells $125,677 in Stock

Genocea Biosciences major shareholder Polaris Venture Management Co. sold 9,660 shares of Genocea Biosciences stock in a transaction dated Thursday, August 14th.

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Related Topix: Corporate / Securities Law, Law

Hospitality Net

Securities broker-dealer registration requirements and hiring U.S. and Non-U.S. brokers

JMBM Global Hospitality GroupA 1900 Avenue of the Stars, Seventh Floor Los Angeles, CA 90067 United States Phone: 203-8080 Fax: 203-0567 Visit Website How EB-5 Regional Centers and Sponsors Can Evaluate Broker-Dealer, Investment Company and Investment Adviser Registration Requirements under U.S. Securities Laws This article is the second in a ... (more)

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Related Topix: Los Angeles, CA, Corporate / Securities Law, Law

Forbes.com

Cobalt International Energy: Oil, Angola and Corruption

The US oil company Cobalt International Energy Inc. has been issued with a Wells Notice by the U.S. Securities and Exchange Commission in relation to its operations in Angola.

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Related Topix: Corporate / Securities Law, Law, US Securities and Exchange Commission, Financial Services

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