Securities and Exchange Commission News
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54 min ago | ABC News
On the fifth anniversary of Bernie Madoff's arrest for perpetuating the biggest Ponzi scheme ever, here's a look at some of the claims that the 75-year-old has made.
Should the US stop sending aid to developing countries?
Are you smarter than a 7th grade civics student?
5 hrs ago | Reuters
Verizon Communications Inc told activist investors on Wednesday that it might skip a vote on a shareholder proposal that seeks details on the company's cooperation with government surveillance efforts.
6 hrs ago | Business Journal
The Tribune Co., Chicago-based parent of the Los Angeles Times, has taken official steps toward spinning off its seven newspaper properties.
6 hrs ago | WKYC-TV Cleveland
Stephen D. Anthony, Special Agent in Charge of the Cleveland Division of the Federal Bureau of Investigation, in conjunction with Steven M. Dettelbach, United States Attorney for the Northern District of Ohio, announce the arrest of international fugitive Eric V. Bartoli, Peruvian-American.
7 hrs ago | Hispanic Business
By a News Reporter-Staff News Editor at Investment Weekly News -- According to news reporting originating from Washington, D.C. , by VerticalNews journalists, a U.S. Securities and Exchange Commission filing by Security Equity Fund was posted on December 3, 2013 .
11 hrs ago | The Washington Post
The world hasn't heard much from Occupy Wall Street lately. But one branch of it, Occupy the SEC , has remained very busy -- filing amicus briefs, testifying before Congress, suing regulators and writing comment letters, including a 325-page opus on the Volcker Rule.
15 hrs ago | Dallas Morning News
Tom Horton, former CEO of American Airlines, showed his approval as Doug Parker, CEO of the new American Airlines Group, got ready to ring Nasdaq's opening bell Monday.
Dec. 10 -- LOS ANGELES -- In two separate documents filed Monday, the city of Victorville , its airport authority and Assistant City Manager Keith Metzler denied any wrongdoing in connection with an allegedly fraudulent 2008 municipal bond offering.
During a recent House Financial Services Committee mark-up, a number of members complained that the Securities and Exchange Commission was "slow walking" the regulations necessary to implement the very positive and bipartisan Jumpstart Our Business Startups Act enacted in 2012.
The regulators individually approved language implementing the so-called Volcker Rule, named after former Federal Reserve Chairman Paul Volcker, who as an aide to President Barack Obama proposed restricting the kinds of investments banks could get involved with if they are taking money from depositors or investors.
So here we'll round up the other banking news that you might have missed. Among the big headlines: Lloyd Blankfein reportedly buys into a Miami playground for the super rich.
The Volcker Rule has been formally approved by the FDIC, Federal Reserve and SEC.
A Pawleys Island area man was arrested Wednesday following his indictment by a federal grand jury in Atlanta for securities fraud, according to the FBI.
Regulators weren't given enough time to review the final version of the Volcker rule and were under "intense pressure" to meet an "utterly artificial, wholly political" year-end deadline to complete the regulation, said Daniel Gallagher, a Republican member of the Securities and Exchange Commission, who is expected to oppose the final rule.
Women held less than 17 percent of corporate board seats at Fortune 500 companies in the United States this year, the eighth straight year with no significant year-over-year increase , according to the latest analysis by Catalyst.
The U.S. Department of Justice has been investigating possible sales of Dell computers to the Syrian government, the company said in documents released Monday.
When a pair of U.S. Securities and Exchange Commission examiners visited Bernard Madoff's offices in 2005, the now-imprisoned financier was not too worried - until he sneaked a look into one of their briefcases.