Securities and Exchange Commission News
News on Securities and Exchange Commission continually updated from thousands of sources around the net.
4 hrs ago | AmericanBankingNews.com
Immune Design Corp major shareholder Alta Partners Viii, L.P. acquired 299,559 shares of the stock on the open market in a transaction that occurred on Tuesday, July 29th.
8 hrs ago | Reuters
A U.S. Securities and Exchange Commission watchdog conducted an extensive, months-long investigation to find out who had leaked information that appeared in two Reuters stories published last autumn, but it was unable to identify the sources, according to a report of the probe seen by Reuters on Thursday.
12 hrs ago | CFO
A Florida firm's CFO and CEO knowingly hid information about inadequate inventory controls and engaged in improper accounting maneuvers, the SEC alleges.
15 hrs ago | Investopedia
Domestic public companies, or those that wish to become public, must comply with several rules and regulations set forth by the Securities and Exchange Commission , a division of the federal government.
19 hrs ago | Business Journal
EveryWare Global Inc. has amended its forbearance agreement with lenders that will allow the company to receive a $20 million investment to keep it afloat.
19 hrs ago | Business Journal
An affiliate of Vista Equity Partners received an $88 million financing that was completed in connection with the acquisition of a North Carolina-based data analytics company.
19 hrs ago | Freshnews
YARDLEY, Pa., July 31, 2014 /PRNewswire/ -- OSL Holdings , a socially conscious business model dedicated to consumer advocacy, social activism and the advancement of civil liberties through the power of commerce, announced today that effective July 7, 2014 Thomas D'Orazio joined the company to help streamline and optimize finance, accounting and ... (more)
Bruce Van Saun, chairman and CEO, Citizens Financial Group, could be in for quite a windfall if the company is sold.
The financially troubled Phoenix Cos. has hired investment banks Goldman Sachs Group Inc. and Sandler O'Neill and Partners to explore a sale, according to people familiar with the matter.
The Securities and Exchange Commission recently announced a settlement with a partner at an investor relations firm who allegedly traded on inside information obtained through his representation of two companies.
U.S. regulators charged the chief executive and former chief financial officer of Florida-based computer equipment company QSGI Inc on Wednesday with misleading outside auditors and investors about internal control deficiencies over the company's finances.
"How to Train Your Dragon 2" may have grossed $424.6 million at the worldwide box office so far, but the high-flying 'toon has yet to pull DreamWorks Animation out of its funk.
Blindness drug developer Avalanche Biotechnologies boosted its IPO target for the second time in two weeks, now saying it could raise up to about $106 million.
Dmitry Balyasny is bullish on NuStar Energy L.P. and has increased his holding of the stock.
U.S regulators may relax rules that require the fastest possible execution of securities trades, potentially helping upstart trading venue IEX Group's plans to become a full-fledged stock exchange.
A U.S. judge on Tuesday [July 29] ruled that a securities regulator cannot seek as much as $1.4 billion in damages from Texas tycoon Sam Wyly and his late brother Charles ' estate for their role in a fraudulent offshore scheme.
A divided Securities and Exchange Commission recently adopted rules that will require floating net asset values for institutional money market funds and give most money market funds the discretion to impose liquidity fees and gates.
Updated: Thu Jul 31, 2014 11:00 pm
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