Local News: Ashburn, VA 

 | 

Sign Up

 | 

Sign In

Securities and Exchange Commission

Securities and Exchange Commission News Editors

News Widget

Display the Securities and Exchange Commission news headlines on your website.

Get the Topix Headlines Widget

Share & bookmark

RSS icon mobile icon

Securities and Exchange Commission News

News on Securities and Exchange Commission continually updated from thousands of sources around the net.

13 min ago | Reuters

Goldman unveils checks on conflicts in bid to fix image

After dozens of meetings with executives and regulators, 100,000 hours of employee training and an immeasurable amount of public grief, Goldman Sachs Group Inc ( At Goldman's annual meeting on Thursday, Blankfein unveiled details of a three-year review and overhaul of the bank's practices in dealing with clients, following high-profile missteps ... (more)

Comment?

Related Topix: Goldman Sachs, Financial Services, Investment Services, Corporate / Securities Law, Law, US Securities and Exchange Commission, Lake City

13 min ago | Electric Energy Online

Black Hills Corp. Begins Construction on New Cheyenne Prairie Generating Station

Construction has begun on the new Cheyenne Prairie Generating Station power plant near Cheyenne, Wyo., for customers of Black Hills Corp.

Comment?

Related Topix: Black Hills, Energy, Oil & Gas, Cheyenne, WY, Environmental Law, Law, U.S. Environmental Protection Agency, Corporate / Securities Law

13 min ago | Reuters

Goldman Sachs banker settles SEC's 'pay-to-play' charges

Former Goldman Sachs banker Neil Morrison agreed to pay $100,000 to settle charges for his role in a pay-to-play scheme involving a Massachusetts gubernatorial campaign, the largest such fine ever levied on an individual, the Securities and Exchange Commission said on Thursday.

Comment?

Related Topix: Corporate / Securities Law, Law

1 hr ago | Reuters

RPT-U.S. SEC charges ex-LPL adviser with $2 mln civil fraud

The top U.S. securities regulator on Thursday filed civil fraud charges against a former LPL Financial LLC adviser, charging he diverted some $2 million of client funds to use for personal expenses.

Comment?

Related Topix: Corporate / Securities Law, Law, Financial Services, US Securities and Exchange Commission

2 hrs ago | Ledger-Enquirer.com

Shareholder adviser firm paying $300,000 fine

Institutional Shareholder Services agreed to the penalty in a settlement announced Thursday with the Securities and Exchange Commission.

Comment?

Related Topix: Corporate / Securities Law, Law

6 hrs ago | The Indian Express

Phaneesh Murthy to lose about Rs 84 cr in severance benefits

While Murthy, who was sacked for hiding a relationship with a subordinate, will not get anything from the severance package, he is still eligible for USD 6,000 per month as post-termination benefit.

Comment?

Related Topix: iGATE, Computers, IT Services, Software, Corporate / Securities Law, Law

10 hrs ago | Freshnews

Luxoft Holding, Inc Files Registration Statement for Proposed Initial Public Offering

Luxoft Holding, Inc, a subsidiary of IBS Group Holding Limited, has filed a registration statement with the U.S. Securities and Exchange Commission for a proposed initial public offering of its Class A ordinary shares.

Comment?

Related Topix: Corporate / Securities Law, US Securities and Exchange Commission, Law, Financial Services, Credit Suisse Asset Mnagement Income Fund, Attention, Burlington Resources, Oil & Gas

Wed May 22, 2013

Business Journal

WellCare names David Gallitano to top board post

Gallitano, a WellCare director since 2009, succeeds Charles Berg , who stepped down from the board at the end of today's annual shareholders' meeting.

Comment?

Related Topix: Financial Services, US Securities and Exchange Commission, Corporate / Securities Law, Law

CSP

CST Brands' Financial Position 'Solid'

CST Brands Inc., one of the largest independent retailers of motor fuels and convenience merchandise in North America, reported that its net income for first-quarter 2013 was $21 million, compared to $14 million for first-quarter 2012, within the range of $17 million to $23 million it announced in conjunction with its offering of senior notes in ... (more)

Comment?

Related Topix: Corporate / Securities Law, US Securities and Exchange Commission, Law, Financial Services, Valero Energy, Energy, Oil & Gas

Reuters

UPDATE 2-SEC charges South Miami with fraud over debt deals

The city of South Miami, Florida, defrauded investors by not disclosing problems with the tax-exempt status of two bond deals, U.S. securities regulators said on Wednesday in their second municipal bond fraud enforcement action this month.

Comment?

Related Topix: Corporate / Securities Law, Law, US Securities and Exchange Commission, Financial Services, Financial Markets

Business Journal

SEC charges South Miami with bond fraud

The City of South Miami has agreed to settle charges by the Securities and Exchange Commission that it defrauded bond investors regarding the tax-exempt financing eligibility of a mixed-use retail and parking structure being built in its downtown commercial district.

Comment?

Related Topix: Corporate / Securities Law, Law

Business Wire

CEO of Immune Pharmaceuticals to Present at BioEquity Europe 2013

Immune Pharmaceuticals Ltd. , a privately held Israeli company, and EpiCept Corporation announced today that Daniel Teper, Chief Executive Officer of Immune, will be presenting at the BioEquity Europe 2013 conference at the Varumottagning Sheraton Hotel in Stockholm, Sweden on Thursday, May 23, at 1:30 PM local time in the St.

Comment?

Related Topix: Biotech, EpiCept, Sweden, World News, Corporate / Securities Law, Law, US Securities and Exchange Commission, Financial Services

OurFuture.org

IRS Scandal a Carbuncle - on a Cancer-Wracked Body

Targeting Tea Party groups for scrutiny, even if through incompetence, not intention , turned the IRS into a nasty carbuncle on the governing body.

Comment?

Related Topix: Corporate / Securities Law, Law, US News, US Supreme Court, Liberal Political News

Business Journal

Dish: Sprint-SoftBank deal is a step toward China, away from national security

Dish Network Corp. played up a Sprint Nextel Corp. suitor's ties to China as new plot points unfolded Tuesday in the Sprint-Dish-SoftBank Corp.-Clearwire Corp.

Comment?

Related Topix: Sprint Nextel, IT Services, Telecom, Corporate / Securities Law, Law

Tue May 21, 2013

Burlington Times News

ZeekRewards investors can now file claims

Zeek Rewards is the $600 million Ponzi scheme out of Lexington that had investors around the world.

Comment?

Related Topix: Financial Services, US Securities and Exchange Commission, Corporate / Securities Law, Law

MacReport Media RSS Feed

Saber Partners Sees Strong Investor Demand for FirstEnergy Pass-Through Certificates

According to a Securities and Exchange Commission filing, three Ohio subsidiaries of FirstEnergy Corp.

Comment?

Related Topix: Toledo Edison, Energy, FirstEnergy, Ohio Edison, Jersey Central Power and Light, Corporate / Securities Law, Law, Marketing

BusinessPundit

Crowdfunding: New Types of Equity

There is a new movement afoot in the world of small business financing. The concept of crowdfunding has its roots in earlier efforts to assist artists get their music and art projects funded in an organized way.

Comment?

Related Topix: Small Business, Personal Finance, Corporate / Securities Law, Law

The Beaumont Enterprise

Proxy Disclosures for Corporate Jets: AircraftLogs Announces SEC Reporting Tool

Proxy Disclosures for Corporate Jets: AircraftLogs Announces SEC Reporting Tool AircraftLogs has automated incremental cost disclosures for corporate jets, which the Securities and Exchange Commission requires to be included the annual proxy statements of publicly-traded companies.AircraftLogs has automated the incremental cost disclosures for ... (more)

Comment?

Related Topix: Corporate / Securities Law, Law

Manila Bulletin

SEC issues Market-friendly rules on foreign ownership in firms

The Securities and Exchange Commission has issued a memorandum circular containing its guidelines on foreign ownership for firms engaged in nationalized and partly nationalized activities after several consultations with stakeholders.

Comment?

Related Topix: Corporate / Securities Law, Law

Vanguard

Understanding share buyback and its rules

Usually companies sell shares to investors. But a company can also buy its shares from shareholders.

Comment?

Related Topix: Corporate / Securities Law, Law