Securities and Exchange Commission News
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8 min ago | ABC News
The Securities and Exchange Commission levied a $7.5 million fine against movie studio Lions Gate Entertainment Corp. for failing to properly disclose its role in a complex debt-equity swap that helped it fend off a hostile takeover bid from Carl Icahn in 2010.
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8 min ago | USA Today
Lions Gate, the Hollywood studio behind the hit Hunger Games movies, Thursday admitted to charged that it used a series of complex and improperly disclosed financial moves to stymie a takeover battle by Carl The SEC says Lions Gate didn't tell investors the true reason for transactions.
8 min ago | InvestmentNews
The Securities and Exchange Commission Thursday filed charges against a group of brokers in a scheme wherein wealthy investors used variable annuities with death benefits to wager on the lives of the terminally ill.
3 hrs ago | Hollywood Reporter
Lionsgate has agreed to pay $7.5 million to settle a case with the Securities and Exchange Commission for failing to disclose to investors a key strategy to thwart a hostile takeover bid by Carl Icahn .
7 hrs ago | Business Journal
Tucker Auto-Mation Holdings LLC, a young Pittsburgh-area manufacturer led by repeat entrepreneur Patrick Mercier, has raised $250,000, according to a filing with the Securities and Exchange Commission.
Quintiles today announced the pricing of a secondary public offering of 15 million shares of its common stock by certain of its shareholders at a price to the public of $52.00 per share.
A U.S. Department of Labor official on Wednesday offered a sneak peek into a controversial plan to tighten regulation of retirement financial advisers, saying it will both minimize conflicts and still permit brokers to earn a living.
The Securities and Exchange Commission today charged global investment bank and brokerage firm Jefferies with failing to supervise its employees on its mortgage-backed securities desk who were lying to customers about pricing.
U.S. regulators proposed long-awaited rules on Wednesday designed to safeguard the country's largest clearing agencies from collapsing and spreading systemic market risks.
A U.S. judge on Wednesday ordered former Goldman Sachs Group Inc trader Fabrice Tourre to pay more than $825,000 after a jury found him liable for defrauding investors in a complex investment product linked to subprime mortgages.
Central European Media Enterprises Ltd. announced today that it has fixed 5:00 p.m. New York City time on March 21, 2014 as the record date for determining shareholders entitled to participate in its previously-announced rights offering.
Apple last week gave six top executives $12.1 million each in stock grants that will vest over the next four years, according to filings with the U.S. Securities and Exchange Commission .
The Ontario Securities Commission has decided to let some individuals and companies settle misconduct disputes with the regulator without formally having to admit to any wrongdoing.
An indication by the Securities and Exchange Commission that it has failed to collect much data to gauge the potential impact of a rule to raise investment advice standards has fiduciary-duty advocates scratching their heads.
A Red Lobster spin-off company would assume significant debt as part of the deal, according to documents filed with federal regulators.
A Hendersonville-based animal feed company and its top executives have been charged with accounting fraud by the Securities and Exchange Commission.
U.S. securities regulators on Tuesday filed civil charges against a corporate audit committee chairman for his role in covering up what they say was a massive accounting fraud at a now-bankrupt animal feed company, in a rare charge against an audit director.