Securities and Exchange Commission News
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3 hrs ago | Hispanic Business
Dec. 10 -- LOS ANGELES -- In two separate documents filed Monday, the city of Victorville , its airport authority and Assistant City Manager Keith Metzler denied any wrongdoing in connection with an allegedly fraudulent 2008 municipal bond offering.
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7 hrs ago | The Heritage Foundation
During a recent House Financial Services Committee mark-up, a number of members complained that the Securities and Exchange Commission was "slow walking" the regulations necessary to implement the very positive and bipartisan Jumpstart Our Business Startups Act enacted in 2012.
11 hrs ago | Anchorage Daily News
The regulators individually approved language implementing the so-called Volcker Rule, named after former Federal Reserve Chairman Paul Volcker, who as an aide to President Barack Obama proposed restricting the kinds of investments banks could get involved with if they are taking money from depositors or investors.
11 hrs ago | MarketWatch
So here we'll round up the other banking news that you might have missed. Among the big headlines: Lloyd Blankfein reportedly buys into a Miami playground for the super rich.
11 hrs ago | Pam's House Blend
The Volcker Rule has been formally approved by the FDIC, Federal Reserve and SEC.
14 hrs ago | Coastal Observer
A Pawleys Island area man was arrested Wednesday following his indictment by a federal grand jury in Atlanta for securities fraud, according to the FBI.
17 hrs ago | Wall Street Journal
Regulators weren't given enough time to review the final version of the Volcker rule and were under "intense pressure" to meet an "utterly artificial, wholly political" year-end deadline to complete the regulation, said Daniel Gallagher, a Republican member of the Securities and Exchange Commission, who is expected to oppose the final rule.
18 hrs ago | ThinkProgress
Women held less than 17 percent of corporate board seats at Fortune 500 companies in the United States this year, the eighth straight year with no significant year-over-year increase , according to the latest analysis by Catalyst.
The U.S. Department of Justice has been investigating possible sales of Dell computers to the Syrian government, the company said in documents released Monday.
When a pair of U.S. Securities and Exchange Commission examiners visited Bernard Madoff's offices in 2005, the now-imprisoned financier was not too worried - until he sneaked a look into one of their briefcases.
Tribune Co. took a key step in the planned spinoff of its publishing business on Monday, filing a Form 10 registration statement with the Securities and Exchange Commission .
Former United States Securities and Exchange Commission attorney Willie Briscoe, founder of The Briscoe Law Firm, PLLC , and the securities litigation firm of Powers Taylor LLP announce that a federal class action lawsuit has been filed against Fusion-IO, Inc. .
A Republican member of the U.S. Securities and Exchange Commission blasted other government regulators on Monday for requiring JPMorgan Chase & Co to pay $13 billion to resolve allegations of mortgage misdeeds tied to the financial crisis.
The Securities and Exchange Commission's top accountant on Monday urged accounting firms to think carefully before acquiring non-audit related consulting businesses, warning such moves could damage their independence and credibility.
Twitter Inc., leading up to its November 6 initial public offering, faced questions from the US Securities and Exchange Commission about slowing user growth and whether people were losing interest in viewing ads - the company's main source of revenue.
Allegations that Wal-Mart's Mexican division paid brides are at the center of lawsuits that are making their way through the courts.
In the age of modern digital surveillance, AT&T can keep its silence about what it tells the government, while the FBI can make your laptop keep its silence even while it's secretly filming you.