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13 min ago | Securities Industry
In this age of cyber-terrorism and the need for increased compliance and security, hedge funds are now being offered a new suite of products from ACE IT and IBM.
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4 hrs ago | AlertNet
A trader weighs gold nuggets at an illegal mine-pit in Walungu territory of South-Kivu province near Bukavu, April 5, 2014 REUTERS/Kenny Katombe WASHINGTON, April 22 - Twelve lawmakers are urging U.S. regulators to implement a new rule requiring companies to disclose if their products contain "conflict minerals" from Africa's Democratic Republic of ... (more)
The union representing tens of thousands of North Carolina state workers said Tuesday it filed a complaint with the federal Securities and Exchange Commission over how State Treasurer Janet Cowell is managing the $86 billion pension system.
Texas businessman Sam Wyly took the stand in his civil trial in New York on Tuesday and denied U.S. Securities and Exchange Commission claims that he and his brother used a complex network of offshore trusts to conceal years of stock trades and net $550 million in undisclosed profit.
A review of XBRL filings in the most recent quarter reveals that 32% of public companies had errors in their pension footnotes resulting in inaccurate data that is inconsistent with the HTML version of the company's financial statements.
A big family farm based in Kennewick is seeking public investors. Taggares Agriculture recently filed with the Securities and Exchange Commission for an initial public stock offering to raise up to $48 million.
On an acquisition tear of late, Valeant Pharmaceuticals appears to be mounting another hostile takeover, fixing its sights this time on Botox-maker Allergan Inc. with activist investor William Ackman providing some of the ammunition.
Top Planning Concerns for UHNW Clients Working with UHNW clients requires more than solid investment management and estate planning, according to advisor Paul Pagnato, founder of the Pagnato-Karp Group.
Oberhelman still took home nearly $15 million in total compensation in 2013, according to the SEC filing, more than half of it in the form of stock options awards.
Fires burn around the site of the BP Deepwater Horizon rig site in the Gulf of Mexico, June 19, 2010.
The Securities and Exchange Commission plans to review the cyber defenses of 50 Wall Street broker-dealers and investment advisers to determine whether they are prepared for potential cyber threats.
In a regulatory filing with the U.S. Securities and Exchange Commission , Endo Health Solutions, Inc., the parent of American Medical Systems, disclosed that the SEC filing indicates that American Medical Systems has already submitted a corrective action plan to the FDA, the facility will have to undergo a follow-up inspection at some point in the ... (more)
CREW compared political spending reports from 60 companies to contributions disclosed on tax forms filed by section 527 political organizations such as the Democratic and Republican governors' associations and found significant discrepancies for more than one-third of the companies.
ChinaNet Online Holdings, Inc. , a leading B2B Internet technology company focusing on providing online-to-offline sales channel expansion services for small and medium-sized enterprises and entrepreneurial management and networking services for entrepreneurs in the People's Republic of China, today announced that on April 16, 2014, it received a ... (more)
Jeff Steckbeck didn't read the prospectus. He didn't realize the price was inflated.
Krungthai Bank aims to launch subordinated debentures this year even though the funding cost of this instrument will be higher than previous sub-debt issues, as their only purpose was to strengthen Tier 2 capital.