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Securities and Exchange Commission News

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33 min ago | Business Journal

Dish: Sprint-SoftBank deal is a step toward China, away from national security

Dish Network Corp. played up a Sprint Nextel Corp. suitor's ties to China as new plot points unfolded Tuesday in the Sprint-Dish-SoftBank Corp.-Clearwire Corp.

Comment?

Related Topix: Sprint Nextel, IT Services, Telecom, Corporate / Securities Law, Law

Tue May 21, 2013

Burlington Times News

ZeekRewards investors can now file claims

Zeek Rewards is the $600 million Ponzi scheme out of Lexington that had investors around the world.

Comment?

Related Topix: Financial Services, US Securities and Exchange Commission, Corporate / Securities Law, Law

MacReport Media RSS Feed

Saber Partners Sees Strong Investor Demand for FirstEnergy Pass-Through Certificates

According to a Securities and Exchange Commission filing, three Ohio subsidiaries of FirstEnergy Corp.

Comment?

Related Topix: Toledo Edison, Energy, FirstEnergy, Ohio Edison, Jersey Central Power and Light, Corporate / Securities Law, Law, Marketing

BusinessPundit

Crowdfunding: New Types of Equity

There is a new movement afoot in the world of small business financing. The concept of crowdfunding has its roots in earlier efforts to assist artists get their music and art projects funded in an organized way.

Comment?

Related Topix: Small Business, Personal Finance, Corporate / Securities Law, Law

The Beaumont Enterprise

Proxy Disclosures for Corporate Jets: AircraftLogs Announces SEC Reporting Tool

Proxy Disclosures for Corporate Jets: AircraftLogs Announces SEC Reporting Tool AircraftLogs has automated incremental cost disclosures for corporate jets, which the Securities and Exchange Commission requires to be included the annual proxy statements of publicly-traded companies.AircraftLogs has automated the incremental cost disclosures for ... (more)

Comment?

Related Topix: Corporate / Securities Law, Law

Manila Bulletin

SEC issues Market-friendly rules on foreign ownership in firms

The Securities and Exchange Commission has issued a memorandum circular containing its guidelines on foreign ownership for firms engaged in nationalized and partly nationalized activities after several consultations with stakeholders.

Comment?

Related Topix: Corporate / Securities Law, Law

Vanguard

Understanding share buyback and its rules

Usually companies sell shares to investors. But a company can also buy its shares from shareholders.

Comment?

Related Topix: Corporate / Securities Law, Law

Securities Industry

Commenting on Automated Systems Rule Extended 45 Days

The Securities and Exchange Commission has extended the period for commenting on its proposed standard for the maintenance of automated systems used in securities trading by 45 days.

Comment?

Related Topix: Corporate / Securities Law, Law, US Politics, US News, US Senate, Republican, Mike Crapo, CPU, Science / Technology

The Globe and Mail

Lines harden between U.S. regulators, hedge fund SAC Capital Advisors

Subpoenas have been issued for SAC's Steven Cohen and other employees, The New York Times reports.

Comment?

Related Topix: Publishing, Media, New Times, Reuters, Corporate / Securities Law, Law, Criminal Defense Law

Mon May 20, 2013

Business Journal

Legg Mason proposes fixed-income fund with money-market liquidity

Legg Mason's move comes as a growing number of mutual fund companies consider offering funds in which the net asset value floats, rather than remains fixed.

Comment?

Related Topix: Legg Mason, Financial Services, Investment Services, Corporate / Securities Law, Law

Corporate Counsel

Cloud Computing and Unexpected FCPA Jurisdiction

A recent opinion from the Southern District of New York interpreting the 'means of interstate commerce' under the Foreign Corrupt Practices Act , has opened the door for the United States federal judiciary to exercise jurisdiction over virtually any Internet communication, even when the communication both originates and terminates outside the ... (more)

Comment?

Related Topix: Science, Computer Science, Cloud Computing, Science / Technology, Corporate / Securities Law, Law, Matav Rt, Telecom, Computers

PR-inside.com

Callon Petroleum Announces Public Offering of Non-Convertible Perpetual Preferred Stock

Callon Petroleum Company today announced that it is commencing an underwritten public offering of non-convertible Series A Cumulative Preferred Stock .

Comment?

Related Topix: Callon Petroleum, Energy, Oil & Gas, Corporate / Securities Law, Law, Attention, Philadelphia, PA

Business Journal

English Helper collects $750K fundraise

Westwood, Mass. based English Helper Inc. has secured a new round of funding. The developer of software to help non-English speaking people learn the English language raised $750,000, according to documents filed by the U.S. Securities and Exchange Commission.

Comment?

Related Topix: Financial Services, US Securities and Exchange Commission, Corporate / Securities Law, Law

OurFuture.org

A Letter From Senator Warren

The day may come when the worst nightmare a crooked banker or compromised regulator can have begins with the words, "You have a letter from Senator Warren." But before we get to that, here's an experience that may seem familiar: You're at a party or family get-together - a Sunday barbecue, perhaps - and someone says something like, "We need less ... (more)

Comment?

Related Topix: US Politics, US News, Senator Elizabeth Warren, US Senate, Criminal Defense Law, Law, Eric Holder, Corporate / Securities Law, Liberal Political News

ComputerWorld

Dell replays Windows 8 blame card as PC sales slide

Dell last week again blamed Windows 8 for contributing to a decline in PC sales revenue during the quarter that ended May 3. "Windows 8 has been, from our standpoint, not necessarily the catalyst to drive accelerated growth that we had hoped it would be," said Brian Gladden, Dell's CFO, in a call last week with Wall Street analysts to discuss the ... (more)

Comment?

Related Topix: Computers, Dell, Corporate / Securities Law, Law

Sun May 19, 2013

Denver Post

Former top-level Qwest executives look back, look ahead

Joe Nacchio's scheduled release from a halfway house in September will effectively mark the end of the legal tsunami that resulted from federal investigations of Denver-based Qwest more than a decade ago.

Comment?

Related Topix: Qwest, Telecom, Qwest Communications Intl, IT Services, Corporate / Securities Law, Law, US Securities and Exchange Commission, Financial Services

9NEWS

Bill clears House for wider SEC economic analyses

Legislation cleared the House on Friday that would place stricter requirements on the federal agency overseeing Wall Street to assess the costs and benefits of its regulations before they are issued.

Comment?

Related Topix: Corporate / Securities Law, Law, US News, US Politics, US House of Representatives, Democrat, Maxine Waters, Republican, Jeb Hensarling

Reuters

Ghosts of incinerator bond deal haunt Harrisburg election

In Harrisburg, Pennsylvania's cash-hungry capital city, local political battles are waged much as they are across the United States: with big personalities and bare-knuckled verbal brawls.

Comment?

Related Topix: Harrisburg, PA, Corporate / Securities Law, US Securities and Exchange Commission, Law, Financial Services, Economics News, Bankruptcy

Sat May 18, 2013

Seattle Times

How your U.S. lawmaker voted

Here's how the state's members of Congress voted on major issues in the week ending Friday, May 17.

Comment?

Related Topix: Healthcare Law, Law, Corporate / Securities Law, Health, Medicaid

The Wall Street Journal

Crapo Seeks More Time for Comment on Trading-Glitch Rules

A key Senate Republican is asking U.S. securities regulators to extend for three months the time allotted for public comment on proposed rules aimed at fighting trading glitches on exchanges and clearinghouses.

Comment?

Related Topix: US Politics, US News, US Senate, Republican, Mike Crapo, Corporate / Securities Law, Law