Securities and Exchange Commission News
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1 hr ago | Business Journal
Crocs Inc. will attempt to increase its profit margin by 4.5 percentage points using tactics that are part of a major restructuring announced Monday , just ahead of a quarterly earnings filing that revealed a steep decline in net income.
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3 hrs ago | Customer Interaction Solutions
The Securities Arbitration Law Firm of Klayman & Toskes, P.A. announced today that it is continuing to investigate WFG Investments and Securities America relating to the supervision of Matthew A. Bell and the sale of CodeSmart Holdings , Cubed, Inc. , StarStream and The Staffing Group, Ltd. .
7 hrs ago | Reuters
A New York-based investor relations executive on Tuesday agreed to settle civil charges that he illegally traded with inside information obtained while preparing press releases for company clients, U.S. regulators said.
9 hrs ago | Sys-Con Media
The Supplement will be filed with the securities regulatory authorities in each of the provinces and territories of Canada except Quebec.
In this age of endless regulation, it's hard to imagine that the legal and regulatory details of the law will ever truly be settled.
It's hard not to get cynical observing the characters who inhabit the District of Columbia.
The U.S. Securities and Exchange Commission on Monday announced it has tapped a University of Florida professor to serve as the agency's new chief economist.
Securities America Inc. said Monday it had reached an agreement to acquire certain assets of Sunset Financial Services Inc., a broker-dealer owned by Kansas City Life Insurance Co.
In his Oklahoma Senate campaign, Republican Rep. James Lankford said he doesn't hear from voters about raising investment advice standards for brokers.
What: The Securities and Exchange Commission has a long-term goal of modernizing its online public company filing system called EDGAR .
The U.S. Securities and Exchange Commission has scored big enforcement successes and delivered millions of dollars in awards to whistleblowers under a programme from the 2010 Dodd-Frank overhaul of Wall Street.
Valeant Pharmaceuticals International, Inc. has contacted both the Autorite des marches financiers in Quebec and the U.S. Securities and Exchange Commission regarding Allergan Inc.'s apparent attempt to mislead investors and manipulate the market for Valeant common shares by continuing to make false and misleading statements regarding Valeant's ... (more)
Thailand will allow foreign companies to sell shares on the Thai stock exchange, both in an initial public offering and dual offering to enhance the Thai market's competitiveness.
The sweeping financial reform package, signed into law by President Obama four years ago on Monday, has come under renewed attack as congressional Republicans try to pull funding for enforcement and regulators struggle to implement it.
Astro-Med major shareholder Alexis Ondis sold 1,600 shares of the company's stock in a transaction that occurred on Thursday, July 17th.
Frank s International has earned an average recommendation of "Buy" from the thirteen ratings firms that are currently covering the company, Stock Ratings Network.com reports .
In most professional disciplines, going to the primary source is the best way to get an unblemished perspective on things.
Updated: Tue Jul 22, 2014 03:45 pm
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