Securities and Exchange Commission News
News on Securities and Exchange Commission continually updated from thousands of sources around the net.
3 hrs ago | Wall Street Journal
The Financial Industry Regulatory Authority, Wall Street's self-regulator, is planning rule changes that would require so-called nontraded real-estate investment trusts to improve disclosure on fees and to more quickly report on changes in the value of properties in their portfolios.
Should America ever negotiate with terrorists?
Should all gun buyers receive a background check?
7 hrs ago | Sys-Con Media
Electronic copies of the preliminary prospectus supplement and, the final prospectus supplement and accompanying prospectus relating to this offering may be obtained from the SEC's website at http://www.sec.gov or from Aegis Capital Corp., 810 7th Avenue, 18th Floor, This press release is neither an offer to sell nor a solicitation of an offer to ... (more)
12 hrs ago | Globe and Mail
The seal of the U.S. Securities and Exchange Commission hangs on the wall at their headquarters in Washington, in this June 24, 2011 file photo.
16 hrs ago | KRDO-TV Colorado Springs
The U.S. Securities and Exchange Commission has filed a lawsuit claiming a Colorado Springs man defrauded investors of more than $31 million.
16 hrs ago | Forbes.com
With 2014 and many corporations' annual meetings just around the corner, more and more publicly-traded companies find themselves girding for costly proxy fights over corporate governance issues.
16 hrs ago | Dealbreaker
Volcker Rule Shows Its Wide Reach Unforeseen consequences of the Volcker rule already are rippling into the furthest corners of the economy and financial markets.
Sheldon Adelson leads the way among executives who legally avoid estate taxes by using a loophole allowing him to give money to heirs tax-free.
The U.S. Securities and Exchange Commission asked a federal judge to order former Goldman Sachs Group Inc vice president Fabrice Tourre to pay more than $1.1 million for his role in a failed 2007 mortgage deal, according to a court document filed Monday in Manhattan federal court.
Information contained on this page is provided by an independent third-party content provider.
Former United States Securities and Exchange Commission attorney Willie Briscoe and the securities litigation firm of Powers Taylor LLP are investigating the acquisition of Performance Technologies, Inc. by for shareholders.
The company has agreed to file a registration statement with the U.S. Securities & Exchange Commission covering the shares that may be issued to Kodiak under the terms of the common stock purchase agreement.
Investments from China in the United States have increased at a nice rate in 2013 and this has caused Chinese law firms to help investors navigate the legal waters in the United States, according to China Daily.
The Securities and Exchange Commission is negotiating with entities under its purview for them to commit to paying a percentage of funds under management to the commission.
Managing directors and finance directors of companies are to be excluded from audit committee as part of efforts to ensure stronger corporate governance in the country.
U.S. and Hong Kong stock market regulators are demanding that Chinese companies provide investors more warnings about the risks of a legal structure commonly used to list those shares overseas.
Italian markets watchdog Consob may fine the world's biggest money manager BlackRock Inc for not informing the regulator soon enough that it had increased its stake in Telecom Italia, Consob's chairman told an Italian daily.
The financial sector has a lot to celebrate as 22013 draws to a close. The banksters of Wall street have a lot of good news to dance about starting with the gutting of the so-called Volker rule! Some say that because the banks are tasked to "self report" violations and can treat other banks as "clients" rather than as institutions that fall under ... (more)