Corporate / Securities Law News

Seven Central New York businessmen and golfing buddies have been accused of racking up nearly $275,000 in profits in one week from illegal insider trading four years ago.

Federal regulators on Monday sued political fundraiser Norman Hsu for allegedly operating a $60 million investment scam and using some of the proceeds to make contributions to Sen.

The Securities and Exchange Commission is looking for the person who falsely reported that Apple CEO Steve Jobs had suffered a heart attack on Friday.

In a complaint filed in U.S. District Court, the U.S. Securities and Exchange Commission said The Penn Traffic Co.

In an Oct. 2 statement before the Commodity Futures Trading Commission, the National Grain and Feed Association said proposed CME Group changes to the Chicago Board of Trade wheat futures contract would not be ...

NEW ORLEANS, Oct 4, 2008 -- Kahn Gauthier Swick, LLC reminds shareholders that October 6, 2008 is the deadline to file lead plaintiff applications in a securities class action pending in the United States ...

The Wall Street financiers and firms whose problems have prompted a $700 billion federal bailout are no strangers to Capitol Hill or to politics.

Thai shares gained 0.55% yesterday in cautious trade despite the passage of a new economic rescue plan by the US Senate.

The proposed request reflects increased costs of providing service, including the company's ongoing infrastructure upgrade and replacement program.

U.S. securities regulators provided initial guidance on fair value accounting and reminded financial services firms that they don't need to use fire sale prices when evaluating their hard to price assets, ...

The Securities and Exchange Commission today charged five Los Angeles-area brokers with securities fraud, alleging that they put their customers at risk by refinancing their homes with subprime mortgages that ...

The Securities and Exchange Commission said Friday it's investigating whether a false report that Apple chief executive Steve Jobs suffered a heart attack was published in a effort to manipulate the company's ...

A well known north country auto dealer and developer is accused of illegal insider trading.

IN FIRING their bazookas at the crisis, policymakers have blown holes in rules on everything from share trading to competition policy.

The Securities and Exchange Commission's new, relaxed accounting rules could give U.S. businesses too much leeway in assessing their assets, critics said.

US REGULATORS on Tuesday offered new guidelines aimed at easing accounting rules blamed by some analysts for worsening the crisis for banks with heavy losses from mortgage securities.

Concerns about IBM's third quarter are popping up almost daily. The standard set of concerns revolves around technology spending and the willingness to pay IBM's army of consultants fees for big bang projects ...

A Securities and Exchange Commission investigation into whether traders spread misinformation in a bid to drive down shares of financial firms focuses in part on a series of midsummer Wall Street rumors, ...

Betting on the sagacity of the U.S. Congress is risky, to say the least. So let's assume the worst, and imagine that the big $700 billion bailout doesn't pass anytime soon.

Rep. Peter DeFazio, D-Springfield, Ore., and six other house members introduced their "No BAILOUTS Act" Tuesday after opposing an earlier version of the financial bailout bill that failed in the House.