Corporate / Securities Law News
News on Corporate / Securities Law continually updated from thousands of sources around the net.
3 hrs ago | AmericanBankingNews.com
ExOne major shareholder Century Ventures Ltd Novel sold 149,410 shares of the company's stock in a transaction that occurred on Monday, August 18th.
7 hrs ago | MacReport Media RSS Feed
K: CADY), a leader in the on-course delivery of technology services and content to golfers, is pleased to announce that it has filed a registration statement on Form S-1 with the Securities and Exchange Commission for a proposed direct public offering of its common stock and a proposed offering for resale of existing shares of its common stock held ... (more)
12 hrs ago | KRNV-TV Reno
Louis Joseph Brothers used sales of military-grade electronics to Hong Kong to boost the revenue for his business, then resigned from the company he founded when federal investigators started questioning the sales and the company fell apart.
13 hrs ago | TheStreet.com
In a 13D filing with the Securities and Exchange Commission, Icahn said he has accumulated an 8.48% stake in Hertz and intends to engage the company about its accounting issues, operational failures and overall underperformance relative to peers.
14 hrs ago | Housing Wire
Ocwen Financial Corporation generated a few headlines last week, including here on HousingWire , when it announced that it would be restating its 2013 and 2014 earnings after its auditor found a potential "material weakness" in in the way it valued and recorded a financial transaction.
18 hrs ago | ABC15.com
SeaWorld Entertainment has dropped an appeal of citations it received after the drowning of a trainer who was pulled under by a killer whale.
20 hrs ago | AmericanBankingNews.com
Four Oaks Fincorp major shareholder Kenneth R. Lehman acquired 15,125,000 shares of the stock on the open market in a transaction that occurred on Friday, August 15th.
Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a... ; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Options on Shares of the iShare ETFs Citation: "79 FR 49140" Document Number: "Release No.
Groundfloor Inc. , one of several startups that crowdfunds investments in real estate, raised $1 million in seed funding and moved its headquarters to Atlanta in search of less-restrictive crowdfunding rules.
Village Super Market major shareholder Of Perry Sumas Estate sold 6,889 shares of Village Super Market stock in a transaction that occurred on Tuesday, August 19th.
On August 4, the Securities and Exchange Commission's Office of Investor Education and Advocacy issued an Investor Alert to assist investors in identifying potentially fraudulent private placements.
The Offering was undertaken by a syndicate of underwriters led by Macquarie Capital Markets Canada Ltd. and including Loewen, Ondaatje, McCutcheon USA Limited, Tempest Capital Corp. and H.C. Wainwright & Co.
The Securities and Exchange Commission has charged Heidi Ann Gamer with running a $771,900 offering fraud using two companies, including one in Atlanta.
Federal securities regulators have charged a former Eastern Bank executive with insider trading for allegedly telling a golfing partner about an impending acquisition.
Disruption Corp, which runs the Crystal Tech Fund in Crystal City, Virginia, said on Tuesday that regulators had licensed it to provide investment guidance.
The Company claims an exemption from the registration requirements of the Securities Act of 1933, as amended for the private placement of these securities pursuant to Section 3 and 4 of the Act and/or Rule 506 of Regulation D promulgated thereunder since, among other things, the transaction does not involve a public offering, the Investor is an ... (more)
The move is fueled by Pleasant Kids need for additional space. The new facility will accommodate our growth, sales, contracts, administration and animation team.
Updated: Wed Aug 20, 2014 11:50 pm
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