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Corporate / Securities Law News

News on Corporate / Securities Law continually updated from thousands of sources around the net.

3 hrs ago | Christian Science Monitor

A flash tax for the 'Flash Boys'

Michael Lewis spotlights high-frequency traders with his new book, Flash Boys . These traders use high-speed computers and fast connections to outrace investors, and other traders, to the market.

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Related Topix: Blog News, Securities and Exchange Commission, Law

8 hrs ago | Seeking Alpha

Aecom Technology: 6 Different Insiders Have Sold Shares During The Last 30 Days

Aecom Technology is a provider of professional technical and management support services for public and private clients around the world.

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Related Topix: Securities and Exchange Commission, Law

Sat Apr 19, 2014

Worcester Telegram & Gazette

Accused head of Marlboro co. allegedly tried to flee with $38M in checks

As federal agents searched the Marlboro headquarters of TelexFree Inc. this week, the company's chief financial officer tried to flee with a laptop and a bag holding cashier's checks worth nearly $38 million, according to court records made public Thursday.

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Related Topix: Securities and Exchange Commission, Law, Ashland, MA

JD Supra

'SEC Proposes Security-Based Swap Recordkeeping, Reporting and...

On April 17, 2014, the Securities and Exchange Commission proposed new regulations that would implement the recordkeeping, reporting and notification requirements of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010.

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Related Topix: Securities and Exchange Commission, Law

Hispanic Business

Smsa Gainesville Acquisition Corp. Files (8-K/a) Disclosing Unregistered Sale of Equity Securities

As part of the ongoing Private Placement, the Company has received signed subscription agreements and checks from 16 investors.

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Related Topix: Law

JD Supra

D.C. Circuit Rules A Provision Of The SEC Conflict Minerals Rule Violates The First Amendment

On April 14, 2014, the D.C. Circuit Court of Appeals in Nat'l Ass'n of Mfrs. v. SEC , 2014 BL 102614, D.C. Cir., No.

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Related Topix: Securities and Exchange Commission, Law, District of Columbia Circuit Court of Appeals, US News, Congo, Africa

Hispanic Business

Oneok Inc /New/ Files (8-K) Disclosing Regulation FD Disclosure,...

A copy of the news release is attached as Exhibit 99.1 and is incorporated herein by reference.

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Related Topix: Law

Fri Apr 18, 2014

Wall Street Journal

Three Beam Executives to Resign Ahead of Suntory Takeover

Beam Inc., which expects to be acquired soon by Suntory Holdings Ltd., disclosed Friday its chief financial officer and two other executives have announced their intention to resign.

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Related Topix: Securities and Exchange Commission, Law

AmericanBankingNews.com

Insider Buying: PMC Commercial Trust major shareholder Purchases 22,300 Shares of Stock

PMC Commercial Trust major shareholder Cim Service Provider, Llc acquired 22,300 shares of the company's stock in a transaction that occurred on Thursday, April 17th.

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Related Topix: Securities and Exchange Commission, Law

KTOO-TV Juneau

BP Exec Who Led Cleanup Settles On Charges Of Insider Trading

BP Mobile Incident Commander Keith Seilhan talks with oil cleanup workers in Gulf Shores, Ala., in July 2010.

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Related Topix: Securities and Exchange Commission, Law, Oil Spill

Front www.keysnet.com

An artist depiction of what was to be a Cay Clubs condominium development in Islamorada.

Attorneys representing Cay Clubs executives who are the targets of a federal Securities and Exchange Commission fraud complaint and investigation want a judge to throw out statements given by two former company lawyers.

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Related Topix: Criminal Defense Law, Law, Securities and Exchange Commission, Mortgage, Personal Finance

Sys-Con Media

NTN Buzztime Announces Exercise and Closing of Over-Allotment Option...

The closing occurred on the same day. As a result, the company issued a total of 12,765,000 shares in the offering and will receive gross proceeds of approximately The shares described above were issued pursuant to a prospectus supplement and accompanying prospectus, all as filed as part of a shelf registration statement on Form S-3 previously ... (more)

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Related Topix: Securities and Exchange Commission, Law

JD Supra

'Proposed Amendments to the Delaware General Corporation Law'

On April 17, 2014, the Corporation Law Section of the Delaware State Bar Association proposed legislation that, if adopted, would amend the Delaware General Corporation Law in a number of important ways.

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Related Topix: Law

InvestmentNews

Cybersecurity gets the SEC's attention as agency plans to query advisers on safeguards

At a time when an online threat is panicking Internet users, the Securities and Exchange Commission has provided financial advisers with a detailed checklist of what it expects firms to provide in terms of cybersecurity protection.

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Related Topix: Securities and Exchange Commission, Law

Thu Apr 17, 2014

Law.com

SLUSA in Second Circuit After Troice Decision

On Feb. 26, 2014, the U.S. Supreme Court decided Chadbourne & Park v. Troice , 134 S. Ct. 1058 .

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Related Topix: Second Circuit Court of Appeals, US News, US Supreme Court, Law

Daily Times

SECP registers HAP under halal products, services

KARACHI: Halal Products and Services Association of Pakistan has been incorporated with Securities and Exchange Commission of Pakistan under the Companies Ordinance, 1984 vide- incorporation number 008783.

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Related Topix: World News, Pakistan, Securities and Exchange Commission, Law

Fox News

SEC Charges Ex-BP Official for Insider Trading

A veteran BP employee who headed the company's cleanup from the 2010 Deepwater Horizon oil spill has been charged with insider trading for allegedly selling shares illegally after learning the extent of the disaster.

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Related Topix: Securities and Exchange Commission, Law, Oil Spill, Business News

USA Today

Ex-BP worker charged with insider trading

A former BP oil worker was hit with insider-trading charges Thursday for using confidential information about the magnitude of the 2010 Deepwater Horizon disaster to sell his family's $1portfolio of company stock.

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Related Topix: Oil Spill, Securities and Exchange Commission, Law

ABC News

Ex BP-Employee Settles US Insider-Trading Charges

The government says a former BP employee who was a coordinator during the 2010 oil spill in the Gulf of Mexico has settled federal charges of using confidential information on the seriousness of the spill to profit illegally from trading in BP stock.

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Related Topix: Oil Spill, Securities and Exchange Commission, Law

Reuters

Ex-BP employee settles SEC insider-trading oil spill case

A former 20-year veteran of BP plc will pay a civil penalty to settle civil charges alleging he used non-public information during the 2010 Deepwater Horizon oil spill to commit insider-trading, U.S. regulators said on Thursday.

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Related Topix: Oil Spill, Securities and Exchange Commission, Law

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