Corporate / Securities Law News
News on Corporate / Securities Law continually updated from thousands of sources around the net.
2 hrs ago | Dallas Morning News
Well, that didn't take long. J.C. Penney's stock price was whipsawed again on Thursday after a Dallas-based hedge fund sold its stake in the struggling department store chain.
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6 hrs ago | JD Supra
There are so many potential pitfalls in conducting an internal investigation. I always say that there is an "art" to conducting an effective internal investigation.
7 hrs ago | The Washington Post
The House voted Wednesday to exempt certain private equity firms from various SEC reporting requirements in the Dodd-Frank law.
11 hrs ago | Business Journal
The U.S. Securities and Exchange Commission has filed an emergency order accusing a Milton money manager and the asset management firms he ran of violating U.S. securities law and ordering them to pay $839,000 back to the investors he bilked, including his own church.
15 hrs ago | The Daily Beast
The SEC avoided taking a stand on corporations having to disclose their political contributions.
19 hrs ago | Ghanamma.com
The Securities and Exchange Commission, SEC, weekend revealed that it has clampdown on three illegal companies operating in the country and warned fraudsters to desist from such illegal practices or face the wrath of law.
Novabay Pharmaceutic major shareholder Pioneer Pharma Holdings China bought 5,000,000 shares of Novabay Pharmaceutic stock on the open market in a transaction that occurred on Monday, December 2nd.
Jon Michael Harder, indicted on federal fraud charges in the Sunwest Management Inc. case, is scheduled to face a six week jury trial in 2014.
Fifth Third Bancorp , a large U.S. midwest regional bank, agreed to pay $6.5 million to settle U.S. Securities and Exchange Commission charges that it accounted improperly for troubled commercial real estate loans during the 2008 financial crisis, reducing its reported loss.
Three Wall Street trade groups sued the U.S. Commodity Futures Trading Commission on Wednesday to stop tough overseas trading guidelines that they fear could hurt markets and reduce their profits.
Last month, the Securities and Exchange Commission published its long-awaited proposed rules for the most radical part of the JOBS Act of 2012.
Three years ago, Dallas Mavericks owner Mark Cuban celebrated his team's NBA championship victory over the Miami Heat.
OCTOBER 30: U.S. Sen. Elizabeth Warren speaks during a briefing on a Securities and Exchange Commission proposed rule October 30, 2013 on Capitol Hill in Washington, DC.
According to filings with the Securities and Exchange Commission it is that time of year again - the time when the Oregon Angel Fund begins raising money for its next year's worth of investments.
A Miami-based trader was charged by the Securities and Exchange Commission on Tuesday for insider trading in the stock of a Chinese company.
The Securities and Exchange Commission's decision to remove a political spending rule from its annual agenda has irked House and Senate Democrats pushing the proposal and the lawmakers said they will continue to press the agency to act.
Spectral Capital Corporation, announced today it has completed the transaction to acquire majority control of Monitr, which includes all intellectual property and assets that the company has and will develop.