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Commissioner Scott O'Malia said on Monday he intends to leave the U.S. Commodity Futures Trading Commission, creating a vacancy just a short while after Chairman Tim Massad took over at the derivatives regulator.
It's hard not to get cynical observing the characters who inhabit the District of Columbia.
The Securities and Exchange Commission will let foreign companies launch initial public offerings and simultaneous dual listings locally as part of an effort to make the Thai bourse a hub for the Greater Mekong Subregion.
In his Oklahoma Senate campaign, Republican Rep. James Lankford said he doesn't hear from voters about raising investment advice standards for brokers.
In this role, Butler will lead the strategic growth of the Company's engineering, environmental and infrastructure services within the power and utility market sectors, developing innovative strategies to maximize new business opportunities and supporting the delivery of creative solutions to client challenges.
What: The Securities and Exchange Commission has a long-term goal of modernizing its online public company filing system called EDGAR .
Large speculators trimmed their net length in gold but added to their net-long position in silver, according to the most recent weekly report on positioning of market participants from the Commodity Futures Trading Commission.
In the most bitter corporate takeover battle of the year that has been going on for months, Allergan has called Valeant Pharmaceuticals' business model unsustainable and compared Valeant to Tyco, the acquisition-driven company that crumbled amid an accounting scandal.
Wonkbook's Number of the Day: 52 percent. That's the percentage of rulemaking requirements that have been met so far under the Dodd-Frank financial reform law, four years after it was enacted.
J. Christopher Giancarlo, 55, of Haworth recently moved to Washington, D.C., to take his seat on the five-member Commodity Futures Trading Commission, one of two Republicans on the regulatory panel.
The sweeping financial reform package, signed into law by President Obama four years ago on Monday, has come under renewed attack as congressional Republicans try to pull funding for enforcement and regulators struggle to implement it.
CAPITAL MARKET leaders from Cambodia, Laos, Vietnam and Thailand have signed a pact to boost regional cooperation on capital-market development.
This article was written by Oilprice.com -- the leading provider of energy news in the world.
Natural Blue, a company cofounded by Paul Pelosi, Jr. to focus on "environmentally-friendly" investments, has been charged with fraud by the SEC.
Gainey McKenna & Egleston announces that a class action lawsuit has been filed in the United States District Court, District of Delaware on behalf of all persons who purchased or otherwise acquired the securities of The Bancorp, Inc. during the period between April 24, 2013 and June 10, 2014, inclusive .
As mandated by Congress in Section 201 of the Jumpstart Our Business Startups Act, in July 2013 the Securities and Exchange Commission amended Rule 506 under Regulation D of the Securities Act of 1933, creating a new paragraph .
Updated: Tue Jul 22, 2014 02:04 am
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