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Corporate / Securities Law News

News on Corporate / Securities Law continually updated from thousands of sources around the net.

3 hrs ago | Business Journal

Crocs shoots to increase profitability; CEO search goes on

Crocs Inc. will attempt to increase its profit margin by 4.5 percentage points using tactics that are part of a major restructuring announced Monday , just ahead of a quarterly earnings filing that revealed a steep decline in net income.

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Related Topix: Securities and Exchange Commission, Law

5 hrs ago | Business Journal

Four things you may not know about the Reliant-Commerce Union merger

As part of its merger with Reliant Bank of Brentwood, Commerce Union Bank intends to issue around $41.6 million in common stock to fund part of the all-stock transaction, according to a recent filing with the Securities and Exchange Commission.

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Related Topix: Securities and Exchange Commission, Law

7 hrs ago | JD Supra

2014 Amendments to the Delaware General Corporation Law

On July 15, 2014, Delaware Governor Jack Markell signed Delaware House Bill No. 329, which makes a number of noteworthy changes to the Delaware General Corporation Law.

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Related Topix: Law, US Governors, Jack Markell

9 hrs ago | Reuters

UPDATE 1-Investor relations partner settles U.S. SEC insider-trading charges

A New York-based investor relations executive on Tuesday agreed to settle civil charges that he illegally traded with inside information obtained while preparing press releases for company clients, U.S. regulators said.

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Related Topix: Securities and Exchange Commission, Law

9 hrs ago | University of Florida News

UF economics professor named chief economist for Securities and Exchange Commission

Flannery will take leave from his scholarly commitments at Warrington to fulfill his duties at the SEC starting Sept.

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Related Topix: Law, Securities and Exchange Commission

13 hrs ago | Hispanic Business

Geltech Solutions, Inc. Files (8-K) Disclosing Unregistered Sale of Equity Securities

The shares of common stock and warrants were issued without registration under the Securities Act of 1933 in reliance upon the exemption provided in Section 4 and Rule 506 thereunder.

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Related Topix: Law

17 hrs ago | Business Journal

Fuel Performance Solutions order to have 'positive' impact on revenue

Clayton-based Fuel Performance Solutions Inc., formerly International Fuel Technology Inc., has landed an order that will boost its revenue and cash flow, according to a regulatory document filed with the Securities and Exchange Commission.

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Related Topix: Securities and Exchange Commission, Law

Mon Jul 21, 2014

Reuters

UPDATE 1-Commissioner O'Malia to leave U.S. CFTC swaps watchdog

Commissioner Scott O'Malia said on Monday he intends to leave the U.S. Commodity Futures Trading Commission, creating a vacancy just a short while after Chairman Tim Massad took over at the derivatives regulator.

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Related Topix: Law, US Politics, US News, Barack Obama, US Senate, Republican, Mitch McConnell

Wall Street Journal

Reforming the Proxy Advisory Racket

It's hard not to get cynical observing the characters who inhabit the District of Columbia.

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Related Topix: Securities and Exchange Commission, Law

Bangkok Post

New rules for foreign IPOs

The Securities and Exchange Commission will let foreign companies launch initial public offerings and simultaneous dual listings locally as part of an effort to make the Thai bourse a hub for the Greater Mekong Subregion.

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Related Topix: Securities and Exchange Commission, Law

InvestmentNews

Congressman explains why he's trying to stop SEC fiduciary rule

In his Oklahoma Senate campaign, Republican Rep. James Lankford said he doesn't hear from voters about raising investment advice standards for brokers.

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Related Topix: Securities and Exchange Commission, Law, US News, US Politics, Representative James Lankford, Republican, US House of Representatives

World News Report

TRC Names Jeff Butler Senior Vice President

In this role, Butler will lead the strategic growth of the Company's engineering, environmental and infrastructure services within the power and utility market sectors, developing innovative strategies to maximize new business opportunities and supporting the delivery of creative solutions to client challenges.

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Related Topix: TRC Companies, Environmental, Waste Management, Law

Federal Computer Week

SEC plans a makeover for EDGAR

What: The Securities and Exchange Commission has a long-term goal of modernizing its online public company filing system called EDGAR .

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Related Topix: Securities and Exchange Commission, Law

Forbes.com

Large Speculators Trim Comex Gold Net Length, But Add To Silver Net Long - CFTC Data

Large speculators trimmed their net length in gold but added to their net-long position in silver, according to the most recent weekly report on positioning of market participants from the Commodity Futures Trading Commission.

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Related Topix: Law

Forbes.com

Valeant Complains To SEC About Allergan's War Of Words

In the most bitter corporate takeover battle of the year that has been going on for months, Allergan has called Valeant Pharmaceuticals' business model unsustainable and compared Valeant to Tyco, the acquisition-driven company that crumbled amid an accounting scandal.

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Related Topix: Securities and Exchange Commission, Law

The Washington Post

Wonkbook: 4 years later, Dodd-Frank is still only halfway implemented

Wonkbook's Number of the Day: 52 percent. That's the percentage of rulemaking requirements that have been met so far under the Dodd-Frank financial reform law, four years after it was enacted.

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Related Topix: Securities and Exchange Commission, Law, Home, Mortgage, Personal Finance

Sys-Con Media

CHGT Seeks Out Acquisition Opportunities in 3D Printing Market

With the robust 3D printing market showing no signs of slowing, forward-thinking technology company Changing Technologies, Inc. is exploring new acquisition targets in the booming 3D printing sector that continues its rapid evolution.

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Related Topix: Law

Sun Jul 20, 2014

The Verona-Cedar Grove Times

Giancarlo assumes regulatory role

J. Christopher Giancarlo, 55, of Haworth recently moved to Washington, D.C., to take his seat on the five-member Commodity Futures Trading Commission, one of two Republicans on the regulatory panel.

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Related Topix: Law, Home, Mortgage, Personal Finance

New York Post

Fight over Dodd-Frank lingers years after its passage

The sweeping financial reform package, signed into law by President Obama four years ago on Monday, has come under renewed attack as congressional Republicans try to pull funding for enforcement and regulators struggle to implement it.

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Related Topix: Securities and Exchange Commission, Law

The Nation

Regional pact for capital market development

CAPITAL MARKET leaders from Cambodia, Laos, Vietnam and Thailand have signed a pact to boost regional cooperation on capital-market development.

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Related Topix: Securities and Exchange Commission, Law

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