3 hrs ago | Fox News
The Securities and Exchange Commission on Friday charged a Dallas-based broker who allegedly improperly profited by placing his own secret trades ahead of large block trades he executed for clients.
7 hrs ago | Roll Call
Renteria,a former Stabenow staffer, is being considered at for a spot in the Obama administration.
11 hrs ago | Reuters
A woman waits for an elevator in the foyer of the Fort Worth Regional Office of the Securities and Exchange Commission in Fort Worth, Texas June 28, 2012.
Tnemec Co. Inc. sold $409,493 in equity in a private offering that commenced on May 13, according to a filing with the Securities and Exchange Commission.
A former Goldman Sachs Group Inc. investment banker has agreed to a five-year securities industry ban and a record fine to settle Securities and Exchange Commission charges that he broke rules against influence peddling to win bond underwriting business in Massachusetts.
A prominent firm in the business of advising big shareholders on how to vote in elections for company directors is paying a $300,000 fine to settle federal civil charges of failing to protect clients' confidential voting information.
The top U.S. securities regulator on Thursday filed civil fraud charges against a former LPL Financial LLC adviser, charging he diverted some $2 million of client funds to use for personal expenses.
An influential shareholder advisory firm, Institutional Shareholder Services, on Thursday was fined $300,000 by the Securities and Exchange Commission for failing to set up safeguards to protect the voting information of some of its institutional investor clients.
WOW! Internet, Cable & Phone , a leading fully integrated provider of residential and commercial high-speed data, video and telephony services to customers in the Midwestern and Southeastern United States, today reported financial and operating results for the first quarter ended March 31, 2013.
Tesla could have been worth a lot more when it comes to the bottom line for taxpayers, even if the government's financial backing may have helped to create the nation's fourth automaker to supplant the Big Three of Ford As Tesla repays $465 million in Department of Energy loans nine years ahead of schedule, the company is poised to extinguish ... (more)
The city of South Miami, Florida, defrauded investors by not disclosing problems with the tax-exempt status of two bond deals, U.S. securities regulators said on Wednesday in their second municipal bond fraud enforcement action this month.
First Liberty Power Corp. , an innovative and diversified mine exploration and development company focused on bringing to market "Mined in America" strategic industrial minerals, is pleased to announce that underground work at their Small Mine Development Corp has been engaged as the contractor for all underground activities, and will supply the ... (more)
Targeting Tea Party groups for scrutiny, even if through incompetence, not intention , turned the IRS into a nasty carbuncle on the governing body.
Corporation , a Renewable Energy Development Company, announced today that the City of St.
It's not just faceless Wall Street lobbyists who are doing the damage; a guy named Mark Wetjen has some explaining to do.
There is a new movement afoot in the world of small business financing. The concept of crowdfunding has its roots in earlier efforts to assist artists get their music and art projects funded in an organized way.