Corporate / Securities Law News
News on Corporate / Securities Law continually updated from thousands of sources around the net.
3 hrs ago | JD Supra
A divided Securities and Exchange Commission recently adopted rules that will require floating net asset values for institutional money market funds and give most money market funds the discretion to impose liquidity fees and gates.
7 hrs ago | Fox News
The Securities and Exchange Commission charged a jailed con man for the second time this month with luring investors into a phony venture using made-up press releases -- this time for a non-existent solar energy company.
9 hrs ago | NWCN.com
JPMorgan Chase will pay $650,000 to settle charges from federal regulators of filing inaccurate reports on the trading positions of some of its large customers.
10 hrs ago | GhanaWeb
The Chairman of the Securities and Exchange Commission , Professor E.V.O. Dankwah, has encouraged the government to look within to raise capital for development.
14 hrs ago | Reuters
Germany's Deutsche Bank and Switzerland's UBS said they were caught up in an inquiry by U.S. regulators, who are looking into whether broker-run stock exchanges gave an unfair advantage to high-frequency traders.
Vystar Corp major shareholder Keith D. Osborn bought 1,600 shares of the company's stock on the open market in a transaction dated Thursday, July 24th.
Now, BMW i3 drivers in can enjoy unlimited, no cost 30 minute DC fast charging, at eVgo Freedom Station sites equipped with DC Combo Fast Charging, through 2015.
Sykes understands America's fascination with Cynk - the Belize-based company with a stock that went from 6 cents a share to $21.45, got halted by the Securities and Exchange Commission as it slid to $13.60, then crashed to $2.10 on Friday, its first trading session after a 10-day suspension.
Smith & Wesson Holding Corp. on Monday agreed on pay $2 million to settle disciplinary proceedings that it international sales team bribed military and police officials in Pakistan, Indonesia and other countries, in order to attract new businesses from 2007 until 2010, the Securities and Exchange Commission announced.
The UK regulator, the Financial Conduct Authority , fined Lloyds A 105m, while the US Commodity Futures Trading Commission fined Lloyds A 62m and the US Department of Justice penalty was A 51m.
The Securities and Exchange Commission has charged a Citigroup business unit operating an alternative trading system with failing to protect the confidential trading data of its subscribers.
Shares of Douglas Emmett have been given an average rating of "Hold" by the nine analysts that are presently covering the stock, Analyst RN reports .
With great reluctance, its chief says, the agency charged with protecting the financial interests of bilked investors has seized on a legal argument that avoids paying the bilked investors of Allen Stanford - costing many Louisiana families millions of dollars in potential relief.
U.S. regulators said Friday that a business unit of Citigroup will pay $5 million to settle civil charges that one of its private trading venues violated federal law by failing to protect its clients' confidential trading data.
On Wednesday, the Securities and Exchange Commission announced changes to money market fund regulation.
Texas tycoon Sam Wyly and the estate of his late brother Charles should pay damages totaling $1.41 billion for their role in a scheme that hid trades in companies they controlled using offshore trusts, the U.S. Securities and Exchange Commission said.
Updated: Tue Jul 29, 2014 05:35 pm
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