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Corporate / Securities Law News

News on Corporate / Securities Law continually updated from thousands of sources around the net.

24 min ago | AmericanBankingNews.com

Insider Buying: PMC Commercial Trust major shareholder Purchases 22,300 Shares of Stock

PMC Commercial Trust major shareholder Cim Service Provider, Llc acquired 22,300 shares of the company's stock in a transaction that occurred on Thursday, April 17th.

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Related Topix: Securities and Exchange Commission, Law

4 hrs ago | KTOO-TV Juneau

BP Exec Who Led Cleanup Settles On Charges Of Insider Trading

BP Mobile Incident Commander Keith Seilhan talks with oil cleanup workers in Gulf Shores, Ala., in July 2010.

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Related Topix: Securities and Exchange Commission, Law, Oil Spill

6 hrs ago | Front www.keysnet.com

An artist depiction of what was to be a Cay Clubs condominium development in Islamorada.

Attorneys representing Cay Clubs executives who are the targets of a federal Securities and Exchange Commission fraud complaint and investigation want a judge to throw out statements given by two former company lawyers.

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Related Topix: Criminal Defense Law, Law, Securities and Exchange Commission, Mortgage, Personal Finance

10 hrs ago | Sys-Con Media

NTN Buzztime Announces Exercise and Closing of Over-Allotment Option...

The closing occurred on the same day. As a result, the company issued a total of 12,765,000 shares in the offering and will receive gross proceeds of approximately The shares described above were issued pursuant to a prospectus supplement and accompanying prospectus, all as filed as part of a shelf registration statement on Form S-3 previously ... (more)

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Related Topix: Securities and Exchange Commission, Law

15 hrs ago | JD Supra

'Proposed Amendments to the Delaware General Corporation Law'

On April 17, 2014, the Corporation Law Section of the Delaware State Bar Association proposed legislation that, if adopted, would amend the Delaware General Corporation Law in a number of important ways.

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Related Topix: Law

19 hrs ago | InvestmentNews

Cybersecurity gets the SEC's attention as agency plans to query advisers on safeguards

At a time when an online threat is panicking Internet users, the Securities and Exchange Commission has provided financial advisers with a detailed checklist of what it expects firms to provide in terms of cybersecurity protection.

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Related Topix: Securities and Exchange Commission, Law

Thu Apr 17, 2014

Law.com

SLUSA in Second Circuit After Troice Decision

On Feb. 26, 2014, the U.S. Supreme Court decided Chadbourne & Park v. Troice , 134 S. Ct. 1058 .

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Related Topix: Second Circuit Court of Appeals, US News, US Supreme Court, Law

Daily Times

SECP registers HAP under halal products, services

KARACHI: Halal Products and Services Association of Pakistan has been incorporated with Securities and Exchange Commission of Pakistan under the Companies Ordinance, 1984 vide- incorporation number 008783.

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Related Topix: World News, Pakistan, Securities and Exchange Commission, Law

Fox News

SEC Charges Ex-BP Official for Insider Trading

A veteran BP employee who headed the company's cleanup from the 2010 Deepwater Horizon oil spill has been charged with insider trading for allegedly selling shares illegally after learning the extent of the disaster.

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Related Topix: Securities and Exchange Commission, Law, Oil Spill, Business News

USA Today

Ex-BP worker charged with insider trading

A former BP oil worker was hit with insider-trading charges Thursday for using confidential information about the magnitude of the 2010 Deepwater Horizon disaster to sell his family's $1portfolio of company stock.

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Related Topix: Oil Spill, Securities and Exchange Commission, Law

ABC News

Ex BP-Employee Settles US Insider-Trading Charges

The government says a former BP employee who was a coordinator during the 2010 oil spill in the Gulf of Mexico has settled federal charges of using confidential information on the seriousness of the spill to profit illegally from trading in BP stock.

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Related Topix: Oil Spill, Securities and Exchange Commission, Law

Reuters

Ex-BP employee settles SEC insider-trading oil spill case

A former 20-year veteran of BP plc will pay a civil penalty to settle civil charges alleging he used non-public information during the 2010 Deepwater Horizon oil spill to commit insider-trading, U.S. regulators said on Thursday.

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Related Topix: Oil Spill, Securities and Exchange Commission, Law

Hispanic Business

Home Loan Servicing Solutions, LTD. Files (8-K) Disclosing Entry into ...

HOME LOAN SERVICING SOLUTIONS, LTD. FILES Disclosing Entry into a Material Definitive Agreement, Results of Operations and Financial Condition, Change in Directors or Principal Officers, Financial Statements and Exhibits , as guarantor, was amended and restated through the execution of Amendment No.

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Related Topix: Law

KFVS12

Former Yahoo executive received $58 million parting gift

Former Yahoo Chief Operating Officer Henrique De Castro left the company with a severance package worth $58 million, according to a regulatory document filed Wednesday with the Securities and Exchange Commission.

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Related Topix: Securities and Exchange Commission, Law

Trinidad Guardian

Should Phoenix Park IPO be delayed?

On March 29, speaking to reporters during a break in the Eastern Credit Union's 40th annual general meeting at the La Joya Sporting Complex in St Joseph, Finance Minister Larry Howai said three things that are important to the timing of the Phoenix Park initial public offering : Changes would be made to the company's IPO allocation formula because ... (more)

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Related Topix: Securities and Exchange Commission, Law, Mutual Funds, Personal Finance

Business Wire

Athlon Energy Prices $650 Million of 6.00% Senior Notes

The Company expects to close the sale of the notes on May 1, 2014. Athlon plans to use the net proceeds from this private placement, together with net proceeds from a concurrent registered equity offering and/or borrowings under its credit agreement, to fund the purchase price of pending acquisitions and for general corporate purposes.

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Related Topix: Law

Wed Apr 16, 2014

Market Wire

Poly Shield Technologies Inc., Announces Resignation of Director and President

Poly Shield Technologies Inc., announces that James Pakulis has resigned as President and director of the Company.

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Related Topix: Securities and Exchange Commission, Law

Examiner.com

With GrowLife Inc. (OTCBB:PHOT) frozen, is CannaVest (OTCMKTS:CANV) next?

CannaVEST Corp . took a sharp turn upward in Wednesday's trading closing at $24.15, up $7.27 .

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Related Topix: Law

Reuters

UPDATE 1-New York prosecutor probes high-speed trading -source

The New York attorney general is probing more than half a dozen high-speed trading firms, a person familiar with the matter said on Wednesday, as part of his wide-ranging probe into alleged unfair technology advantages on Wall Street.

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Related Topix: Law, US News, US Federal Bureau of Investigation

Boston.com

W. Roxbury man imprisoned for Ponzi scheme faces new charges of spending lavishly despite court-orde

Steven Palladino plead guilty to running a Ponzi scheme in Suffolk Superior Court on Jan. 21, 2014.

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Related Topix: West-Roxbury, MA, US Securities and Exchange Commission, Financial Services, Securities and Exchange Commission, Law

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