Corporate / Securities Law News
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1 hr ago | Law.com
A divided Second Circuit panel recently bolstered the Securities and Exchange Commission's ability to extract potentially enormous sums from defendants in securities fraud cases.
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5 hrs ago | Digital Post Production
The acquisition is subject to completion of payment and the Merger of the Company into ALDV.
9 hrs ago | WSET-TV Lynchburg
Former Virginia Gov. Bob McDonnell's attorneys are seeking documents from two federal agencies that they hope to use to attack the credibility of the government's expected star witness in his public... Former Virginia Gov. Bob McDonnell's attorneys are seeking documents from two federal agencies that they hope to use to attack the credibility of ... (more)
13 hrs ago | National Public Radio
Former Gov. Bob McDonnell's attorneys are seeking documents from two federal agencies that they hope they can use to attack the credibility of the government's expected star witness in McDonnell's public corruption case.
Cisco Systems Inc. has started a bribery related investigation into its operations in Russia and neighboring countries at the request of the U.S. Securities and Exchange Commission and the U.S. Department of Justice.
On Thursday afternoon, the Securities and Exchange Commission alleged that Dennis, while working as an analyst at SAC Capital and an affiliate firm, made or avoided losses of $3.75 million for the firm by trading on illegal tips about Dell and another tech company called Foundry.
An analyst who worked for an affiliate of SAC Capital Advisors, the firm at the center of one of the biggest insider-trading cases in history, has been barred from the securities industry to settle civil charges of profiting from confidential information.
Lions Gate, the Hollywood studio behind the hit Hunger Games movies, Thursday admitted to charged that it used a series of complex and improperly disclosed financial moves to stymie a takeover battle by Carl The SEC says Lions Gate didn't tell investors the true reason for transactions.
The Securities and Exchange Commission levied a $7.5 million fine against movie studio Lions Gate Entertainment Corp. for failing to properly disclose its role in a complex debt-equity swap that helped it fend off a hostile takeover bid from Carl Icahn in 2010.
The Securities and Exchange Commission Thursday filed charges against a group of brokers in a scheme wherein wealthy investors used variable annuities with death benefits to wager on the lives of the terminally ill.
Both the Labor Department and the Securities and Exchange Commission may be farther away than supporters had hoped from promulgating fiduciary standards.
Especially concerning business regulations, critics argue, an inside the Beltway mentality prevails.
RLJ Entertainment major shareholder Robert L. Johnson acquired 1,800 shares of the company's stock on the open market in a transaction that occurred on Wednesday, March 12th.
King, the company behind the wildly popular Candy Crush Saga and other popular social titles, has provided a look into exactly how much it thinks it can raise in its impending IPO.
A former Goldman Sachs trader, called "Fabulous Fab," has been ordered to pay about $825,000 in a securities fraud case stemming from the 2007 mortgage crisis, that helped push the country into recession.
U.S. regulators proposed long-awaited rules on Wednesday designed to safeguard the country's largest clearing agencies from collapsing and spreading systemic market risks.
Order Granting Limited Exemptions From Exchange Act Rule 10b-17 and Rules 101 and 102 of Regulation M to First Trust Dorsey Wright Focus Five ETF... Order Granting Limited Exemptions From Exchange Act Rule 10b-17 and Rules 101 and 102 of Regulation M to First Trust Dorsey Wright Focus Five ETF Pursuant to Exchange Act Rule 10b-17 and Rules 101 and ... (more)