Corporate / Securities Law News
News on Corporate / Securities Law continually updated from thousands of sources around the net.
United States : Westmoreland Announces Commencement of Exchange Offer for $425 Million of its 10.75% Senior Secured Notes due 2018 aggregate principal amount of its 10.75% Senior Secured Notes due 2018 that were issued in a private placement on for an equal principal amount of its 10.75% Senior Secured Notes due 2018 that have been registered under ... (more)
The Securities and Exchange Commission on Wednesday adopted two related rules aimed at preventing a repeat of the 2008 financial-market collapse, four years after being instructed to do so by Congress within the 849 pages of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
An entity called Willco IX Development LLLP, of which Fort Collins-based Spirit is a partner, is raising $8 million, according a recent filing with the Securities and Exchange Commission.
A campaign-finance watchdog group filed a brief in federal court Friday to beat back an attempt by New York and Tennessee Republicans to stymie pay-to-play restrictions.
Confidentiality agreements can be useful to a company. For example, they can ensure that employees are aware of their company's valuable trade secrets and can establish requirements to safeguard those assets.
Under the proposed rules, unintended trades placed by professional traders will usually have their prices adjusted to levels as close to their fair market value as possible, while wrong trades by retail customers will be mainly be undone, five sources with knowledge of the matter told Reuters.
Parametric Sound Corp major shareholder Carmine J. Bonanno sold 185,760 shares of the company's stock in a transaction dated Thursday, August 28th.
IGI Laboratories major shareholder Sciences Opportunities Fu Life sold 3,000,000 shares of the stock on the open market in a transaction that occurred on Wednesday, August 27th.
Reading companies' annual reports to the Securities and Exchange Commission is a reliable cure for insomnia.
A judge had ordered Joseph Stilwell to appear in court and respond to a subpoena from the Securities and Exchange Commission tied to a securities fraud investigation.
Hedge funds are bracing for SEC exams on cyber security preparedness in 2014, but do they need a chief information security officer? Hedge funds are paying more attention to cyber security as a result of recent guidance from the Securities and Exchange Commission.
New rule requires rating agencies to promptly gauge whether a company's current rating must be revised to eliminate a conflict of interest.
This morning the Securities and Exchange Commission in an open meeting voted to adopt long-awaited final rules implementing a series of changes to the registration and offering process for asset-backed securities and expanded disclosure and reporting under the SEC's Regulation AB.
Securities lawyers at Dunnam & Dunnam announce an investigation of the board of Dreamworks Animation .
As 6th Dimension Technologies, a subsidiary of Changing Technologies, Inc. , continues to explore new opportunities to expand its footprint in the booming 3D printing space, the Company is investigating a partnership with an interactive software company to carry out the development of the Company's online portal project.
Updated: Mon Sep 01, 2014 05:34 am
Copyright © 2014 Topix LLC