2 hrs ago
PHI Plans Private Offering of Senior Notes
In a release, PHI said that the actual amount and maturity of the debt securities, if any, sold by the Company in connection with the offering will depend on market conditions.
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Sun Mar 09, 2014
The News Tribune
Interpreting company's 10-K report can reap valuable information
Glossy annual reports are being supplanted by the Form 10-K, the annual filing required by the Securities and Exchange Commission.
The Charlotte Observer
Investment expenses add up
Watch out for investment expenses. They will cut down your return, shrink your nest egg and may well prevent you from achieving your financial goals.
Peninsula Daily News
First Fed restarts plans to sell stock to public
First Federal, the only locally owned community bank on the North Olympic Peninsula, is moving ahead with new steps to go public and sell millions of shares of stock.
Chateau project developer makes deal to purchase other parcels;...
Work on the Chateau is continuing just over the Nevada border from Stateline. A sign on the fence said they would start renting in summer.
Rick Haglund: Creating a Michigan stock exchange to help companies grow has its complexities
The legislature is considering a bill that would create a state stock exchange to help Michigan businesses grow.
Sat Mar 08, 2014
Vanguard is seeking SEC permission to open actively managed ETFs
Vanguard Group, the third-largest U.S. provider of exchange-traded funds, has asked regulators for permission to open actively managed ETFs.
Austin American Statesman
SXSW Panel: One on One with Mark Cuban
The gist: Cuban began by asking if sporting officials are fair. Cuban responded that he thinks that they are human, but effectively fair.
Federman & Sherwood Announces Filing of Securities Class Action...
On March 5, 2014, a class action lawsuit was filed in the United States District Court for the District of Oregon against Galena Biopharma, Inc. .
Action Line: How do I check out an investment opportunity?
Dear Action Line, Through the years, I have been able to save money consistently for retirement.
Insurance Journal West
Top Executives of Failed Dewey Law Firm Facing Fraud Charges
Three former executives at Dewey & LeBoeuf LLP, once the No. 3 legal adviser to banks handling merger deals, were charged with a "blatant" $200 million fraud that spurred the largest law firm bankruptcy in history.
Customer Interaction Solutions
Tower Group International Receives Nasdaq Notice Regarding Listing Requirements
Tower Group International, Ltd. announced today that it received a notification letter from The Nasdaq Listing Qualification Department on March 5, 2014, stating that because the Company has not yet filed its Annual Report on Form 10-K for the period ended December 31, 2013 with the Securities and Exchange Commission , it was not in compliance with ... (more)
Fri Mar 07, 2014
Timberline Submits Plan of Compliance
COEUR D'ALENE, IDAHO-- - Timberline Resources Corporation announced today that it has submitted a plan of compliance to the NYSE MKT addressing how the Company intends to regain compliance with Section 1003 of the NYSE MKT Company Guide by March 31, 2014.
NanoViricides Inc. Denies Rumor That It Is Being Acquired For $4.5B
NanoViricides, Inc. denies the statement made in a blog post on the Seeking Alpha website that it is being acquired for between $2.25B and $4.5B.
Coca-Cola CEO pay falls as bonus pay drops
Coca-Cola CEO Muhtar Kent's pay fell 16 percent last year because his performance-based bonus took a hit.
Twitter paid $36 million for IBM patents to avoid a lawsuit
Twitter paid a somewhat hefty sum for a group of patents acquired from IBM, a Securities and Exchange Commission filing shows.
Nominee to lead CFTC pledges tough stance
President Obama's choice to head an agency overseeing potentially risky financial market activities has promised to act aggressively against misconduct to ensure investors' confidence.
Trading agency pick is for limit
WASHINGTON - Timothy Massad, the Treasury Department official nominated to head the U.S. Commodity Futures Trading Commission, said Thursday that he would work to approve speculation limits in oil, natural gas and other commodities that have been resisted by banks and parts of the energy industry.
Thu Mar 06, 2014
SEC exam director warns advisers about use of alternative mutual funds
The head of the Securities and Exchange Commission 's examination program warned investment advisers on Thursday to be careful when putting their clients in alternative mutual funds.
Remarks as Prepared for Delivery by Special Agent in Charge Richard...
Remarks as Prepared for Delivery by Special Agent in Charge Richard Frankel on Fraud Charges Filed Against Former Management of Dewey & Leboeuf Special Agent in Charge Richard Frankel prepared the following remarks concerning the fraud charges filed against former management of Dewey & Leboeuf.