Corporate / Securities Law News

Oppenheimer & Co. warned its former Boston office manager and his lawyer in an e-mail not to give documents relating to the Wall Street brokerage to federal regulators.

The Securities and Exchange Commission has warned credit rating agencies that the recently passed financial reforms in the Dodd-Frank Act allows the regulator to pursue fraud cases overseas if it could harm the U.S., according to Financial Times .

Investors who lost money when Bank of Name Search Watch Service ', TITLE, 'Learn More', WIDTH, 200, SHADOW, true, STICKY, 1, CLOSEBTN, true, CLICKCLOSE, true, BGCOLOR, '#e1e1e1', BORDERCOLOR, '#7d0200', TITLEBGCOLOR, '#7d0200')" onmouseout="UnTip()">America Corp .

Most companies use press releases to announce that they are selling stock, but Ecosphere Technologies put out a release, telling investors not to bite on "cold call and classic misrepresentations" allegedly made by a Fort Lauderdale-based company selling its stock.

A former hedge fund manager has been accused by a U.S. regulator of illegal insider trading in MedImmune Inc securities prior to the acquisition of the pharmaceutical company by Britain's AstraZeneca Plc .

The Nuclear Regulatory Commission and the Government Accountability Office once again top the list of Best Places to Work in the federal government, according to a new report that will be released Wednesday.

In bureaucracy, truth is often stranger than fiction. A non polluting electric car company gets slammed with fine for 'non compliance' for a car that can't produce any emissions.

The Securities and Exchange Commission has charged two former senior accounting professionals at headphone maker Koss Corp.

A Dallas man has pleaded guilty in connection with one of North Texas' largest oil and gas investment schemes.

WASHINGTON a " Federal regulators are warning credit rating agencies that they could face civil fraud charges for giving inaccurate ratings to investments.The Securities and Exchange Commission issued the warning Tuesday in a report on its investigation into a possible violation of the law by Moody's Investors Service, one of the three big rating ...

EPOD Solar Inc. , announced today the completion of its reverse merger with Nanotech Industries International Inc.

Cerberus ABP Investors, an affiliate of Cerberus Capital Management, has announced in a July 22 filing with the Securities and Exchange Commission that it intends to make a tender offer for all of the outstanding publicly held shares of BlueLinx Holdings Inc.

Cheer up, beleaguered stock market investors! Corporate insiders have cut back on the pace of their selling of shares of their companies' stock -- and increased the pace of their buying.

A former Lees Summit investment adviser pleaded guilty in federal court Monday to defrauding two North Carolina women of about $1.26 million between 1999 and 2007.Mark S. Greenway, 52, has faced other complaints about his business practices.

JW Verret posted a list of corporate law blogs he regularly reads. I read all of the ones he cited, plus a few more: Professor Bainbridge .

With electricity not always generated through renewable methods, it can be hard to claim that an EV is truly zero-emissions. It's generally accepted that you aren't pumping any gasses out the back as you drive along, though.

Job search engine PageBites Inc. has raised nearly $10.3 million in new funding, the company said in a filing Monday with the Securities and Exchange Commission .

They get their own chapter in the Ministry of Economic Development's 200 page discussion document and are the subject of 45 questions for consultation.

The futures regulator has discussed with the DoJa s antitrust division and received advice from the departmenta s lawyers.

Published: Monday, August 30, 2010 at 1:00 a.m. Last Modified: Saturday, August 28, 2010 at 4:56 p.m. THE PARENT OF BRADENTON'S Horizon Bank continues to battle for survival, hoping a last-ditch stock sale will raise enough fresh capital to hold off regulators.