Corporate / Securities Law News
News on Corporate / Securities Law continually updated from thousands of sources around the net.
9 min ago | AmericanBankingNews.com
Relypsa major shareholder 5Am Partners Ii, Llc sold 433,000 shares of the stock on the open market in a transaction dated Tuesday, August 26th.
4 hrs ago | Denver Post
In the aftermath of a testy proxy battle this summer for control at Solera National Bancorp - one that included the resignation of its board of directors and the subsequent firing of its CEO - the entire mortgage-lending division quit, according to a federal filing.
6 hrs ago | JD Supra
The Securities and Exchange Commission recently provided some expanded valuation guidance to mutual funds in its release on Money Market Fund Reform dated July 23, 2014.
10 hrs ago | JD Supra
On August 15, the Securities and Exchange Commission filed a complaint against Heidi Ann Gamer and two companies under her control, Gamer Economic Systems, LLC and Gamer Media Partners Corp. The SEC alleged that between August 2011 and August 2012, Gamer fraudulently sold $771,900 of securities to over three dozen investors.
11 hrs ago | Greenwich Citizen
Financial firms that sell securities backed by loans, like the kind that fueled the 2008 financial crisis, will have to give investors details on borrowers' credit record and income under action taken Wednesday by federal regulators.
16 hrs ago | AmericanBankingNews.com
The shares were purchased at an average cost of $2.97 per share, for a total transaction of $14,850.00.
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China Yida Holding major shareholder Pope Investments Ii Llc unloaded 7,800 shares of China Yida Holding stock in a transaction dated Tuesday, August 26th.
The Securities and Exchange Commission sought a much broader range of documentation and financial records related to the West Contra Costa school district's $1.6 billion bond program than earlier thought, according to the subpoena released Tuesday in response to a public records request by this newspaper.
Marcia Krieger , chief U.S. District Court judge in Colorado, has issued a restraining order freezing the assets of the owners of Denver-based R2 Capital Group and other holding companies.
Simple-Fill Inc., which is developing technology to allow vehicles running on compressed natural gas to fill up at home, has raised $170,000 through convertible notes offered to three investors, the company disclosed in a Securities and Exchange Commission filing .
Directors have to protect both the company's and its shareholders' interests, which can conflict, as in the case of some coercive takeover bids.
BUENOS AIRES, Aug 26 -- Argentina's tax office, AFIP, Federal Public Incomes Administration president Ricardo Echegaray announced it had requested the arrest of the Donnelley board of directors for what he called "playing a trick and inventing a fraudulent bankruptcy" for the printing plant located in Buenos Aires province.
The Securities and Exchange Commission is bringing charges against a telecommunications equipment maker and two of its former executives for improperly recognizing as revenue over a million dollars' worth of inventory.
Companies selling securities are generally required to register the offering with the Securities and Exchange Commission .
But at that time China's real estate market -- a pillar of the nation's economy -- had already started a slump that's continuing today.
Securities and Exchange Commission of Pakistan express contentment over state of preparedness for divestment of shares of Lahore Stock Exchange -... as per requirement of the Stock Exchanges Act, 2012.
Updated: Wed Aug 27, 2014 10:06 pm
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