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Corporate / Securities Law News

News on Corporate / Securities Law continually updated from thousands of sources around the net.

3 hrs ago | AmericanBankingNews.com

Insider Buying: Corp /De/ Celgene Acquires 714,286 Shares of Alliqua Stock

Alliqua major shareholder Corp /De/ Celgene bought 714,286 shares of the company's stock in a transaction that occurred on Monday, April 14th.

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Related Topix: Securities and Exchange Commission, Law

7 hrs ago | Investor's Business Daily

Athlon Energy Launches Proposed $500 Million Senior Notes Offering

Athlon Energy Inc. announced today that Athlon Holdings LP and its co-issuer and wholly owned subsidiary, Athlon Finance Corp. propose to offer, subject to market conditions and other factors, $500 million aggregate principal amount of senior notes due 2022 to qualified institutional buyers pursuant to Rule 144A under the Securities Act of 1933, ... (more)

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Related Topix: Law

11 hrs ago | Washington Times

Energy Future misses deadline to file SEC report

Energy Future Holdings says it's still not ready to file its already delayed annual report, taking the company one step closer to bankruptcy and potentially jeopardizing environmental reclamation funds owed to Texas.

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Related Topix: Securities and Exchange Commission, Law, Economics News, Bankruptcy

15 hrs ago | Sys-Con Media

Flotek Industries Announces Appointment of Amerr Mahgoub as Vice...

As the leader of Flotek's Middle Eastern business development and marketing team, Mahgoub will focus on development of new and existing markets for Flotek, including the development of markets served by the Flotek-Gulf Energy joint venture based in the Sultanate of , Mahgoub joined Schlumberger as a field engineer.

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Related Topix: Flotek Industries, Chemicals, Marketing, Law

19 hrs ago | Washington Examiner

Court overturns 1 SEC conflict minerals provision

A federal appeals court has overturned a disclosure requirement that public companies must post information about their use of minerals from Congo, where militias linked to atrocities have profited from mining minerals used in electronics, jewelry and other goods.

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Related Topix: Securities and Exchange Commission, Law

Mon Apr 14, 2014

Holtville Tribune

CEO and Managing Partner of Wall Street Broker-Dealer Charged with...

The chief executive officer and a managing partner of a New York-based U.S. broker-dealer were arrested today on felony charges arising from a conspiracy to pay bribes to a senior official in Venezuela's state economic development bank.

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Related Topix: US News, US Federal Bureau of Investigation, Securities and Exchange Commission, Law

AmericanBankingNews.com

Insider Buying: Rlj Spac Acquisition, Llc Acquires 6,000 Shares of RLJ Entertainment Stock

RLJ Entertainment major shareholder Rlj Spac Acquisition, Llc bought 6,000 shares of RLJ Entertainment stock on the open market in a transaction dated Friday, April 11th.

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Related Topix: Securities and Exchange Commission, Law

USA Today

Citigroup's Q1 earnings beat estimates

Citigroup's first-quarter earnings were $1.30 a share, beating Wall Street forecasts.

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Related Topix: Home, Mortgage, Personal Finance, Securities and Exchange Commission, Law

InvestmentNews

When a regulator like Rick Fleming sounds more like a politician, it could be a good thing

When the new Securities and Exchange Commission 's investor advocate introduced himself publicly last week, he sounded more like a politician than a regulator.

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Related Topix: Securities and Exchange Commission, Law, Kids, Family

Daily Kos

"Insiders Tell All: Both the Stock Market and the SEC Are Rigged," by Pam Martens

Since bestselling author Michael Lewis appeared on 60 Minutes on March 30 to promote his new book, "Flash Boys," and explained how the U.S. stock market is rigged; and Brad Katsuyama, the head of IEX, an electronic trading platform who plays a central role in the Lewis book, did the same on CNBC a few days later, the debate has gone viral.

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Related Topix: Securities and Exchange Commission, Law, Blog News, US News, Criminal Defense Law, Liberal Political News

CNN

Invest in next Facebook...for a few bucks

Plenty of people have donated a few dollars on Kickstarter to help fund everything from jeans to school field trips and the new "Veronica Mars" movie.

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Related Topix: Science / Technology, Virtual Reality, Securities and Exchange Commission, Law

Sys-Con Media

Triangle Petroleum To Recognize Gain On Caliber Investment For Fiscal ...

The gain recognition results from the classification of the trigger units, trigger unit warrants, and warrants as equity investment derivatives, which are revalued periodically in accordance with U.S. generally accepted accounting principles.

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Related Topix: Securities and Exchange Commission, Law

Sun Apr 13, 2014

Pensions & Investments

Better oversight of HFT

Michael Lewis shocked the investing public with his charge that the stock market is rigged.

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Related Topix: Securities and Exchange Commission, Law

Wall Street Journal

Ruling Near on Fiduciary Duty for Brokers

The debate over a new level of protection for investors in their dealings with brokers may finally be nearing a resolution.

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Related Topix: Securities and Exchange Commission, Personal Finance, Retirement

Sat Apr 12, 2014

InvestmentNews

Is Finra pulling its efforts to be the SRO for advisers?

Is the Financial Industry Regulatory Authority Inc. pursuing a campaign, either directly or indirectly, to become the self-regulatory organization for registered investment advisers? Nearly two years ago, Finra made a strong effort on Capitol Hill to promote legislation that would shift regulation of investment advisers to a self-regulatory ... (more)

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Related Topix: Securities and Exchange Commission, Law, US Politics, Republican, US House of Representatives, Spencer Bachus, Jeb Hensarling

AmericanBankingNews.com

Insider Buying: Sabby Management, Llc Purchases 2,575 Shares of Celsus Therapeutics PLC Stock

Celsus Therapeutics PLC major shareholder Sabby Management, Llc acquired 2,575 shares of the stock on the open market in a transaction dated Friday, April 11th.

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Related Topix: Securities and Exchange Commission, Law

Truthdig

How Corrupt Is the Obama Administration?

A retiring prosecutor reveals just how unlawful the SEC is; Netflix show "House of Cards" has helped China's image in the U.S.; meanwhile, the long-term unemployment crisis must be resolved.

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Related Topix: Securities and Exchange Commission, Law, US News, Liberal Political News

Sys-Con Media

Shareholder Alert: Pomerantz Law Firm Investigates Claims On Behalf...

Such investors are advised to contact The investigation concerns whether Herbalife and certain of its officers and/or directors have violated Sections 10 and 20 of the Securities Exchange Act of 1934.

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Related Topix: Criminal Defense Law, Law, US News, US Federal Bureau of Investigation

InvestmentNews

Mary Jo White defies political meddling in first year at SEC

Mary Jo White took over the Securities and Exchange Commission with a back-to-basics plan to toughen enforcement and clear a backlog of regulations aimed at the last financial crisis.

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Related Topix: Securities and Exchange Commission, Law, US Politics, US News, Barack Obama

Sys-Con Media

99 Cents Only Stores Announces Dates For Its Ten Month Fiscal 2014...

Please phone in approximately 9 minutes before the call is scheduled to begin and hold for a ConferencePlus operator to assist you.

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Related Topix: Law

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