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Corporate / Securities Law News

News on Corporate / Securities Law continually updated from thousands of sources around the net.

2 hrs ago | Housing Wire

SEC charges jailed broker with fraud in real estate scam

The Securities and Exchange Commission has filed fraud charges against Robert Vitale, who allegedly defrauded investors in a Florida real estate venture.

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Related Topix: Securities and Exchange Commission, Law, Federal Prisons, Federal Detention Center, Miami, Prison

6 hrs ago | Hispanic Business

Myers Industries Inc Files (8-K) Disclosing Results of Operations and ...

Information about the call can be found in the press release attached as Exhibit 99.1 to this Current Report on Form 8-K.

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Related Topix: Law

11 hrs ago | GlobeSt.com

American Spectrum Realty Discloses Compliance Issue

Join us at the The Houstonian Hotel in Houston, TX, where we will be covering capital sourcing and investment in Houston as well as development across the property types and what to look for in 2014.

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Related Topix: Securities and Exchange Commission, Law

15 hrs ago | Freshnews

Parametric Sound Announces Common Stock Offering

Parametric Sound Corporation announced today that it intends to offer and sell approximately $45 million of its common stock in an underwritten public offering.

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Related Topix: The, Video Games, Deep Silver, Securities and Exchange Commission, Law, X360

Wed Apr 23, 2014

JD Supra

Federal Appeals Court Largely Upholds Conflict Minerals Rules

On April 14, 2014, the United States Court of Appeals for the D.C. Circuit issued its much anticipated decision regarding the challenge to the Securities and Exchange Commission's Conflict Minerals Rules.

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Related Topix: Securities and Exchange Commission, Law, District of Columbia Circuit Court of Appeals, US News, World News, Congo, Africa, Democratic Republic of the Congo

West Australian

Qualcomm faces China bribery allegations from U.S. regulator

Leading mobile chipmaker Qualcomm said on Wednesday it could face a civil action from U.S. authorities over alleged bribery of officials associated with state-owned companies in China.

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Related Topix: Qualcomm, Securities and Exchange Commission, Law, Hewlett Packard

AmericanBankingNews.com

Insider Buying: Robert L. Johnson Buys 6,900 Shares of RLJ Entertainment Stock

RLJ Entertainment major shareholder Robert L. Johnson acquired 6,900 shares of RLJ Entertainment stock on the open market in a transaction dated Wednesday, April 23rd.

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Related Topix: Securities and Exchange Commission, Law

Sys-Con Media

Bernstein Liebhard LLP Announces That A Class Action Has Been Filed...

The Company offers short-term small loans, medium-term larger loans, and related credit insurance products and services to those who have limited access to other sources of consumer credit.

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Related Topix: Law

Reuters

Ex-Nvidia manager settles U.S. SEC charges on illegal tips

A former accounting manager for Nvidia Corp has settled with the U.S. Securities and Exchange Commission over allegations he leaked non-public information about the chipmaker that allowed a group of Wall Street analysts to make millions through illegal trades, the SEC announced on Wednesday.

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Related Topix: Securities and Exchange Commission, Law, US Securities and Exchange Commission, Financial Services, Second Circuit Court of Appeals, US News

Reuters

Ex-Nvidia manager settles SEC charges that he shared illegal tips

A former accounting manager for Nvidia Corp will pay $30,000 to settle civil charges that he shared confidential tips that were used by hedge funds to reap millions in illegal insider-trading, U.S. regulators said on Wednesday.

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Related Topix: Securities and Exchange Commission, Law

JD Supra

US Court of Appeals for the District of Columbia Circuit Partially Invalidates Conflict Minerals Rule

On April 14, the US Court of Appeals for the District of Columbia Circuit issued an opinion in the lawsuit challenging the Securities and Exchange Commission's conflict minerals rule which reversed, in part, the prior decision of the US District Court for the District of Columbia upholding the conflict minerals rule and remanded the case back to ... (more)

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Related Topix: District of Columbia Circuit Court of Appeals, US News, Securities and Exchange Commission, Law

Customer Interaction Solutions

Interxion Holding N.V. Announces Private Offering of 125 Million of...

Holding N.V. today announced that it intends to offer, subject to market and other conditions, a 125 million aggregate principal amount of its 6.00% Senior Secured Notes due 2020 .

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Related Topix: Law

Sys-Con Media

The Wet Seal, Inc. Analyst Evaluation of Turnaround Strategy by BrokerBank Securities, Inc

The term fast-fashion is primarily used to describe fashion designs that move quickly from the catwalk into retailers while being manufactured quickly and cheaply to allow mainstream consumers access to these styles.

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Related Topix: Family, Teenagers, Law

Tue Apr 22, 2014

KHQ-TV Spokane

Mead garage fire spreads to 2 homes

A big family farm based in Kennewick is seeking public investors. Taggares Agriculture recently filed with the Securities and Exchange Commission for an initial public stock offering to raise up... A big family farm based in Kennewick is seeking public investors.

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Related Topix: Mead, WA, Securities and Exchange Commission, Law, Spokane, WA

Freshnews

Hawaii Business Features Cardax in 'Hawaii-Born Pill: The Next Wonder Drug?'

Cardax, Inc. was featured recently in an in-depth article in the March 2014 issue of Hawaii Business , Hawaii's leading business magazine, titled: "Hawaii-Born Pill: The Next Wonder Drug?" It was written by senior reporter Dennis Hollier.

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Related Topix: Agriculture, Science, Healthcare Law, Law, Food and Drug Administration

WBTV

Seanc taking pension system complaints to Us Sec

The union representing thousands of North Carolina state workers is complaining to federal securities regulators on how State Treasurer Janet Cowell is managing the $86 billion pension system.

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Related Topix: Law

KNDU

Kennewick family farm seeking public investors

A big family farm based in Kennewick is seeking public investors. Taggares Agriculture recently filed with the Securities and Exchange Commission for an initial public stock offering to raise up to $48 million.

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Related Topix: Securities and Exchange Commission, Law

World News Report

CGrowth Capital, Inc. Completes Final Piece to the Puzzle With Wyoming Oil Leases

CGrowth Capital, Inc. is pleased to announce that it has completed a Purchase and Sale Agreement for the remaining ~80% Working Interest in the assets and wells located on the Company's Wyoming oil leases.

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Related Topix: Powder River, WY, Law

MacReport Media RSS Feed

Gold Resource Corporation Reports Preliminary 2014 First Quarter Production

Gold Resource Corporation reports preliminary production results for the first quarter ended March 31, 2014 of approximately 23,700 precious metal gold equivalent ounces maintains the Company's 2014 Outlook to produce 85,000 to 100,000 ounces .

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Related Topix: Securities and Exchange Commission, Law

Mon Apr 21, 2014

ComputerWorld

SEC seeks data on cyber security policies at Wall Street firms

The Securities and Exchange Commission plans to review the cyber defenses of 50 Wall Street broker-dealers and investment advisers to determine whether they are prepared for potential cyber threats.

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Related Topix: Securities and Exchange Commission, Law

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