Corporate / Securities Law News

Thailand's asset-management industry has been voted third-best in the world, according to a global investor survey revealed by the Securities and Exchange Commission.

The Council of Institutional Investors has asked the Securities and Exchange Commission to intervene after the main company that provides real-time tabulations on shareholder votes stopped giving this information to the groups that sponsor proposals.

Editor's note: Al Franken, a Democrat, is a U.S. senator from Minnesota. Roger Wicker, a Republican, is a U.S. senator from Mississippi.

Net Element International reported first-quarter net revenues of $874,515, which represents a significant increase over net revenues of $74,810 from the same period in the prior year as a result of launching its mobile payment processing business in Russia in the third quarter of 2012.

Rather than processing purchases in a chronological order, as is the common practice, the bank processed its customers' purchases from largest to smallest.

If regulation-hating conservatives were serious about shrinking government, they should go whole hog and press for the elimination of the Securities and Exchange Commission .

Orchestrate Inc. has raised nearly $2.8 million from investors, according to a filing with the Securities and Exchange Commission .

SEC Chairwoman Mary Jo White on Thursday rejected Republican calls for the agency to steer clear of any rules that would require publicly traded corporations to disclose their political activity.

May 16 - The Securities and Exchange Commission needs to continue pursuing its impartial approach to opening up the books on corporate political spending, regardless of Congress members' fallacious attempts to use the IRS scandal to delegitimize the movement for disclosure rules.

Back in 1959, the electronic and aerospace industry in San Diego was dominated by giant General Dynamics.

Revenue increased by $0.9 and $7.1 million, for the three and nine months ended March 31, 2013, respectively.

The top U.S. derivatives regulator unveiled rules for swaps trading that could break open Wall Street's dominance of the $630 trillion market, yet contain important concessions to the industry.

Nasdaq OMX Group said it will not be responding directly to the request for proposals to build an industry-wide trail of stock and options trade details for the Securities and Exchange Commission.

SAC Capital Advisors , the hedge fund company founded by Steven A. Cohen , owes Elan shareholders at least $685.6 million as a result of alleged insider trades in the drugmaker's stock, investors said in a lawsuit.

On May 2, Lona Nallengara and Shelley E. Parratt, the acting director and the deputy director, respectively, of the Securities and Exchange Commission's Division of Corporation Finance, participated in a roundtable discussion of current securities law topics, including recent and pending SEC rulemaking, at the 33rd Annual Ray Garrett Jr.

The Kansas Securities Commissioner issued a cease and desist order after learning that at least four Kansas residents had invested a total of $22,000 in an international investment scheme.

" or the "Company"), a global provider of advanced communications and mobile broadband services, is pleased to announce that it has signed a Letter of Intent to acquire the assets and business of Global transaction is another excellent example of our targeted subscriber based growth strategy that focuses on the acquisition of complementary revenue ... (more)

A group of burned investors wants Steve Cohen's SAC Capital to fork over nearly $1 billion - cash the hedge-fund giant earned by trading on alleged inside information of drug company Elan Corp.

Al Franken pleaded with the Securities and Exchange Commission Tuesday to change what he considers a hopelessly corrupted ratings system for financial products.

Our day's top images, in-depth photo essays and offbeat slices of life. See the best of Reuters photography.