Corporate / Securities Law News
News on Corporate / Securities Law continually updated from thousands of sources around the net.
40 min ago | Hispanic Business
Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a... ; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Options on Shares of the iShare ETFs Citation: "79 FR 49140" Document Number: "Release No.
INCROYABLE - Relais France 4x400m Femme - Championnats d'Europe 2014 - INCREDIBLE F...
Should the U.S. Capitol Have a POW/MIA Memorial?
This Woman Looks Like She's Wearing Makeup. She's Not.
Watch A Tortoise Chase Down A Remote-Controlled Truck With ALL ITS MIGHT
4 hrs ago | Wall Street Journal
Groundfloor Inc. , one of several startups that crowdfunds investments in real estate, raised $1 million in seed funding and moved its headquarters to Atlanta in search of less-restrictive crowdfunding rules.
5 hrs ago | AmericanBankingNews.com
Village Super Market major shareholder Of Perry Sumas Estate sold 6,889 shares of Village Super Market stock in a transaction that occurred on Tuesday, August 19th.
6 hrs ago | JD Supra
On August 4, the Securities and Exchange Commission's Office of Investor Education and Advocacy issued an Investor Alert to assist investors in identifying potentially fraudulent private placements.
10 hrs ago | Sys-Con Media
The Offering was undertaken by a syndicate of underwriters led by Macquarie Capital Markets Canada Ltd. and including Loewen, Ondaatje, McCutcheon USA Limited, Tempest Capital Corp. and H.C. Wainwright & Co.
15 hrs ago | Business Journal
The Securities and Exchange Commission has charged Heidi Ann Gamer with running a $771,900 offering fraud using two companies, including one in Atlanta.
17 hrs ago | WTEN-TV Albany
Federal securities regulators have charged a former Eastern Bank executive with insider trading for allegedly telling a golfing partner about an impending acquisition.
17 hrs ago | Business Times
Disruption Corp, which runs the Crystal Tech Fund in Crystal City, Virginia, said on Tuesday that regulators had licensed it to provide investment guidance.
The Company claims an exemption from the registration requirements of the Securities Act of 1933, as amended for the private placement of these securities pursuant to Section 3 and 4 of the Act and/or Rule 506 of Regulation D promulgated thereunder since, among other things, the transaction does not involve a public offering, the Investor is an ... (more)
The move is fueled by Pleasant Kids need for additional space. The new facility will accommodate our growth, sales, contracts, administration and animation team.
Genocea Biosciences major shareholder Polaris Venture Management Co. sold 9,660 shares of Genocea Biosciences stock in a transaction dated Thursday, August 14th.
St. Cloud Regional Medical Center is among the hospitals owned by a company whose computer systems were breached this year, resulting in the theft of the personal information of about 4.5 million people, authorities said Monday.
The first half of 2014 has seen several important developments in the enforcement of the Foreign Corrupt Practices Act as well as other anti-corruption laws worldwide.
Wall Street's self-funded regulator on Monday charged brokerage firm Wedbush Securities with having shoddy risk controls, a flaw that in turn allowed thousands of traders to flood U.S. markets and execute manipulative trades.
Poultry producer Tyson Foods has announced that the Environmental Protection Agency is launching a criminal investigation into last May's wastewater discharge at Tyson's Monett, Missouri plant.
A 2-year-old U.S. law designed to make it easier for small companies has turned into a boon for the country's stock markets.
Mallinckrodt PLC major shareholder Paulson & Co Inc acquired 132,100 shares of the company's stock on the open market in a transaction that occurred on Wednesday, August 13th.
Updated: Tue Aug 19, 2014 11:42 pm
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