Corporate / Securities Law News
News on Corporate / Securities Law continually updated from thousands of sources around the net.
1 hr ago | InvestmentNews
If approved, rule would require brokers who receive more than $100,000 in incentive compensation to notify clients in writing; could chill recruitment Finra moved one step closer to finalizing a rule that would require brokers to tell clients how much they are paid to switch firms.
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2 hrs ago | Customer Interaction Solutions
JA Energy announces it has filed a patent to protect its Micro-Grid technology. The Company's Modular Distillation Unit and Modular Electricity Generator combined can take simple sugars and convert them into electricity.
6 hrs ago | Crain's Cleveland Business
Cliffs Natural Resources Inc. of Cleveland has postponed the record date for its annual meeting of shareholders to an as-yet-undetermined date, the company said in a news release filed March 7 with the Securities and Exchange Commission.
11 hrs ago | AmericanBankingNews.com
Invivo Therapeutics Holdings Corp major shareholder Francis Reynolds unloaded 25,000 shares of Invivo Therapeutics Holdings Corp stock on the open market in a transaction dated Friday, March 7th.
13 hrs ago | MarketWatch
Icahn, who owns 2% of eBay's stock, claimed in a blog post that eBay Chief Executive John Donahoe has cost company shareholders more than $4 billion.
13 hrs ago | The Tennessean
Most public companies dread a proxy fight -- a tool that activist shareholders can use to change the course of corporate management, oust company leaders and even force the sale of a company.
17 hrs ago | Hispanic Business
Forward Looking Statements This Annual Report on Form 10-K contains forward-looking statements within the meaning of Section 21E of the Securities Exchange Act of 1934, as amended, relating to our financial condition, profitability, liquidity, resources, business outlook, market forces, corporate strategies, contractual commitments, legal matters, ... (more)
Glossy annual reports are being supplanted by the Form 10-K, the annual filing required by the Securities and Exchange Commission.
Watch out for investment expenses. They will cut down your return, shrink your nest egg and may well prevent you from achieving your financial goals.
First Federal, the only locally owned community bank on the North Olympic Peninsula, is moving ahead with new steps to go public and sell millions of shares of stock.
Work on the Chateau is continuing just over the Nevada border from Stateline. A sign on the fence said they would start renting in summer.
Vanguard Group, the third-largest U.S. provider of exchange-traded funds, has asked regulators for permission to open actively managed ETFs.
The gist: Cuban began by asking if sporting officials are fair. Cuban responded that he thinks that they are human, but effectively fair.
On March 5, 2014, a class action lawsuit was filed in the United States District Court for the District of Oregon against Galena Biopharma, Inc. .
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Three former executives at Dewey & LeBoeuf LLP, once the No. 3 legal adviser to banks handling merger deals, were charged with a "blatant" $200 million fraud that spurred the largest law firm bankruptcy in history.