Tuesday Aug 12
SEC Charges CEO and Former CFO With Violation of Sarbanes-Oxley
On July 30, the Securities and Exchange Commission charged computer equipment company QSGI Inc's CEO, Marc Sherman, and former CFO, Edward L. Cummings, for misrepresenting to external auditors and the investing public the state of QSGI's internal controls over financial reporting in violation of the Sarbanes-Oxley Act of 2002 .
SEC Charges Corporate Officers with Fraud Arising from Failure to...
On July 30, 2014, the Securities and Exchange Commission advanced a novel theory of fraud against the former CEO and CFO of Quality Services Group, Inc. , a Florida-based computer equipment company that filed for bankruptcy in 2009.
Qsgi Ceo and Former Cfo Charged with Hiding Internal Control Deficiencies
The Securities and Exchange Commission announced charges against the CEO and former CFO of a Florida-based computer equipment company for misrepresenting to external auditors and the investing public the state of its internal controls over financial reporting.
SEC charges South Florida penny stock CEO, former CFO with false financial reporting
The Securities and Exchange Commission filed a civil action against the CEO and former CFO of a West Palm Beach-based company alleging that they submitted false financial reports.
Stonegate Mortgage Appoints Jennifer Pressley Vice President of Internal Audit
In this role, she will be responsible for risk management and control framework enhancements to all channels and departments.