US Securities and Exchange Commission News
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2 hrs ago | Sys-Con Media
NeuroDerm Ltd., a clinical stage pharmaceutical company developing drugs for central nervous system diseases, today announced that it has filed a registration statement on Form F-1 with the U.S. Securities and Exchange Commission for a proposed initial public offering of its ordinary shares. The number of shares to be offered and the price range for the proposed offering have not yet been determined.
6 hrs ago | CSP
Lehigh Gas Partners LP has announced the commencement of a public offering of 3.6 million common units representing limited partner interests in the partnership. In connection with the offering, the partnership expects to grant the underwriters a 30-day option to purchase up to an additional 540,000 common units.
BlackRock Inc, the world's largest asset manager, has asked regulators to force exchanges to lower their access fees and require greater transparency of broker dealer-run trading venues known as "dark pools." The New York-based company outlined a set of proposals aimed at boosting public confidence in the equity markets in a letter on its website to the U.S. Securities and Exchange Commission dated Sept.
PE has a typical investment window of 3-7 years. Strong CRO market means many have capitalised on their investments Experts have predicted more CROs will go public as Private Equity looks to get a return on its investments, but such shifts are indicative of a booming market rather than waning interest.
Alibaba is seeing huge demand for its initial public offering and has raised the price range of its shares to $66 to $68. The Chinese Internet behemoth is expected to go public on Friday on the New York Stock Exchange.
In a new filing with the U.S. Securities and Exchange Commission, Citadel Investment Group , managed by Ken Griffin , has revealed a 5.4% passive stake in Lennar Corporation . The stake contains 9.37 million class A common stock of Lennar Corporation .
In a new couple of filings with the U.S. Securities and Exchange Commission, Tiger Global Management LLC , managed by Chase Coleman and Feroz Dewan , revealed its passive stakes in Bitauto Hldg Ltd and Autohome Inc . Tiger Global Management has reported a new a 14.9% passive stake in Bitauto Hldg Ltd .
In a newly amended filing with the U.S. Securities and Exchange Commission, GAMCO Investors , managed by Mario Gabelli , has disclosed a stockholders proposal it sent to National Fuel Gas Co. . According to the filing, GAMCO requested the company to include the proposal in its proxy statement for the 2015 annual meeting of stockholders.
Brown & Brown plans to issue senior notes, using at least some of the proceeds to pay off existing debt.
"Restrospective adopters" of the new revenue recognition accounting standard won't have to present five years of restated revenue figures, the SEC says. Companies that choose the retrospective method for adopting the FASB's new comprehensive accounting standard on revenue recognition are getting a break from the U.S. Securities and Exchange Commission.
Square , the online payment company founded by native St. Louisans Jack Dorsey and Jim McKelvey , has raised a new $100 million round of funding at a valuation of $6 billion, according to a regulatory filing found by VCExperts.com. The funding, according to the Silicon Valley Business Journal , comes as Square faces challenges from Amazon and others in the mobile payments industry.
SEC Enforcement Initiative to Root Out Repeated Late Filers of Ownership Forms Due Under Sections 13 and 16 - Reminder to Ensure Internal Controls Are Adequate On September 10, the U.S. Securities and Exchange Commission announced charges against 28 officers, directors and major shareholders for violating Sections 13 and 16 of the Securities Exchange Act of 1934 .1 The SEC also brought charges against six publicly-traded companies. All of the charges were in connection with delinquent filings or the failure to report delinquent filings.
In a new filing with the U.S. Securities and Exchange Commission, Icahn Capital LP of Carl Icahn disclosed that it has exercised call options for an aggregate of 12.23 million shares of Gannett Co., Inc. at an exercise price of $20.15 per share. Mr. Icahn now holds 14.97 million shares of the company, the stake is equal to 6.63% of common stock outstanding.
The Phoenix Cos. on Thursday filed several unaudited 2013 quarterly reports that detail the company's losses through the first nine months of last year.
Freshpet Inc, a maker of healthy food for cats and dogs, filed with U.S. regulators for an initial public offering of its common stock. Goldman Sachs and Credit Suisse are the lead underwriters for the IPO, the New Jersey-based company said in a filing with the U.S. Securities and Exchange Commission on Friday.
Investors' fever toward the Alibaba Group during its roadshow and all the hype surrounding the Chinese e-commerce behemoth are boding well for its record-breaking initial public offering in the U.S. market next week. "We believe that Alibaba will be a successful IPO.
Updated: Tue Sep 16, 2014 08:32 am
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