US Securities and Exchange Commission

Bookmark

Add to MyYahoo RSS

US Securities and Exchange Commission News

News on US Securities and Exchange Commission continually updated from thousands of sources around the net.

8 min ago | Myrtle Beach Online

Former Myrtle Beach lawyer facing criminal charges over investment scheme

Also charged are Global Holdings co-founder Robert Dane Freeman, a former N.C. investment advisor, and Charles Lowell Walker, who helped recruit investors.

Comment?

Related Topix: Myrtle Beach, SC, Financial Markets, Financial Services, Securities and Exchange Commission, Corporate / Securities Law, Law

2 hrs ago | InvestmentNews

Money funds get new restrictions aimed at preventing runs

The riskiest money-market mutual funds will be required to abandon their stable, $1-share value and allow their prices to float under rules adopted by the U.S. Securities and Exchange Commission .

Comment?

Related Topix: Mutual Funds, Personal Finance, Securities and Exchange Commission, Corporate / Securities Law, Law, Financial Services, Federated Investors, Investment Services

4 hrs ago | Business Journal

Executive shakeup at ConMed

Joseph Corasanti - who was president as well as CEO - stepped down, effective today, as part of a leadership shakeup at ConMed .

Comment?

Related Topix: Medicine, Medical Equipment, Healthcare Industry, CONMED, Financial Services

6 hrs ago | CMSWire

Dropbox for Business Raises Its Sync and Share Game

Dropbox isn't particularly interested in what Box, Syncplicity, Citrix or any other of the 100 plus companies who are fighting for their share of the enterprise file sync and share market are up to.

Comment?

Related Topix: Syncplicity, Financial Services

10 hrs ago | Reuters

Us Chamber makes final push against Us Sec money fund reforms

The U.S. Chamber of Commerce made a last-ditch plea on Tuesday to federal securities regulators, urging them not to adopt rules that will change how some money market funds are valued and could cause companies to park their cash elsewhere.

Comment?

Related Topix: Securities and Exchange Commission, Corporate / Securities Law, Law, Financial Services

Tue Jul 22, 2014

Business Journal

Matson lawsuit settlement calls for $9.95M payment to federal government, Illinois man

Cranes load 40-foot containers onto the Manulani at Matson's facilities in Honolulu Harbor in this file photo.

Comment?

Related Topix: Financial Services

Federal Bureau of Investigation

Former Senior Executive of Qualcomm Pleads Guilty to Insider Trading and Money Laundering Charges

Jing Wang, the former Executive Vice President and President of Global Business Operations for Qualcomm, Inc. , admitted this afternoon to engaging in insider trading in the stock of both Qualcomm and Atheros Communications, Inc. using a nominee brokerage account and an offshore shell company in the British Virgin Islands .

Comment?

Related Topix: Qualcomm, Jing Wong, Atheros Communications, Startups, Atheros Communications, Inc., Financial Services

West Australian

Google made failed bid for Spotify

Internet titan Google tried last year to buy streaming music service Spotify but backed off for reasons including a whopping price tag, the Wall Street Journal reported on Tuesday.

Comment?

Related Topix: Spotify, iPod touch App, iPad App, iPhone and iPad App, iPhone App, WebMD, Financial Services, Songza

Pacific Business Times

New Yorker faces SEC charges over Clean Diesel trades

A New York investor relations executive has been charged with insider trading for using knowledge gained preparing press releases for Oxnard-based Clean Diesel Technologies for personal profit.

Comment?

Related Topix: Securities and Exchange Commission, Corporate / Securities Law, Law, New York, New York Government, Clean Diesel Technologies, Chemicals, Financial Services

JD Supra

The Clock is Ticking on the SEC's MCDC Initiative - Limited...

The U.S. Securities and Exchange Commission has announced its Municipalities Continuing Disclosure Cooperation Initiative for municipal issuers, conduit borrowers, other obligated persons , and underwriters of municipal securities that have been sold to the public within the last five years.

Comment?

Related Topix: Securities and Exchange Commission, Corporate / Securities Law, Law, Financial Services

Business Journal

EZCorp pays hefty consulting fees to firm owned by sole stockholder

EZCorp Inc. has paid millions of dollars in consulting fees to a firm owned by EZCorp's sole Class B shareholder, Phillip Cohen, who shook up the company's management last week, regulatory documents show.

Comment?

Related Topix: Retail, EZCORP, Financial Services

Business Journal

EZCorp pays hefty consulting fees to firm owned by sole stockholder

EZCorp Inc. has paid millions of dollars in consulting fees to a firm owned by EZCorp's sole Class B shareholder, Phillip Cohen, who shook up the company's management last week, regulatory documents show.

Comment?

Related Topix: Retail, EZCORP, Financial Services

Business Journal

Trustco Bank sells East Greenbush land to hotel developer

Trustco Bank sold a large swath of land in East Greenbush, New York to a hotel developer that plans to build a 101-room Hampton Inn & Suites on a small portion of the property.

Comment?

Related Topix: East Greenbush, NY, Financial Services

Business Journal

PayRange still mum on $2M round, but adds ex-Google exec to board

Paresh Patel, CEO of PayRange, holds the BluKey device that his company developed.

Comment?

Related Topix: Financial Services

Mon Jul 21, 2014

ABS-CBN News

How to avoid being duped by 'pump and dump' schemes

MANILA, Philippines Fraudsters involved in "pump and dump" schemes are now using social media and chat rooms to hype up stocks, warns financial adviser Salve Duplito.

Comment?

Related Topix: Philippines, World News, Financial Services

Reuters

U.S. SEC taps new chief economist from University of Florida

The U.S. Securities and Exchange Commission on Monday announced it has tapped a University of Florida professor to serve as the agency's new chief economist.

Comment?

Related Topix: Securities and Exchange Commission, Corporate / Securities Law, Law, University of Florida, Financial Services, North Carolina, University of North Carolina Chapel Hill, University of Pennsylvania

Business Journal

Four years after passage, Dodd-Frank viewed as 'regulatory burden,' 'government overreach'

Four years after passage of the Dodd-Frank Wall Street Reform and Consumer Protection Act, industry experts and regulators say the landmark legislation's long-term implications are worrisome, albeit still unclear.

Comment?

Related Topix: Financial Services, US Politics, US News, Sherrod Brown, US Senate, Democrat, US House of Representatives

Business Times

Finance professionals dislike dark pools

The US Securities and Exchange Commission , Commodity Futures Trading Commission, Federal Bureau of Investigation and New York attorney general are investigating the industry.

Comment?

Related Topix: Securities and Exchange Commission, Corporate / Securities Law, Law, Financial Services, US News, US Federal Bureau of Investigation, Books, Flash Boys

Sys-Con Media

Pretivm to File Preliminary Prospectus Supplement

The Supplement will be filed with the securities regulatory authorities in each of the provinces and territories of Canada except Quebec.

Comment?

Related Topix: Securities and Exchange Commission, Corporate / Securities Law, Law, Financial Services, Silver Standard Resources, Mining, Canada,

West Australian

BNP case spurs calls for whistleblower incentives in banking

The U.S. Securities and Exchange Commission has scored big enforcement successes and delivered millions of dollars in awards to whistleblowers under a programme from the 2010 Dodd-Frank overhaul of Wall Street.

Comment?

Related Topix: Securities and Exchange Commission, Corporate / Securities Law, Law, Financial Services

•••
•••
•••
•••

Seattle Jobs

•••
•••
•••
•••