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News on US Securities and Exchange Commission continually updated from thousands of sources around the net.

1 hr ago | Reuters

Hess Corp plans IPO for Bakken pipeline and storage assets

Hess said it expects the partnership to file a registration statement with the U.S. Securities and Exchange Commission in the fourth quarter.

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Related Topix: Oil & Gas, Amerada Hess, Financial Services

5 hrs ago | Business Journal

Billionaire Steven Cohen bites into Bloomin' Brands

Noted Wall Street trader Steven Cohen has picked up a 5 percent stake in Bloomin' Brands Inc. Cohen controls 6.28 million shares of Bloomin' , the Tampa-based parent of Outback Steakhouse and other restaurant brands, according to a July 29 filing with the U.S. Securities and Exchange Commission.

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Related Topix: Restaurant Management, Outback Steakhouse, Financial Services

6 hrs ago | Reuters

UPDATE 2-DreamWorks says SEC investigating "Turbo" write-down

DreamWorks Animation SKG Inc said the U.S. Securities and Exchange Commission is investigating the company's write-down of film inventory on "Turbo".

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Related Topix: Securities and Exchange Commission, Corporate / Securities Law, Law, DreamWorks SKG, Media, Financial Services

Tue Jul 29, 2014

TheAlternativePress.com

Fairfield Council Addresses Adding Stop Signs at Designated Intersections

Public works issues were addressed at Tuesday night's meeting of the Fairfield Township Council, including the addition of several new stop signs at designated intersections in the township.

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Related Topix: Fairfield, NJ, Financial Services

Stuff.co.nz

Hart assets on block as debt grows

Less than 10 years after building the world's largest packaging empire, Graeme Hart is taking advantage of record values for packaging assets by selling businesses worth at least US$US7.6 billion to reduce a towering US$18b debt pile.

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Related Topix: Financial Services

Law.com

Judge Guts $1.4B Damages Claim in Wyly Brothers' Case

After winning the liability phase of its securities fraud case against Texas entrepreneur Samuel Wyly and the estate of his deceased brother Charles, the U.S. Securities and Exchange Commission has encountered a major setback in its bid to collect $1.4 billion from the duo.

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Related Topix: Securities and Exchange Commission, Corporate / Securities Law, Law, Financial Services, Michaels Stores, Retail

Reuters

U.S. SEC lawyer Gellasch to leave for Senate investigative panel

An attorney at the U.S. Securities and Exchange Commission who once helped craft legislative language for the "Volcker rule" and other major pieces of the 2010 Dodd-Frank financial reform law is returning to Capitol Hill.

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Related Topix: Securities and Exchange Commission, Corporate / Securities Law, Law, Financial Services, US Politics, US News, US Senate, Carl Levin, Democrat

Business Journal

Vermillion CEO negotiates salary increase, annual loyalty bonus

Vermillion Inc. President and CEO James LaFrance has negotiated a $150,000 salary increase, raising his base annual pay to $375,000 in exchange for a reduction in the amount of company stock he owns, according to a filing with the U.S. Securities and Exchange Commission .

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Related Topix: Scientific Instruments, Biotech, Ciphergen Biosystems, Medicine, Healthcare Industry, Financial Services

Business Journal

Family Dollar CEO Howard Levine here to stay - for now

Howard Levine will remain chief executive at Family Dollar Stores Inc. following an $8.5 billion acquisition by Dollar Tree Inc. .

Comment?

Related Topix: Dollar Tree Stores, Retail, Family Dollars Stores, Tree.com, Financial Services, Securities and Exchange Commission, Corporate / Securities Law, Law

Business Journal

Family Dollar CEO Howard Levine here to stay - for now

Family Dollar Stores Inc. CEO Howard Levine is sticking around - for at least two years, according to a U.S. Securities and Exchange Commission filing.

Comment?

Related Topix: Retail, Family Dollars Stores, Financial Services, Dollar Tree Stores

Burlington Times News

Zeek receiver continues efforts to recoup money

Kenneth Bell, the receiver for alleged Ponzi scheme Zeek Rewards, continues his attempt to recoup millions of dollars and recently put further focus on going after "net winners" with additional legal filings.

Comment?

Related Topix: US Secret Service, US News, Financial Services

The Columbus Dispatch

Court upholds federal meat labeling regulation

The labeling regulation requires retailers to list not just the country of origin of the meat, but also information on when and where animals were born, raised and slaughtered.

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Related Topix: District of Columbia Circuit Court of Appeals, US News, Financial Services

Business Journal

Lion, Moffitt sign licensing deal

Lion Biotechnologies Inc. signed an exclusive license agreement with Moffitt Cancer Center, giving Lion an exclusive world-wide license to Moffitt's rights in and to two patent-pending technologies related to ways to use tumor-inflitrating lymphocytes for cell therapy.

Comment?

Related Topix: Financial Services

GuruFocus.com

Why Diamond Foods is a Buy

Diamond Foods has a corrupted past that keeps on unpleasant the organization. A bookkeeping outrage in November 2011 permitted adversary Kellogg to outsmart Diamond in the race to acquire Pringles from Procter & Gamble.

Comment?

Related Topix: Food, ConAgra Foods, Securities and Exchange Commission, Corporate / Securities Law, Law, Financial Services

Bloomberg

UBS, Deutsche Bank Cooperating in Trading Probe

UBS AG said the U.S. Securities and Exchange Commission is investigating its dark pool, while Deutsche Bank AG is responding to requests for information from regulators on high-frequency trading.

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Related Topix: Banking, Financial Services, Ubs Ag, Deutsche Bank AG, UBS Investment Bank, Investment Banking, UBS Financial Services, Investment Services, Securities and Exchange Commission, Corporate / Securities Law, Law

PaintSquare

$800M Settlement Ends RPM's Year

Carboline parent RPM International Inc. closed out fiscal 2014 with news of record sales, an $800 million asbestos settlement, and yet another federal inquiry.

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Related Topix: Manufacturing, RPM International, Chemicals, Financial Services

Mon Jul 28, 2014

Reuters

Ex-Harbinger COO settles SEC claims he aided fraud

The former chief operating officer of Philip Falcone's hedge fund Harbinger Capital Partners has agreed to pay $200,000 to resolve charges he aided a scheme to misappropriate fund assets, the U.S. Securities and Exchange Commission said Monday.

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Related Topix: Securities and Exchange Commission, Corporate / Securities Law, Law, Financial Services

The New Zealand Herald

Graeme Hart reviews ownership of Evergreen, Closures, SIG

New Zealand billionaire Graeme Hart's Reynolds Group is considering the sale of three units that make up more than a third of the global packaging empire's earnings.

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Related Topix: Financial Services, Securities and Exchange Commission, Corporate / Securities Law, Law

Business Journal

Virgin America files for an IPO

The Burlingame-based company said Monday it filed with the U.S. Securities and Exchange Commission for a proposed initial public offering of its common stock.

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Related Topix: Virgin America, Financial Services, Publishing, Media, New Times, us Travel, North America Travel, Russia Travel, Travel, Europe Travel, San Francisco, Russia Travel, San Francisco Travel

Reuters

UPDATE 1-Smith & Wesson settles SEC bribery case over firearms sales

Smith & Wesson Holding Corp has agreed to pay $2.03 million to settle U.S. Securities and Exchange Commission charges its employees and representatives bribed foreign officials to supply firearms to military and law enforcement departments overseas.

Comment?

Related Topix: Guns, Securities and Exchange Commission, Corporate / Securities Law, Law, Smith and Wesson, Sporting Goods, Financial Services

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