US Securities and Exchange Commission News
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26 min ago | Business Journal
A federal filing on a major Series E financing announced this month by SolarBridge Technologies Inc. shows that the Austin company is actually looking for even more capital.
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4 hrs ago | Market Wire
The senior notes due 2018 are being offered as additional senior notes under an indenture pursuant to which Western Gas Partners issued $250 million aggregate principal amount of 2.60% senior notes due 2018 on August 14, 2013.
8 hrs ago | Canadian Business Magazine
Ontario's top securities regulator is making changes to its enforcement policies, including allowing some of those accused of wrongdoing to plead no contest and pay a fine.
8 hrs ago | Insider Monkey
Mark Stupfel 's Cortex Capital Management is a financial investment advisory firm headquartered in Fort Worth, Texas, that holds an equity portfolio worth more than $160 million.
8 hrs ago | KTVN Reno
"Although Washoe County has faced continued financial challenges fueled by the tough local and national economy in the past several years, these latest AA bond ratings are among the highest bond ratings of any northern Nevada local government," said the Board of County Commissioners Chairman David Humke.
12 hrs ago | Techworld.com
Google revealed yesterday that it will pay finance chief Patrick Pichette a $3 million annual bonus, and chief business officer Nikesh Arora a $3.5 million bonus.
13 hrs ago | Wall St. Cheat Sheet
On November 14, 2013, Icahn Associates filed its Form 13F with the U.S. Securities and Exchange Commission.
17 hrs ago | ComputerWorld
Apple last week gave six top executives $12.1 million each in stock grants that will vest over the next four years, according to filings with the U.S. Securities and Exchange Commission .
The US Court of Appeals for the Eleventh Circuit recently upheld a summary judgment decision granted in favor of the US Securities and Exchange Commission against three former GlobeTel Communications Corp. employees for their participation in a scheme to report over $100 million in fictitious revenue.
Darden Restaurants on Monday filed initial documents with the U.S. Securities and Exchange Commission for a spinoff of Red Lobster, although it also is still exploring a possible sale.
Vanguard Group Inc., the third- largest U.S. provider of exchange-traded funds, has asked regulators for permission to open actively-managed ETFs.
As part of the program, a full description of Medient Studios will be published in the Daily News Section of Standard & Poors's Corporation Records, a recognized securities manual for secondary trading in up to 38 States under the Blue Sky Laws.
The U.S. Securities and Exchange Commission has suffered a string of recent losses in the courtroom, dragging down what had been a consistently high trial success rate.
Lloyds Banking Group paid one of its top executives 600,000 as a housing and education allowance when he joined the bank in 2011 as part of a 1.8million 'golden hello'.
A jury in Ohio last week delivered a split verdict for a Wolfgang Candy Co. official, finding him and his brother liable of violating one statute of insider trading, but not liable for violating another.
But loose lips and betrayal will spell up to five years in a US jail and a US$250,000 fine for Australian former RBS equities analyst Trent Martin, 34, when he is sentenced in New York this week for insider trading after a high-profile investigation by the US Securities and Exchange Commission .