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US Securities and Exchange Commission News

News on US Securities and Exchange Commission continually updated from thousands of sources around the net.

2 hrs ago | WLTX-TV Columbia

Bi-Lo Parent Pulls Plan for Public Offering

The Florida-based company that operated under the BI-LO and Winn-Dixie supermarket brands has withdrawn plans for a public stock offering Bi-Lo Parent Pulls Plan for Public Offering The Florida-based company that operated under the BI-LO and Winn-Dixie supermarket brands has withdrawn plans for a public stock offering Check out this story on ... (more)

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Related Topix: Securities and Exchange Commission, Corporate / Securities Law, Law, Financial Services

6 hrs ago | Business Journal

The head of Medifast's biggest moneymaking division is leaving

Take Shape for Life Inc. Executive Vice President Jeannette Mills has resigned effective Sept.

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Related Topix: Biotech, Medicine, Medifast, Healthcare Industry, Financial Services

9 hrs ago | Reuters

Citigroup facing restrictions on sales of hedge fund investments -WSJ

Citigroup Inc has been sending hedge fund firms letters informing them that it cannot sell investments in hedge funds and private-equity funds to clients after a deal with the U.S. Securities and Exchange Commission, the Wall Street Journal reported.

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Related Topix: Banking, Financial Services, Citigroup, Securities and Exchange Commission, Corporate / Securities Law, Law, Mortgage, Personal Finance

Thu Aug 21, 2014

BayStreet.ca

Monster Arts Reports Second Quarter 2014 Financial Results: 585%...

San Clemente, CA / ACCESSWIRE / August 21, 2014 / Monster Arts, Inc. a leading mobile marketing and app technology innovator, is pleased today to announce its Second Quarter Financial Results, where Revenues for Q2 of 2014 is a 585% increase over the same quarter in 2013 as evidenced in the companies recently filed 10Q.

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Related Topix: San Clemente, CA, Mobile Marketing, Corporate / Securities Law, Law, Financial Services

Business Journal

Carl Icahn takes aim at Hertz

Hertz is moving its headquarters to Estero, between Fort Myers and Naples. The company has been based in Park Ridge, N.J. While it is the ninth largest public company in Florida, with $10.8 billion in 2013 revenue, Hertz said Wednesday its 2014 financial results would be below forecast , and the stock price tumbled.

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Related Topix: Hertz Global Holdings, Florida, Financial Services

National Mortgage News

B of A to Pay $245 Million to Close SEC Mortgage Probes, Plans Bond Sale

Bank of America Corp. will pay $245 million to settle U.S. Securities and Exchange Commission allegations that it failed to disclose rising mortgage losses and the risks of bonds tied to home loans.

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Related Topix: Securities and Exchange Commission, Corporate / Securities Law, Law, Home, Mortgage, Personal Finance, Banking, Bank of America, Financial Services, Financial Markets

CBS Local

SEC: Colorado Woman Defrauded Investors Of $800,000

The U.S. Securities and Exchange Commission is suing a former Colorado Springs woman for allegedly defrauding investors in several states of nearly $800,000 in a smartphone venture.

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Related Topix: Securities and Exchange Commission, Corporate / Securities Law, Law, Financial Services, Colorado

Business Journal

Potential sale of military equipment to China lands local exec in court

A former Greater Cincinnati business executive and his wife are free on $500,000 bond each after their arrest on Friday related to charges of violating the International Traffic in Arms Regulations, the Associated Press reports.

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Related Topix: Financial Services

Wall St. Cheat Sheet

This Billionaire Is Betting on America's Auto-Debt Addiction

America's fascination with cars and debt does not appear to be slowing down anytime soon.

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Related Topix: Financial Services

Wed Aug 20, 2014

Customer Interaction Solutions

Iteris Reports Preliminary Summary Unaudited Financial Results for First Quarter of Fiscal 2015

Iteris, Inc. , a leader in providing intelligent traffic management information solutions, today reported the following summary of unaudited condensed consolidated financial information for its first fiscal quarter ended June 30, 2014.

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Related Topix: Securities and Exchange Commission, Corporate / Securities Law, Law, Financial Services

KFMB-TV San Diego

SeaWorld drops appeal of OSHA ruling; trainers to remain out of water

The company that runs SeaWorld locations in San Diego, Orlando and San Antonio says it won't appeal a federal job safety agency's findings of violations in the 2010 death of an animal handler, so trainers will remain out of the water during "Shamu" shows.

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Related Topix: OSHA, Financial Services, Animal Rights

Business Journal

Tritium Partners raises $25M after investing in Utah tech company

Tritium, an Austin private equity firm, formed an investment vehicle, Access Technology Holdings LLC, to complete the acquisition of a majority stake in Access Technology Solutions Inc. The total amount of the majority investment was not disclosed.

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Related Topix: Financial Services, Internet, Science / Technology

Insider Monkey

Apple Inc. (AAPL), Berkshire Hathaway Inc. (BRK.B), Phillips 66...

D.E. Shaw & Co , managed by David E. Shaw , recently filed its 13F with the U.S. Securities and Exchange Commission.

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Related Topix: Apple, Construction, Startups, Berkshire Hathaway, Investment Services, Financial Services

DNA India

Dr Reddy's under scanner for packaging violations in the US

Drugmaker Dr Reddy's Laboratories has come under the scanner of Department of Justice of USA for alleged violations of some provisions of Consumer Product Safety Act involving child resistant packaging regulations.

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Related Topix: US News, Securities and Exchange Commission, Corporate / Securities Law, Law, Financial Services

Naples Daily News

Hospital system downplays scope of cyberattack Physicians Regional...

Physicians Regional Healthcare System officials are downplaying a cyberattack by Chinese hackers, saying only patients cared for by physicians employed by the hospital system might have had personal information stolen.

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Related Topix: Computer Security, Science / Technology, Social Security, Personal Finance, Medicine, Community Health Care, Hospital Administration, Healthcare Industry, Securities and Exchange Commission, Corporate / Securities Law, Law, Financial Services

Tue Aug 19, 2014

CIO

heartbleed 1200x700

According to a blog post from TrustedSec, an information security consultancy in Ohio, the breach at Community Health Systems is the result of attackers targeting a flaw OpenSSL, CVE-2014-0160, better known as Heartbleed .

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Related Topix: Financial Services

Freshnews

Update on Recommended Public Offer for Ziggo

Liberty Global plc today announces, in connection with its previously announced recommended public offer to all holders of issued and outstanding ordinary shares in the capital of Ziggo N.V. as more fully described in the joint press releases of Liberty Global and Ziggo of January 27, 2014 and June 27, 2014, that its prospectus/offer to exchange, ... (more)

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Related Topix: Liberty Global, Securities and Exchange Commission, Corporate / Securities Law, Law, Financial Services

News Max

Winn-Dixie Operator Southeastern Grocers Cancels Stock Offering

Southeastern Grocers LLC, which operates supermarket chains Winn-Dixie and BI-LO, called off its plans for an initial public offering, joining a list of companies that have pulled their offerings this year.

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Related Topix: Financial Services

The Fresno Bee

EPA launches probe of alleged pollution by Tyson

The discharge on May 16 allegedly caused the wastewater plant in Monett to fail and allowed a chemical to flow into nearby Clear Creek, The Joplin Globe reported .

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Related Topix: Environmental Law, U.S. Environmental Protection Agency, Monett, MO, Financial Services

Reuters

Israel Chems files confidential prospectus with SEC -report

Israel Chemicals has filed a confidential prospectus with the U.S. Securities and Exchange Commission ahead of a planned share offering next month, financial newspaper TheMarker said on Tuesday.

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Related Topix: Securities and Exchange Commission, Corporate / Securities Law, Law, Financial Services, Israel Corp, Stanley, Investment Banking, Morgan Stanley

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