US Securities and Exchange Commission News
News on US Securities and Exchange Commission continually updated from thousands of sources around the net.
Would same-sex marriage undermine traditional marriage?
Should states get to ban abortion?
The U.S. Securities and Exchange Commission has filed an emergency order accusing a Milton money manager and the asset management firms he ran of violating U.S. securities law and ordering them to pay $839,000 back to the investors he bilked, including his own church.
Ever since Twitter first announced its intent to go public and subsequently filed an S-1 form with the U.S. Securities and Exchange Commission, one sticking point has been increasingly controversial.
The world's largest casino company is cautioning investors that Internet gambling might hurt, rather than help, its brick-and-mortar casinos.
The U.S. Securities and Exchange Commission will not likely hold a public meeting when it votes to adopt the Volcker rule to ban proprietary trading, SEC Chair Mary Jo White said Thursday.
PTC has developed a tool for complying with new U.S. Securities and Exchange Commission rules on identifying the presence of conflict minerals in high-tech products and supply chains.
Activist investor Jana Partners LLC said in a regulatory filing on Wednesday that it reduced its stake in Safeway Inc, saying it was pleased with the steps the grocer has taken to exit the Chicago market and review its business.
According to a filing with the U.S. Securities and Exchange Commission , the company recently entered into a management-services agreement with Louisville-based Algar Inc. Algar chairman and CEO Sean Garber served as president of Industrial Services from 1997 to 2000.
Fifth Third Bancorp, a large U.S. midwest regional bank, agreed to pay $6.5 million to settle U.S. Securities and Exchange Commission charges that it accounted improperly for troubled commercial real estate loans during the 2008 financial crisis, reducing its reported loss.
Technology giant Microsoft has raised about $ 8 billion by selling securities and the proceeds would be utilised for funding acquisitions, among others.
Bank of Montreal reached a $200,000 settlement with Optionable Inc. over claims the brokerage helped conceal large losses caused by one of the bank's natural-gas options traders.
That question is due for airing at a event in Washington on Thursday focused on the role of proxy advisers like Institutional Shareholder Services and Glass, Lewis & Co.
Two years after being charged with participating in a massive bribery scheme, the former chief financial officer in Argentina for the German engineering giant Siemens AG has reached settlement terms with the U.S. Securities and Exchange Commission, according to court papers.
Arista Power Inc.'s president has resigned. In a filing with the U.S. Securities and Exchange Commission this week, the Rochester-based designer and installer of renewable energy systems said that Mark Matthews left to take a job as vice president of sales and marketing at EaglePicher Technologies LLC, a Missouri battery company.
Fidelity & Guaranty Life, the insurer controlled by billionaire Philip Falcone's Harbinger Group Inc., filed to raise as much as $185 million by selling a 17.2 percent stake in an initial public offering.
Play LA Inc. , announces that NFC Data Inc. has withdrawn from the Share Purchase Agreement that they signed with Play LA Inc. on December 12th, 2012, a proposed transaction that would have seen the Company exchange shares and acquire the business and assets of NFC Data Inc. in a deal that valued NFC Data Inc. at $7,500,000.
The tender offer is being made pursuant to an Offer to Purchase, dated December 3, 2013, and in connection with the previously announced definitive merger agreement, dated November 7, 2013, among Salix, Salix Pharmaceuticals, Inc., a wholly owned subsidiary of Salix , Purchaser and Santarus.