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US Securities and Exchange Commission News

News on US Securities and Exchange Commission continually updated from thousands of sources around the net.

3 hrs ago | Ralston Recorder

Newest director doesn't own Berkshire Hathaway shares

At least one person is likely to buy Berkshire Hathaway Inc. stock sometime soon.

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Related Topix: Construction, Berkshire Hathaway, Investment Services, Business Wire, Berkshire Hathaway , Startups, Insurance, Empire Group, Warren Buffett, Financial Services

7 hrs ago | Burlington Times News

Feds open special inspection into N.C. nuclear plant

Federal regulators said Wednesday that they are conducting a special inspection of a nuclear power plant outside North Carolina's capital city that was forced to shut down last week after operators discovered corrosion and cracking in the reactor vessel's covering.

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Related Topix: Nuclear Energy, Duke Energy, Energy, Financial Services, Progress Energy, Oil & Gas, Wake County, NC

8 hrs ago | CSP

CST Brands' Financial Position 'Solid'

CST Brands Inc., one of the largest independent retailers of motor fuels and convenience merchandise in North America, reported that its net income for first-quarter 2013 was $21 million, compared to $14 million for first-quarter 2012, within the range of $17 million to $23 million it announced in conjunction with its offering of senior notes in ... (more)

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Related Topix: Securities and Exchange Commission, Corporate / Securities Law, Law, Financial Services, Valero Energy, Energy, Oil & Gas

11 hrs ago | Reuters

UPDATE 1-SEC charges South Miami with fraud over debt deals

The city of South Miami, Florida, defrauded investors by not disclosing problems with the tax-exempt status of two bond deals, U.S. securities regulators said on Wednesday in their second municipal bond fraud-enforcement action this month.

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Related Topix: Securities and Exchange Commission, Corporate / Securities Law, Law, Financial Services, Financial Markets

15 hrs ago | La Verne Online

Interest in Local Grocer Sprouts with Announcement of Pending IPO

Phoenix-based Sprouts Farmers Market, with a thriving location in Claremont, is going public and hopes to raise $300 million in its initial public offering.

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Related Topix: Financial Services, Marketing

19 hrs ago | Business Wire

CEO of Immune Pharmaceuticals to Present at BioEquity Europe 2013

Immune Pharmaceuticals Ltd. , a privately held Israeli company, and EpiCept Corporation announced today that Daniel Teper, Chief Executive Officer of Immune, will be presenting at the BioEquity Europe 2013 conference at the Varumottagning Sheraton Hotel in Stockholm, Sweden on Thursday, May 23, at 1:30 PM local time in the St.

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Related Topix: Biotech, EpiCept, Sweden, World News, Securities and Exchange Commission, Corporate / Securities Law, Law, Financial Services

23 hrs ago | The Fresno Bee

Business: Valley banks move forward on merger

Federal and state regulators have given Central Valley Community Bancorp approval to move forward with its acquisition of Visalia Community Bank.

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Related Topix: Fresno, CA, Financial Services, Banking, Financial Institutions

Tue May 21, 2013

Burlington Times News

ZeekRewards investors can now file claims

Zeek Rewards is the $600 million Ponzi scheme out of Lexington that had investors around the world.

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Related Topix: Financial Services, Securities and Exchange Commission, Corporate / Securities Law, Law

Business Journal

Brown & Brown buys Beecher Carlson

Brown & Brown Inc. agreed to buy Beecher Carlson Holdings Inc. The purchase price is $360 million, subject to an adjustment for working capital, a filing with the U.S. Securities and Exchange Commission said.

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Related Topix: Brown and Brown Insurance, Insurance, Financial Services

Business Journal

BacterioScan raises $2 million toward $6 million funding round

St. Louis-based BacterioScan Inc., is in the middle of a $6 million funding round, according to a filing with the U.S. Securities and Exchange Commission .

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Related Topix: Financial Services, Securities and Exchange Commission, Corporate / Securities Law, Law

Business Journal

Matrix and Pilot House-backed Qualtre lands new round of funding

Nearly two years after it landed an $10 million round of funding, motion sensor maker Qualtre Inc.

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Related Topix: Financial Services

Mon May 20, 2013

KXVO

Jiayuan Unveils New Mascot and Logo to Celebrate 10 Years of Success

The new imagery will be used for the Jiayuan brand from The new mascot, named "Jiajia," is a blue magpie, which in Chinese culture is a symbol of luck, happiness, and a "bridge to love." Jiajia is holding Cupid's bow and arrow, which reflects Jiayuan's mission to help singles find serious relationships in a convenient and safe environment.

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Related Topix: Financial Services, Online Dating

Business Journal

Rockland Trust to acquire Mayflower Bank, dismiss 3 top execs

Rockland Trust plans to acquire Mayflower Bank before the end of the year, scooping up the tiny, Middleboro-based lender for $37.2 million and sending three of its top executives packing.

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Related Topix: Financial Services

Business Journal

Shareholders say 'OK' to Chemed CEO's pay

The $5.26 million package that Chemed Corp. paid its CEO in 2012 passed muster with shareholders in a "say-on-pay" vote at the company's annual meeting on Monday.

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Related Topix: Chemed, Healthcare Industry, Financial Services

Business Journal

In the money May 20: Austin startup funding wrap-up

At least four Austin-area companies received funding last week to take their businesses to the next level, according to filings with the U.S. Securities and Exchange Commission .

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Related Topix: Financial Services, Securities and Exchange Commission, Corporate / Securities Law, Law

Business Journal

English Helper collects $750K fundraise

Westwood, Mass. based English Helper Inc. has secured a new round of funding. The developer of software to help non-English speaking people learn the English language raised $750,000, according to documents filed by the U.S. Securities and Exchange Commission.

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Related Topix: Financial Services, Securities and Exchange Commission, Corporate / Securities Law, Law

Sun May 19, 2013

Denver Post

Former top-level Qwest executives look back, look ahead

Joe Nacchio's scheduled release from a halfway house in September will effectively mark the end of the legal tsunami that resulted from federal investigations of Denver-based Qwest more than a decade ago.

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Related Topix: Qwest, Telecom, Qwest Communications Intl, IT Services, Securities and Exchange Commission, Corporate / Securities Law, Law, Financial Services

Reuters

Ghosts of incinerator bond deal haunt Harrisburg election

In Harrisburg, Pennsylvania's cash-hungry capital city, local political battles are waged much as they are across the United States: with big personalities and bare-knuckled verbal brawls.

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Related Topix: Harrisburg, PA, Securities and Exchange Commission, Corporate / Securities Law, Law, Financial Services, Economics News, Bankruptcy

Sat May 18, 2013

Business Journal

Parker Drilling compliance chief shares FCPA strategy

When it comes to corporate compliance with anti-bribery laws, a one-size-fits-all approach may yield the best results, according to Dan Chapman , chief compliance officer at Houston-based Parker Drilling Co.

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Related Topix: Parker Drilling, Energy, Oil & Gas, Financial Services

Reuters

NYSE cancels irregular trades in Anadarko stock: Bloomberg

Trading in the shares of the $45.15 billion company plunged to trade at 1 cent per share shortly before markets closed on Friday.

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Related Topix: Financial Services

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