US Securities and Exchange Commission News
News on US Securities and Exchange Commission continually updated from thousands of sources around the net.
12 hrs ago | GlobeNewswire
Zoom Technologies, Inc. today announced it is late in filing its Annual Report on Form 10-K for the fiscal year ended December 31, 2013 with the US Securities and Exchange Commission.
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16 hrs ago | Bloomberg
The U.S. Securities and Exchange Commission is weighing a requirement that brokers tell investors exactly where their stock trades go to be executed, a proposal that may address complaints that the decisions are sometimes made without the client's best interests at heart.
20 hrs ago | Business Journal
It is not unusual for public companies to change accounting firms, and there are lots of reasons why, including the cost of the audit, the timing of procedures, and conflicts or disagreements, according to eHow.com.
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Compensation for Charles Sykes, president and CEO of Sykes Enterprises Inc., jumped 20 percent in 2013, to nearly $3.7 million.
Today Keating Capital, Inc. , a closed-end fund that has elected to be regulated as a business development company under the Investment Company Act of 1940, notes that two of its portfolio companies, TrueCar and Zoosk, have filed registration statements with the U.S. Securities and Exchange Commission is a closed-end fund that specializes in ... (more)
Barclays sold $37.9 million of structured notes tied to shares of Facebook, the largest such offering in the US.
Chinese lawyer Hao Junbo wants to make you rich if you're a whistleblower after a bounty.
Duke Energy told shareholders Thursday that cleanup costs resulting from its massive coal ash spill into the Dan River won't have a material effect on the $50 billion company's bottom line.
A former BP employee, who oversaw the cleanup of the oil spill in the Gulf of Mexico in 2010, will pay $224,118 to settle an insider trading charge.
The U.S. Securities and Exchange Commission proposed rules for banks trading in security-based swaps, a type of derivative, the regulator said on Thursday, laying out how to keep records of their trades and how to report them.
Weibo provides a Twitter-like service that allows users to post up to 140 Chinese characters to share with others.
In this Tuesday, April 15, 2014 photo, Homeland Security Investigators raid telecommunications and marketing firm TelexFree in Marlborough, Mass.
The underwriters have been granted a 30-day over-allotment option to purchase up to an additional 1,500,000 ADSs from Leju.
The chief executive officer and a managing partner of a New York-based US broker-dealer were arrested on Monday on felony charges arising from a conspiracy to pay bribes to a senior official in Venezuela's state economic development bank.
The number of shares to be offered and the price range for the proposed offering have not yet been determined.