US Securities and Exchange Commission News
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2 hrs ago | Boston.com
Steven Palladino plead guilty to running a Ponzi scheme in Suffolk Superior Court on Jan. 21, 2014.
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3 hrs ago | JD Supra
Congress passed the Dodd-Frank Wall Street Reform and Consumer Protection Act in July 2010 as part of a massive overhaul of the nation's financial regulatory system.
7 hrs ago | Sys-Con Media
Our goal was to not just become a fully reporting company and get an OTCQB or BB listing, but to grow the business of the Company and move to a senior exchange."
8 hrs ago | Business Journal
Plano-based telecom services provider Goodman Networks Inc. has filed documents with the U.S. Securities and Exchange Commission to raise up to $100 million in an IPO.
Santa Rosa's TriVascular Technologies priced its initial public offering Tuesday at $12 a share, below its target of $13 to $15 a share.
PCM Sales President Joe Hayek, a six-year veteran of the $1.42 billion national solution provider that is facing a possible hostile takeover, has left the company and is not going to be replaced in the "immediate return," according to a U.S. Securities and Exchange Commission regulatory filing.
The U.S. Securities and Exchange Commission has charged an Indianapolis man with fraud for conducting an Internet offering that cost investors millions of dollars who invested funds in a fictitious credit union.
Bob Dutkowsky , CEO of Tech Data Corp., took a 58 percent cut in his pay package, as the company worked to recover from a financial restatement and probe of its accounting practices.
Energy Future Holdings is the result of the $45 billion buyout of the former TXU Corp. in 2007 by private equity firms KKR & Co., TPG and Goldman Sachs Capital Partners.
Just weeks remain before companies registered with the US Securities and Exchange Commission must disclose whether they are receiving tantalum, tungsten , tin and gold from the Democratic Republic of the Congo , and, if so, whether they are getting those minerals from conflict-free sources.
Sina Weibo, widely known as China's version of Twitter, is set to go public in the United States this week -- after three weeks of sell-offs took their toll on technology stocks.
Having failed to attract major financial partners to its mPower small modular reactor program, Babcock & Wilcox said April 14 that it would take more of a go-slow approach on small nuclear power units.
A federal securities rule that requires companies to publicly declare whether certain minerals used in products are "conflict free" violates the First Amendment, a divided federal appeals court in Washington ruled on Monday .
Dennis R. Glass, CEO of Lincoln National Corp. , received a $9.65 million pay package last year, up 41 percent from his $6.85 million compensation in 2012, according to documents filed Friday with the U.S. Securities and Exchange Commission .
At least three Austin-area companies reported receiving investment capital last week to take their business to the next level, according to the companies and filings with the U.S. Securities and Exchange Commission .
AT&T Inc. has sold another 300 million shares of America Movil, the Mexican telecom owned by billionaire Carlos Slim , according to a filing with the U.S. Securities and Exchange Commission.