US Securities and Exchange Commission News
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4 min ago | Reuters
A former investment banker at Evercore Group was sentenced to 2-1/2 years in prison on Friday for engaging in insider trading and using the profits to pay his former mistress so he could maintain a relationship with their child.
4 hrs ago | CBS Local
A judge has ordered him to pay hundreds of thousands of dollars for accepting money and trips from city pension advisers.
6 hrs ago | Burlington Times News
The High Point Enterprise reported that the attorney supervising efforts to return members to the victims said a judge on Thursday approved the payments.
10 hrs ago | Business Journal
C1 Financial Inc. moved closer to being a publicly traded company, as it spelled out how many shares of stock it will sell and an expected price range for an upcoming initial public offering.
The incoming owner of the Providence Journal may cut up to 40 jobs at the newspaper, the Providence Business News reported Thursday.
A U.S. Securities and Exchange Commission watchdog conducted an extensive, months-long investigation to find out who had leaked information that appeared in two Reuters stories published last autumn, but it was unable to identify the sources, according to a report of the probe seen by Reuters on Thursday.
This press release is issued as required by the Fund's managed distribution plan and an exemptive order received from the U.S. Securities and Exchange Commission.
Eagle Bancorp, parent company of EagleBank, said it has increased its subordinated debt offering to $70 million from the previously announced $55 million.
YARDLEY, Pa., July 31, 2014 /PRNewswire/ -- OSL Holdings , a socially conscious business model dedicated to consumer advocacy, social activism and the advancement of civil liberties through the power of commerce, announced today that effective July 7, 2014 Thomas D'Orazio joined the company to help streamline and optimize finance, accounting and ... (more)
An affiliate of Vista Equity Partners received an $88 million financing that was completed in connection with the acquisition of a North Carolina-based data analytics company.
The past few weeks have been earnings season, meaning publicly-traded companies reveal their latest financial results for the second quarter of the year.
The financially troubled Phoenix Cos. has hired investment banks Goldman Sachs Group Inc. and Sandler O'Neill and Partners to explore a sale, according to people familiar with the matter.
Susser Holdings Corp. has announced it has set Aug. 28 as the date for a special meeting of its stockholders to consider and vote on the proposed acquisition of Susser Holdings by Energy Transfer Partners LP .
Billionaire investor Carl Icahn continues to drop his stake in Family Dollar Stores Inc. , according to a U.S. Securities and Exchange Commission filing.
Multimedia Games Holding Company Inc. shares plunged 13 percent Wednesday, down $3.47 to $24.07 in late-day trading, after the company missed analysts' earnings expectations in the third quarter.
Oil and natural gas producer Hess Corp said it plans to form a publicly traded master limited partnership comprising its pipeline and storage assets in North Dakota's Bakken oil shale field.
Hess said it expects the partnership to file a registration statement with the U.S. Securities and Exchange Commission in the fourth quarter.
Updated: Fri Aug 01, 2014 05:40 pm
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