US Securities and Exchange Commission News
News on US Securities and Exchange Commission continually updated from thousands of sources around the net.
Yesterday | This Is Money
Lloyds Banking Group paid one of its top executives 600,000 as a housing and education allowance when he joined the bank in 2011 as part of a 1.8million 'golden hello'.
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Saturday | The York Daily Record
A jury in Ohio last week delivered a split verdict for a Wolfgang Candy Co. official, finding him and his brother liable of violating one statute of insider trading, but not liable for violating another.
Saturday | The New Zealand Herald
But loose lips and betrayal will spell up to five years in a US jail and a US$250,000 fine for Australian former RBS equities analyst Trent Martin, 34, when he is sentenced in New York this week for insider trading after a high-profile investigation by the US Securities and Exchange Commission .
Saturday | The Washington Post
Fidelity Investments, the second- biggest mutual fund provider, named Nancy D. Prior to head fixed-income investing in the company's asset-management unit.
Saturday | The Washington Post
Vanguard Group Inc., the third- largest U.S. provider of exchange-traded funds, has asked regulators for permission to open actively-managed ETFs.
Apple and BlackBerry are just two of the brands whose investors have benefited from those once regarded as corporate raiders, says Mark Mcsherry Activist investors have sometimes been viewed as carpetbaggers, opportunists and corporate raiders.
Chipotle lovers, have no fear - guacamole will still be here. That's right: We sounded the guacamole alarm , but as it turns out, according to NPR, a spokesman for the Mexican fast-food chain says there's no reason for Chipotle fans to panic.
Co-Chief Operating Officer Tom Montag remained the highest paid top executive at the Charlotte, North Carolina-based bank with $15.5 million in total compensation in 2013, up from $14.5 million a year earlier.
Q2 Holdings Inc., an Austin cloud-based software company, plans to sell 7.7 million shares priced between $11-$13 per share in its proposed initial public offering.
The U.S. Securities and Exchange Commission has launched an inquiry into whether high-speed trader Infinium Capital Management violated federal securities laws, according to a SEC letter obtained by Reuters.
According to a filing with the U.S. Securities and Exchange Commission, Twitter paid $36 million for 900 patents from International Business Machines .
Fiat and Chrysler CEO Sergio Marchionne speaks during media previews during the North American International Auto Show in Detroit, Monday, Jan. 13, 2014.
Occidental Petroleum Corp 's board of directors cut Chief Executive Officer Stephen Chazen 's total compensation by about 75 percent in 2013 as part of the U.S. oil company's overhaul of executive pay, according to a regulatory filing on Thursday.
Federal securities regulators have won a partial victory against two brothers accused of trading on inside information in 2009 about French pharmaceutical company Sanofi's plan to buy a Tennessee-based company.
Apple awarded top executive leadership nearly 36,000 restricted stock units each, which at current prices would net over US$19 million, per U.S. Securities and Exchange Commission filings, as noted by "AppleInsider" .
Less than a month after writing that he did not want to "cook the books anymore," but facing a deadline to show lenders that Dewey & LeBoeuf had enough cash, the law firm's top finance executive emailed a colleague that he "came up with a big one," according to investigators.
Longtime critic of REO-to-rental U.S. Rep. Mark Takano, D-Calif., is on the warpath Thursday, firing off letters four federal entities asking for a detailed investigation into the growth of REO operations and REO-to-rental as an investment - and what they are doing to effectively regulate the emerging asset class.