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US Securities and Exchange Commission News

News on US Securities and Exchange Commission continually updated from thousands of sources around the net.

6 hrs ago | Trinidad Guardian

Facebook says SEC's IPO probe ends

Facebook Inc said the US Securities and Exchange Commission dropped its probe into the social networking company over events surrounding its controversial initial public offering.

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Related Topix: Startups, Facebook, Social Software, Securities and Exchange Commission, Corporate / Securities Law, Law, Financial Services

21 hrs ago | Miami's Community Newspapers

S&P upgrades county's solid waste system revenue bonds

Standard and Poor's Ratings Services, a well-known global rating agency and one of the few nationally recognized Statistical Rating Organizations by the U.S. Securities and Exchange Commission, recently upgraded the ratings on three series of Miami-Dade County Public Works and Waste Management Department solid waste system revenue bonds.

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Related Topix: Financial Markets, Financial Services

Sat Jul 26, 2014

Inman Real Estate News

Househappy raises $2M, parts ways with marketing maven Ekaterina Walter

The Portland, Oregon-based firm has raised $2 million of a $2.75 million funding round, a U.S. Securities and Exchange Commission regulatory filing reveals .

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Related Topix: Marketing, Financial Services

Reuters

SEC seeks $1.4 billion from Texas Wyly brothers after fraud verdict

Texas tycoon Sam Wyly and the estate of his late brother Charles should pay damages totaling $1.41 billion for their role in a scheme that hid trades in companies they controlled using offshore trusts, the U.S. Securities and Exchange Commission said.

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Related Topix: Securities and Exchange Commission, Corporate / Securities Law, Law, Financial Services, Michaels Stores, Retail

Housing Wire

S&P receives wells notice over CMBS ratings

Six commercial-mortgage backed securities Standard & Poor graded in 2011 are under question after McGraw Hill Financial said it received a notice from the U.S. Securities and Exchange Commission that the regulator may seek an enforcement action.

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Related Topix: Home, Mortgage, Personal Finance, Financial Services, Financial Markets

PE Hub

GenNx360 closes Fund II on more than $535 mln

GenNx360 Capital Partners officially closed its second fund on more than $535 million, according to Carmen Rojas , investor relations manager at the firm.

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Related Topix: Financial Services

Fri Jul 25, 2014

Business Journal

New regs come with substantial costs, Federated CEO says

During Federated Investors Inc.'s analysts call Friday following the release of its second-quarter earnings , President and CEO Christopher Donahue was asked about the big change pending for the Pittsburgh-based investment management firm - and fellow institutional investors.

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Related Topix: Federated Investors, Financial Services, Investment Services

Insider Monkey

CVR Refining LP (CVRR): Billionaire Carl Icahn Sells 975,000 Shares

In a newly amended filing with the U.S. Securities and Exchange Commission, Carl Icahn , the manager of Icahn Capital LP , has disclosed reducing its stake in CVR Refining LP .

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Related Topix: Financial Services

Reuters

Facebook says SEC's IPO probe ends, extending WhatsApp closing date

Facebook Inc said the U.S. Securities and Exchange Commission dropped its probe into the social networking company over events surrounding its controversial initial public offering.

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Related Topix: Startups, Facebook, Social Software, Securities and Exchange Commission, Corporate / Securities Law, Law, Financial Services

Insider Monkey

Leon Cooperman's Omega Advisors Boosts Position in Resource America Inc. (REXI) To Over 8%

REXI ) . A new filing with the U.S. Securities and Exchange Commission showed that Omega Advisors owns 1.72 million shares of the company, up from 398,349 shares the fund reported in its latest 13F filing.

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Related Topix: Resource America, Financial Services, Energy, Oil & Gas

Investopedia

Real Estate and Crowdfunding: A New Path For Investors

That's the key question for crowdfunding and the real estate market. It's a question being answered in positive ways in 2014, as the two "odd couples" appear to be pairing up quite nicely and giving investors a new way to leverage profits from the burgeoning U.S. real estate market.

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Related Topix: Real Estate, Financial Services

Insider Monkey

Altai Capital Discloses New Position in TerraForm Power Inc.

In its recent filing with the U.S. Securities and Exchange Commission, Altai Capital , led by Rishi Bajaj, Toby Symonds, and Steve Tesoriere , has revealed a new stake in TerraForm Power Inc. .

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Related Topix: Financial Services, SunEdison

Law.com

A Close Look at JPMorgan Chase GC's Stock Moves

After battling a raft of corporate legal problems, JPMorgan Chase & Co. general counsel Stephen Cutler has been selling off stock in his company while piling up stock options and other incentives.

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Related Topix: Securities and Exchange Commission, Corporate / Securities Law, Law, Financial Services

Thu Jul 24, 2014

Customer Interaction Solutions

Demand Media and Rightside Group to Announce Second Quarter 2014 Financial Results on August 7, 2014

Demand Media, Inc. today announced it will report its second quarter 2014 financial results after market close on August 7, 2014.

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Related Topix: Demand Media, Financial Services

Brandon Sun

Bankrupt Energy Future Holdings to auction stake in Oncor, with interested bidders lining up

Bankrupt power giant Energy Future Holdings terminated its restructuring agreement and announced plans to auction its stake in the profitable power transmission business Oncor Electric Delivery Co., according to a filing Thursday with the U.S. Securities and Exchange Commission.

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Related Topix: Economics News, Bankruptcy, Energy, Financial Services, TXU, Hunt Consolidated, Oil & Gas

ABC News

Bankrupt Energy Future to Auction Stake in Oncor

Bankrupt power giant Energy Future Holdings terminated its restructuring agreement and announced plans to auction its stake in the profitable power transmission business Oncor Electric Delivery Co., according to a filing Thursday with the U.S. Securities and Exchange Commission.

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Related Topix: Economics News, Bankruptcy, Energy, Financial Services, TXU, Hunt Consolidated, Oil & Gas

Reuters

UPDATE 2-Morgan Stanley to pay $275 mln penalty for misleading RMBS investors

The U.S. Securities and Exchange Commission said on Thursday it had charged Morgan Stanley with misleading investors about two residential mortgage-backed securities it issued before the 2008 financial crisis, and that the bank would pay $275 million to settle the case, according to a press release.

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Related Topix: Stanley, Investment Banking, Morgan Stanley European Fund, Financial Services, Morgan Stanley, Securities and Exchange Commission, Corporate / Securities Law, Law

Detroit Free Press

Strangers help student stay in college after mom's death

In desperation, the 19-year-old turned to strangers online - and within a week, she had nearly $50,000 in donations to help finish her biomedical engineering degree.

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Related Topix: Financial Services

Detroit Free Press

Strangers help student stay in college after mom's death

Her mother committed suicide. Her father lost his job. Cassie Wessely thought her days at Vanderbilt University were over.

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Related Topix: Suicide, Vanderbilt University, Financial Services

Business Journal

New SEC regs require institutional investors to float NAVs

The U.S. Securities and Exchange Commission on Wednesday adopted new regulations requiring money market funds held by large institutions to float their net asset value instead of maintaining a stable $1 per share.

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Related Topix: Securities and Exchange Commission, Corporate / Securities Law, Law, Financial Services, Federated Investors, Investment Services, BlackRock

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