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US Securities and Exchange Commission News

News on US Securities and Exchange Commission continually updated from thousands of sources around the net.

58 min ago | Investopedia

Real Estate and Crowdfunding: A New Path For Investors

That's the key question for crowdfunding and the real estate market. It's a question being answered in positive ways in 2014, as the two "odd couples" appear to be pairing up quite nicely and giving investors a new way to leverage profits from the burgeoning U.S. real estate market.

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Related Topix: Real Estate, Financial Services

5 hrs ago | Insider Monkey

Altai Capital Discloses New Position in TerraForm Power Inc.

In its recent filing with the U.S. Securities and Exchange Commission, Altai Capital , led by Rishi Bajaj, Toby Symonds, and Steve Tesoriere , has revealed a new stake in TerraForm Power Inc. .

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Related Topix: Financial Services, SunEdison

9 hrs ago | Law.com

A Close Look at JPMorgan Chase GC's Stock Moves

After battling a raft of corporate legal problems, JPMorgan Chase & Co. general counsel Stephen Cutler has been selling off stock in his company while piling up stock options and other incentives.

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Related Topix: Securities and Exchange Commission, Corporate / Securities Law, Law, Financial Services

Thu Jul 24, 2014

Customer Interaction Solutions

Demand Media and Rightside Group to Announce Second Quarter 2014 Financial Results on August 7, 2014

Demand Media, Inc. today announced it will report its second quarter 2014 financial results after market close on August 7, 2014.

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Related Topix: Demand Media, Financial Services

Brandon Sun

Bankrupt Energy Future Holdings to auction stake in Oncor, with interested bidders lining up

Bankrupt power giant Energy Future Holdings terminated its restructuring agreement and announced plans to auction its stake in the profitable power transmission business Oncor Electric Delivery Co., according to a filing Thursday with the U.S. Securities and Exchange Commission.

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Related Topix: Economics News, Bankruptcy, Energy, Financial Services, TXU, Hunt Consolidated, Oil & Gas

ABC News

Bankrupt Energy Future to Auction Stake in Oncor

Bankrupt power giant Energy Future Holdings terminated its restructuring agreement and announced plans to auction its stake in the profitable power transmission business Oncor Electric Delivery Co., according to a filing Thursday with the U.S. Securities and Exchange Commission.

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Related Topix: Economics News, Bankruptcy, Energy, Financial Services, TXU, Hunt Consolidated, Oil & Gas

Reuters

UPDATE 2-Morgan Stanley to pay $275 mln penalty for misleading RMBS investors

The U.S. Securities and Exchange Commission said on Thursday it had charged Morgan Stanley with misleading investors about two residential mortgage-backed securities it issued before the 2008 financial crisis, and that the bank would pay $275 million to settle the case, according to a press release.

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Related Topix: Stanley, Investment Banking, Morgan Stanley European Fund, Financial Services, Morgan Stanley, Securities and Exchange Commission, Corporate / Securities Law, Law

Detroit Free Press

Strangers help student stay in college after mom's death

In desperation, the 19-year-old turned to strangers online - and within a week, she had nearly $50,000 in donations to help finish her biomedical engineering degree.

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Related Topix: Financial Services

Detroit Free Press

Strangers help student stay in college after mom's death

Her mother committed suicide. Her father lost his job. Cassie Wessely thought her days at Vanderbilt University were over.

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Related Topix: Suicide, Vanderbilt University, Financial Services

Business Journal

New SEC regs require institutional investors to float NAVs

The U.S. Securities and Exchange Commission on Wednesday adopted new regulations requiring money market funds held by large institutions to float their net asset value instead of maintaining a stable $1 per share.

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Related Topix: Securities and Exchange Commission, Corporate / Securities Law, Law, Financial Services, Federated Investors, Investment Services, BlackRock

Reuters

UPDATE 1-U.S. SEC backs ban on investor settlements erasing complaints from broker records

The U.S. Securities and Exchange Commission has approved a new brokerage industry rule to ban dispute settlements between securities firms and investors that require investors to agree to erase complaints from brokers' public records.

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Related Topix: Securities and Exchange Commission, Corporate / Securities Law, Law, Financial Services

Wed Jul 23, 2014

Reuters

Republican lawmaker to grill U.S. SEC over Ackman tactics

A U.S. lawmaker will pressure the U.S. Securities and Exchange Commission on Thursday to consider a raft of reforms, after William Ackman's aggressive efforts to take over Allergan Inc raised concerns about loose rules governing disclosure and shareholder voting.

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Related Topix: Securities and Exchange Commission, Corporate / Securities Law, Law, US Politics, US News, Edward Royce, Republican, US House of Representatives, Financial Services, Allergan, Biotech

Reuters

Standard & Poor's may face SEC charges over ratings

The parent of Standard & Poor's, which is defending against a $5 billion lawsuit by the federal government over its credit ratings, said on Wednesday it may soon also face U.S. Securities and Exchange Commission charges over another set of ratings.

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Related Topix: Securities and Exchange Commission, Corporate / Securities Law, Law, Financial Services, Home, Mortgage, Personal Finance

Myrtle Beach Online

Former Myrtle Beach lawyer facing criminal charges over investment scheme

Also charged are Global Holdings co-founder Robert Dane Freeman, a former N.C. investment advisor, and Charles Lowell Walker, who helped recruit investors.

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Related Topix: Myrtle Beach, SC, Financial Markets, Financial Services, Securities and Exchange Commission, Corporate / Securities Law, Law

InvestmentNews

Money funds get new restrictions aimed at preventing runs

The riskiest money-market mutual funds will be required to abandon their stable, $1-share value and allow their prices to float under rules adopted by the U.S. Securities and Exchange Commission .

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Related Topix: Mutual Funds, Personal Finance, Securities and Exchange Commission, Corporate / Securities Law, Law, Financial Services, Federated Investors, Investment Services

Business Journal

Executive shakeup at ConMed

Joseph Corasanti - who was president as well as CEO - stepped down, effective today, as part of a leadership shakeup at ConMed .

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Related Topix: Medicine, Medical Equipment, Healthcare Industry, CONMED, Financial Services

CMSWire

Dropbox for Business Raises Its Sync and Share Game

Dropbox isn't particularly interested in what Box, Syncplicity, Citrix or any other of the 100 plus companies who are fighting for their share of the enterprise file sync and share market are up to.

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Related Topix: Syncplicity, Financial Services

Reuters

Us Chamber makes final push against Us Sec money fund reforms

The U.S. Chamber of Commerce made a last-ditch plea on Tuesday to federal securities regulators, urging them not to adopt rules that will change how some money market funds are valued and could cause companies to park their cash elsewhere.

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Related Topix: Securities and Exchange Commission, Corporate / Securities Law, Law, Financial Services

Tue Jul 22, 2014

Business Journal

Matson lawsuit settlement calls for $9.95M payment to federal government, Illinois man

Cranes load 40-foot containers onto the Manulani at Matson's facilities in Honolulu Harbor in this file photo.

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Related Topix: Financial Services

Federal Bureau of Investigation

Former Senior Executive of Qualcomm Pleads Guilty to Insider Trading and Money Laundering Charges

Jing Wang, the former Executive Vice President and President of Global Business Operations for Qualcomm, Inc. , admitted this afternoon to engaging in insider trading in the stock of both Qualcomm and Atheros Communications, Inc. using a nominee brokerage account and an offshore shell company in the British Virgin Islands .

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Related Topix: Qualcomm, Jing Wong, Atheros Communications, Startups, Atheros Communications, Inc., Financial Services

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