US Securities and Exchange Commission News
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11 min ago | Customer Interaction Solutions
Yesterday, the Company became aware of the recent rapid and previously undisclosed accumulation of a significant amount of the Company's common stock in connection with an acquisition proposal made today by Valeant Pharmaceuticals, Inc. The Plan is not intended to prevent an acquisition of the Company on terms that the Board considers favorable to, ... (more)
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4 hrs ago | This Is London
He might have been at the top of the industry tree for getting on a decade, but Michael Roth is being forced to play a waiting game like the rest of adland.
8 hrs ago | AlertNet
A trader weighs gold nuggets at an illegal mine-pit in Walungu territory of South-Kivu province near Bukavu, April 5, 2014 REUTERS/Kenny Katombe WASHINGTON, April 22 - Twelve lawmakers are urging U.S. regulators to implement a new rule requiring companies to disclose if their products contain "conflict minerals" from Africa's Democratic Republic of ... (more)
In a cash-and-stock deal valued at $45.7 billion, Valeant Pharmaceuticals Inc. would give Allergan investors $48.30 in cash and 0.83 percent in Valeant stock for each share they own.
Texas businessman Sam Wyly took the stand in his civil trial in New York on Tuesday and denied U.S. Securities and Exchange Commission claims that he and his brother used a complex network of offshore trusts to conceal years of stock trades and net $550 million in undisclosed profit.
The U.S. Securities and Exchange Commission won a preliminary injunction against a Montreal man it accused of running a penny stock fraud known as "scalping," and who regulators say enjoyed a lifestyle of multiple homes and expensive cars before he became a fugitive.
Beam Inc has announced that its chief financial officer and two other executives are resigning in light of the group being acquired by Suntory Holdings.
Credit investment and private equity firm Ares Management LP said its initial public offering is expected to raise up to $419 million.
A former associate at a California investment firm pleaded guilty to securities fraud Monday, admitting to illegally making $192,000 trading ahead of news Marvel Entertainment would be bought by Walt Disney Co, where his girlfriend was working.
Caterpillar Inc. cut the value of its CEO's pay package by 32 percent to $12 million in 2013, a year when the heavy machinery maker saw its profits fall by a third, according to an Associated Press analysis.
Activist investor William Ackman and Canadian company Valeant Pharmaceuticals established a joint venture with an eye towards acquiring botox maker Allergan, according to a securities filing Monday.
In a regulatory filing with the U.S. Securities and Exchange Commission , Endo Health Solutions, Inc., the parent of American Medical Systems, disclosed that the SEC filing indicates that American Medical Systems has already submitted a corrective action plan to the FDA, the facility will have to undergo a follow-up inspection at some point in the ... (more)
T he U.S. Securities and Exchange Commission is weighing a proposal that would require brokers to tell investors exactly where their stock trades are executed, Bloomberg reported on Saturday.
Zoom Technologies, Inc. today announced it is late in filing its Annual Report on Form 10-K for the fiscal year ended December 31, 2013 with the US Securities and Exchange Commission.
The U.S. Securities and Exchange Commission is weighing a requirement that brokers tell investors exactly where their stock trades go to be executed, a proposal that may address complaints that the decisions are sometimes made without the client's best interests at heart.
It is not unusual for public companies to change accounting firms, and there are lots of reasons why, including the cost of the audit, the timing of procedures, and conflicts or disagreements, according to eHow.com.