US Securities and Exchange Commission News
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1 hr ago | Reuters
Some of the loudest critics of a plan to require stockbrokers to tell clients about bonuses they receive for switching firms are not from Wall Street, but from the insurance industry.
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5 hrs ago | Albany Times Union
A view of the outside of Plug Power in Latham, NY on Wednesday, Nov. 10, 2010. Fuel cell manufacturer Plug Power of Latham is once again taking advantage of soaring investor interest to sell stock, this time seeking to raise $100 million later this month.
9 hrs ago | Amarillo.com
Hastings Entertainment began considering selling itself in 2012 as one of several alternatives to a forecasted future of continued losses, according to its latest U.S. Securities and Exchange Commission filing.
Arch Coal, Inc., has written off its total $57.7 million investment in a planned coal-to-liquids plant in southern Wyoming as a loss.
A former accounting manager for Nvidia Corp has settled with the U.S. Securities and Exchange Commission over allegations he leaked non-public information about the chipmaker that allowed a group of Wall Street analysts to make millions through illegal trades, the SEC announced on Wednesday.
A coalition of liberals and conservatives is lashing out at the U.S. Securities and Exchange Commission for pushing back against legislation that would force government agencies to get warrants before they access the email of people under investigation.
Yesterday, the Company became aware of the recent rapid and previously undisclosed accumulation of a significant amount of the Company's common stock in connection with an acquisition proposal made today by Valeant Pharmaceuticals, Inc. The Plan is not intended to prevent an acquisition of the Company on terms that the Board considers favorable to, ... (more)
He might have been at the top of the industry tree for getting on a decade, but Michael Roth is being forced to play a waiting game like the rest of adland.
A trader weighs gold nuggets at an illegal mine-pit in Walungu territory of South-Kivu province near Bukavu, April 5, 2014 REUTERS/Kenny Katombe WASHINGTON, April 22 - Twelve lawmakers are urging U.S. regulators to implement a new rule requiring companies to disclose if their products contain "conflict minerals" from Africa's Democratic Republic of ... (more)
In a cash-and-stock deal valued at $45.7 billion, Valeant Pharmaceuticals Inc. would give Allergan investors $48.30 in cash and 0.83 percent in Valeant stock for each share they own.
Texas businessman Sam Wyly took the stand in his civil trial in New York on Tuesday and denied U.S. Securities and Exchange Commission claims that he and his brother used a complex network of offshore trusts to conceal years of stock trades and net $550 million in undisclosed profit.
The U.S. Securities and Exchange Commission won a preliminary injunction against a Montreal man it accused of running a penny stock fraud known as "scalping," and who regulators say enjoyed a lifestyle of multiple homes and expensive cars before he became a fugitive.
Beam Inc has announced that its chief financial officer and two other executives are resigning in light of the group being acquired by Suntory Holdings.
Credit investment and private equity firm Ares Management LP said its initial public offering is expected to raise up to $419 million.
A former associate at a California investment firm pleaded guilty to securities fraud Monday, admitting to illegally making $192,000 trading ahead of news Marvel Entertainment would be bought by Walt Disney Co, where his girlfriend was working.
Caterpillar Inc. cut the value of its CEO's pay package by 32 percent to $12 million in 2013, a year when the heavy machinery maker saw its profits fall by a third, according to an Associated Press analysis.