US Securities and Exchange Commission News
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3 hrs ago | Business Journal
Thar Pharmaceuticals Inc. plans to raise as much as $3 million from investors according to a Tuesday filing with the U.S. Securities and Exchange Commission.
7 hrs ago | Reuters
A Houston-based investment advisory firm steered clients to certain mutual funds without disclosing that it was receiving payments from the broker who offered those funds, the U.S. Securities and Exchange Commission alleged in a civil fraud complaint on Tuesday.
10 hrs ago | Channel3000
A federal judge has thrown out the case brought against Jilaine Bauer. Civil charges were filed in 2003 against Bauer by the U.S. Securities and Exchange Commission.
13 hrs ago | Housing Wire
The U.S. Securities and Exchange Commission adopted tighter rules for asset-backed securities and credit rating agencies in order to better protect investors.
According to the U.S. Securities and Exchange Commission, diversification is the practice of spreading money among different investments to reduce risk.
Andrews & Springer LLC , a boutique securities class action law firm focused on representing shareholders nationwide, is investigating EZCORP, Inc. for possible violations of securities laws relating to a July 18th announcement that, MS Pawn Corporation, a Class B shareholder entity controlled by Phillip Cohen, removed Paul Rothamel as CEO, ... (more)
Consummation of the tender offer remains subject to MICROS Systems' shareholders tendering a majority of the outstanding shares of MICROS Systems common stock on a fully diluted basis.
Alibaba Group Holding Ltd. is postponing the start of investor meetings for its initial public offering by about a week to answer questions posed by the U.S. Securities and Exchange Commission, according to a person with knowledge of the matter.
16, Reporting on Controls at a Service Organization for the period Completion of the SSAE 16 Type II examination indicates that BillingTree processes, procedures and controls have been formally evaluated and tested by an independent accounting and auditing firm.
This month the Washington State Court of Appeals, Division III issued a ruling in Becker v.
Shareholder rights law firm Robbins Arroyo LLP announces that an investor of Santander Consumer USA Holdings Inc. has filed a federal securities fraud class action complaint in the U.S. District Court for the Southern District of New York.
In a newly amended filing with the U.S. Securities and Exchange Commission, 3G Capital , managed by Jorge Paulo Lemann , disclosed that it entered into a voting agreement related to the merger between Tim Hortons Inc. and Burger King Worldwide Inc .
Procter & Gamble Co. paid CEO A.G. Lafley the equivalent of $375,000 a week for the fiscal year that ended in June.
That's exactly what seed-stage venture firm Floodgate is thinking as it closes its fifth and new fund.
Hyperlite Mountain Gear, a outdoor gear manufacturer based in Biddeford's Pepperell Mill Campus, has raised just more than $900,000 in equity financing and a bank loan to support new investment in marketing, product development and staff, according to the Maine Venture Fund .
Updated: Tue Sep 02, 2014 07:22 pm
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