US Securities and Exchange Commission News
News on US Securities and Exchange Commission continually updated from thousands of sources around the net.
The former chief operating officer of Philip Falcone's hedge fund Harbinger Capital Partners has agreed to pay $200,000 to resolve charges he aided a scheme to misappropriate fund assets, the U.S. Securities and Exchange Commission said Monday.
New Zealand billionaire Graeme Hart's Reynolds Group is considering the sale of three units that make up more than a third of the global packaging empire's earnings.
The Burlingame-based company said Monday it filed with the U.S. Securities and Exchange Commission for a proposed initial public offering of its common stock.
Smith & Wesson Holding Corp has agreed to pay $2.03 million to settle U.S. Securities and Exchange Commission charges its employees and representatives bribed foreign officials to supply firearms to military and law enforcement departments overseas.
RadioShack Corp. was notified by the New York Stock Exchange last week that it failed to satisfy listing standards and could be delisted because its average stock price stayed below $1 for 30 days, according to a document the company filed Friday with the U.S. Securities and Exchange Commission.
At least four Austin-area companies reported receiving investment funding last week to take their business to the next level, according to the companies and filings with the U.S. Securities and Exchange Commission U.S. Securities and Exchange Commission.
Former H.J. Heinz CEO William R. Johnson is leaving the board of directors of Pittsburgh-based Education Management Corp. EDMC said in a filing Friday with the U.S. Securities and Exchange Commission that Johnson won't be running for re-election to the for-profit education company's board.
Top executives at Landmark Apartment Trust of America Inc. have fatter paychecks after signing new employment contracts with the Tampa-based REIT.
Facebook Inc said the US Securities and Exchange Commission dropped its probe into the social networking company over events surrounding its controversial initial public offering.
The Portland, Oregon-based firm has raised $2 million of a $2.75 million funding round, a U.S. Securities and Exchange Commission regulatory filing reveals .
Texas tycoon Sam Wyly and the estate of his late brother Charles should pay damages totaling $1.41 billion for their role in a scheme that hid trades in companies they controlled using offshore trusts, the U.S. Securities and Exchange Commission said.
Six commercial-mortgage backed securities Standard & Poor graded in 2011 are under question after McGraw Hill Financial said it received a notice from the U.S. Securities and Exchange Commission that the regulator may seek an enforcement action.
During Federated Investors Inc.'s analysts call Friday following the release of its second-quarter earnings , President and CEO Christopher Donahue was asked about the big change pending for the Pittsburgh-based investment management firm - and fellow institutional investors.
In a newly amended filing with the U.S. Securities and Exchange Commission, Carl Icahn , the manager of Icahn Capital LP , has disclosed reducing its stake in CVR Refining LP .
Facebook Inc said the U.S. Securities and Exchange Commission dropped its probe into the social networking company over events surrounding its controversial initial public offering.
Updated: Tue Jul 29, 2014 01:15 am
Copyright © 2014 Topix LLC