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US Securities and Exchange Commission News

News on US Securities and Exchange Commission continually updated from thousands of sources around the net.

1 hr ago | Housing Wire

SEC adopts tighter securitization, ratings agency rules

The U.S. Securities and Exchange Commission adopted tighter rules for asset-backed securities and credit rating agencies in order to better protect investors.

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Related Topix: Securities and Exchange Commission, Corporate / Securities Law, Law, Financial Services

4 hrs ago | The Independent

Arthur Andersen name revived by independent tax firm in California

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Related Topix: Financial Services

Mon Sep 01, 2014

Las Vegas Review Journal

Diversification - What you don't know, CAN hurt you

According to the U.S. Securities and Exchange Commission, diversification is the practice of spreading money among different investments to reduce risk.

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Related Topix: Financial Services, Financial Markets

Examiner.com

SEC comes down on Breached Companies

If you're wondering if businesses, who've been targets of cybercrime, have been properly handling the fallout, you have company: The U.S. Securities and Exchange Commission .

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Related Topix: Securities and Exchange Commission, Corporate / Securities Law, Law, Financial Services

Sun Aug 31, 2014

The Peninsula

Alibaba share sale by this month

HONG KONG: Chinese e-commerce company Alibaba Group Holding Ltd is planning to launch its New York stock market debut in the week of September 8, a person briefed on the matter said on Saturday.

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Related Topix: Alibaba, Financial Services, Securities and Exchange Commission, Corporate / Securities Law, Law

Sat Aug 30, 2014

GlobeNewswire

Ezcorp Investor Alert - Andrews & Springer LLC is Investigating...

Andrews & Springer LLC , a boutique securities class action law firm focused on representing shareholders nationwide, is investigating EZCORP, Inc. for possible violations of securities laws relating to a July 18th announcement that, MS Pawn Corporation, a Class B shareholder entity controlled by Phillip Cohen, removed Paul Rothamel as CEO, ... (more)

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Related Topix: Retail, EZCORP, Financial Services, Corporate / Securities Law, Law, Social Software

Customer Interaction Solutions

European Commission Clears Oracle's Acquisition of MICROS

Consummation of the tender offer remains subject to MICROS Systems' shareholders tendering a majority of the outstanding shares of MICROS Systems common stock on a fully diluted basis.

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Related Topix: MICROS Systems, Computers, Software, Startups, Oracle Corporation, Securities and Exchange Commission, Corporate / Securities Law, Law, Financial Services

The Washington Post

Alibaba Said to Push Back Start of IPO Investor Meetings

Alibaba Group Holding Ltd. is postponing the start of investor meetings for its initial public offering by about a week to answer questions posed by the U.S. Securities and Exchange Commission, according to a person with knowledge of the matter.

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Related Topix: Alibaba, Securities and Exchange Commission, Corporate / Securities Law, Law, Financial Services, World News, China, Business News

Albany Times Union

Malta firm faces probe

The owner of a Malta investment firm is denying charges by the U.S. Securities and Exchange Commission that he misled investors over a potential conflict of interest in the sale of the company that never was consummated.

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Related Topix: Securities and Exchange Commission, Corporate / Securities Law, Law, Financial Services

Fri Aug 29, 2014

Sys-Con Media

BillingTree Completes Examination in Conformity with Statement on...

16, Reporting on Controls at a Service Organization for the period Completion of the SSAE 16 Type II examination indicates that BillingTree processes, procedures and controls have been formally evaluated and tested by an independent accounting and auditing firm.

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Related Topix: Financial Services, Securities and Exchange Commission, Corporate / Securities Law, Law, Corporate Governance

JD Supra

Washington Court of Appeals Expands 'Jeopardy' Element of Claim for...

This month the Washington State Court of Appeals, Division III issued a ruling in Becker v.

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Related Topix: Medicine, Community Health Care, Hospital Administration, Healthcare Industry, Securities and Exchange Commission, Corporate / Securities Law, Law, Financial Services

GlobeNewswire

Attention Santander Consumer USA Holdings Inc. (SC) Investors:...

Shareholder rights law firm Robbins Arroyo LLP announces that an investor of Santander Consumer USA Holdings Inc. has filed a federal securities fraud class action complaint in the U.S. District Court for the Southern District of New York.

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Related Topix: Attention, Corporate / Securities Law, Law, US News, Financial Services

Insider Monkey

Tim Hortons Inc. (USA) (THI), Burger King Worldwide Inc (BKW) Agree...

In a newly amended filing with the U.S. Securities and Exchange Commission, 3G Capital , managed by Jorge Paulo Lemann , disclosed that it entered into a voting agreement related to the merger between Tim Hortons Inc. and Burger King Worldwide Inc .

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Related Topix: Tim Hortons, Financial Services

Business Journal

See how your weekly paycheck compares with P&G's Lafley

Procter & Gamble Co. paid CEO A.G. Lafley the equivalent of $375,000 a week for the fiscal year that ended in June.

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Related Topix: Procter and Gamble, Household Products, Financial Services

VentureBeat

Floodgate closes its fifth fund with more of the same

That's exactly what seed-stage venture firm Floodgate is thinking as it closes its fifth and new fund.

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Related Topix: Financial Services, Securities and Exchange Commission, Corporate / Securities Law, Law, Dasient

Bangor Daily News

Biddeford maker of lightweight outdoor equipment lands $900,000 investment

Hyperlite Mountain Gear, a outdoor gear manufacturer based in Biddeford's Pepperell Mill Campus, has raised just more than $900,000 in equity financing and a bank loan to support new investment in marketing, product development and staff, according to the Maine Venture Fund .

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Related Topix: Biddeford, ME, Marketing, Financial Services

Insider Monkey

Tesla Motors Inc. (TSLA), KAR Auction Services Inc (KAR), Laboratory...

In its latest 13F filing with the U.S. Securities and Exchange Commission, Bridger Management , run by Roberto Mignone , disclosed its holdings as held at the end of the second quarter of 2014.

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Related Topix: Tesla Motors, Biotech, Startups, Medicine, Laboratory Corporation of America Holdings, Healthcare Industry, Financial Services

JD Supra

Court of Appeals asked to clarify scope of Dodd-Frank Act whistleblower protections

A federal court of appeals has been asked to clarify the scope of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010's whistleblower protections.

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Related Topix: Securities and Exchange Commission, Corporate / Securities Law, Law, Employment / Labor Law, Financial Services, US News, Eighth Circuit Court of Appeals

PaintSquare

Axalta Considering Public Offering

Axalta Coating Systems Ltd. has filed a registration statement on Form S-1 with the U.S. Securities and Exchange Commission for a proposed initial public offering of its common shares.

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Related Topix: Securities and Exchange Commission, Corporate / Securities Law, Law, Financial Services, Goldman Sachs, Investment Services, Banking, JP Morgan Chase , Stanley

Wall Street Journal

Alibaba's Top IPO Banks Underwrite $3Bln Loan

The underwriters on Alibaba Group Holding Ltd.'s initial public offering are going to win a lot of kudos for being on such a mega IPO in the U.S. But four of Alibaba Group's six lead underwriters are also lending the Chinese ecommerce giant $3 billion before the landmark deal kicks off, probably next week, showing how its bankers are looking to ... (more)

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Related Topix: Alibaba, Financial Services

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