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News on US Securities and Exchange Commission continually updated from thousands of sources around the net.

4 min ago | Reuters

Ex-Evercore banker sentenced to 2-1/2 years for insider trading

A former investment banker at Evercore Group was sentenced to 2-1/2 years in prison on Friday for engaging in insider trading and using the profits to pay his former mistress so he could maintain a relationship with their child.

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Related Topix: Financial Services

4 hrs ago | CBS Local

Former Detroit Mayor Kwame Kilpatrick Hit With Hefty Fine In SEC Case

A judge has ordered him to pay hundreds of thousands of dollars for accepting money and trips from city pension advisers.

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Related Topix: Detroit, MI, Securities and Exchange Commission, Corporate / Securities Law, Law, Financial Services

6 hrs ago | Burlington Times News

Payments approved for Zeek Reward victims

The High Point Enterprise reported that the attorney supervising efforts to return members to the victims said a judge on Thursday approved the payments.

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Related Topix: Financial Services, Securities and Exchange Commission, Corporate / Securities Law, Law

10 hrs ago | Business Journal

C1 prices stock for IPO

C1 Financial Inc. moved closer to being a publicly traded company, as it spelled out how many shares of stock it will sell and an expected price range for an upcoming initial public offering.

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Related Topix: Financial Services, Securities and Exchange Commission, Corporate / Securities Law, Law

13 hrs ago | The Washington Post

Lions Gate to Refile Proxy After Underreporting Feltheimer's Pay

Jon Feltheimer, the chief executive officer of Lions Gate Entertainment Corp., the studio that distributed the "Hunger Games" movie franchise, received $2.7 million more in compensation last year than his company reported in its proxy statement released three days ago.

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Related Topix: Media, Lions Gate Entertainment, Securities and Exchange Commission, Corporate / Securities Law, Law, Financial Services, CBS, Science / Technology

Thu Jul 31, 2014

Turnto10.com

Report: New owner may cut jobs at Journal

The incoming owner of the Providence Journal may cut up to 40 jobs at the newspaper, the Providence Business News reported Thursday.

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Related Topix: Financial Services

West Australian

SEC launched extensive probe to identify sources in Reuters stories

A U.S. Securities and Exchange Commission watchdog conducted an extensive, months-long investigation to find out who had leaked information that appeared in two Reuters stories published last autumn, but it was unable to identify the sources, according to a report of the probe seen by Reuters on Thursday.

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Related Topix: Securities and Exchange Commission, Corporate / Securities Law, Law, Reuters, Financial Services, Banking, JP Morgan Chase

Sys-Con Media

Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund July 2014 Distribution

This press release is issued as required by the Fund's managed distribution plan and an exemptive order received from the U.S. Securities and Exchange Commission.

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Related Topix: Financial Services, Tax

Business Journal

Eagle Bancorp increases subordinated debt offering to $70 million

Eagle Bancorp, parent company of EagleBank, said it has increased its subordinated debt offering to $70 million from the previously announced $55 million.

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Related Topix: Eagle Bancorp, Banking, Financial Services

Freshnews

OSL Holdings Hires Former SEC Employee as Vice President, Corporate...

YARDLEY, Pa., July 31, 2014 /PRNewswire/ -- OSL Holdings , a socially conscious business model dedicated to consumer advocacy, social activism and the advancement of civil liberties through the power of commerce, announced today that effective July 7, 2014 Thomas D'Orazio joined the company to help streamline and optimize finance, accounting and ... (more)

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Related Topix: Securities and Exchange Commission, Corporate / Securities Law, Law, Financial Services, Pace University

Business Journal

Vista Equity affiliate raises $88M tied to AGDATA acquisition

An affiliate of Vista Equity Partners received an $88 million financing that was completed in connection with the acquisition of a North Carolina-based data analytics company.

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Related Topix: Vista Equity Partners, Financial Services, Securities and Exchange Commission, Corporate / Securities Law, Law

Customer Interaction Solutions

Catalent, Inc. Announces Pricing of Its Initial Public Offering

Catalent, Inc. , the leading global provider of advanced delivery technologies and development solutions for drugs, biologics and consumer health products, today announced the pricing of its initial public offering of 42,500,000 shares of its common stock at $20.50 per share.

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Related Topix: Financial Services

Wed Jul 30, 2014

Network World

Making the case for Amazon to release its cloud revenues

The past few weeks have been earnings season, meaning publicly-traded companies reveal their latest financial results for the second quarter of the year.

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Related Topix: Cloud Computing, Science / Technology, Securities and Exchange Commission, Corporate / Securities Law, Financial Services

The Hartford Courant

Sources: Troubled Insurer The Phoenix Cos. Explores Sale

The financially troubled Phoenix Cos. has hired investment banks Goldman Sachs Group Inc. and Sandler O'Neill and Partners to explore a sale, according to people familiar with the matter.

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Related Topix: Goldman Sachs, Financial Services, Investment Services, Securities and Exchange Commission, Corporate / Securities Law, Law, Hartford, CT

CSP

Susser Energy Transfer Partners ETP

Susser Holdings Corp. has announced it has set Aug. 28 as the date for a special meeting of its stockholders to consider and vote on the proposed acquisition of Susser Holdings by Energy Transfer Partners LP .

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Related Topix: Energy Transfer Partners, L.P., Energy, Securities and Exchange Commission, Corporate / Securities Law, Law, Financial Services

Business Journal

Billionaire investor Carl Icahn drops Family Dollar holdings by 40%

Billionaire investor Carl Icahn continues to drop his stake in Family Dollar Stores Inc. , according to a U.S. Securities and Exchange Commission filing.

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Related Topix: Retail, Family Dollars Stores, Financial Services, Securities and Exchange Commission, Corporate / Securities Law, Law

Business Journal

Multimedia Games misses Q3 expectations, stock drops

Multimedia Games Holding Company Inc. shares plunged 13 percent Wednesday, down $3.47 to $24.07 in late-day trading, after the company missed analysts' earnings expectations in the third quarter.

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Related Topix: Gaming, Multimedia Games, Financial Services

Fox News

Hess Plans IPO for Bakken Pipeline, Storage Assets

Oil and natural gas producer Hess Corp said it plans to form a publicly traded master limited partnership comprising its pipeline and storage assets in North Dakota's Bakken oil shale field.

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Related Topix: Oil & Gas, Amerada Hess, Financial Services, Business News

Reuters

Hess Corp plans IPO for Bakken pipeline and storage assets

Hess said it expects the partnership to file a registration statement with the U.S. Securities and Exchange Commission in the fourth quarter.

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Related Topix: Oil & Gas, Amerada Hess, Financial Services

Business Journal

Billionaire Steven Cohen bites into Bloomin' Brands

Noted Wall Street trader Steven Cohen has picked up a 5 percent stake in Bloomin' Brands Inc. Cohen controls 6.28 million shares of Bloomin' , the Tampa-based parent of Outback Steakhouse and other restaurant brands, according to a July 29 filing with the U.S. Securities and Exchange Commission.

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Related Topix: Restaurant Management, Outback Steakhouse, Financial Services

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