US Securities and Exchange Commission News
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2 hrs ago | News Times
Former SAC Capital Advisors analyst Ron Dennis settled a lawsuit brought by the U.S. Securities and Exchange Commission accusing him of involvement in an insider-trading scheme that included Michael Steinberg , a former SAC manager convicted in December.
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6 hrs ago | Channelnewsasia.com
Weibo, the Chinese microblogging service often compared with Twitter, filed for a US stock offering seeking to raise US$500 million.
6 hrs ago | Business Times
Weibo, the Chinese microblogging service often compared with Twitter, filed Friday for a US stock offering seeking to raise US$500 million [NEW YORK] Weibo, the Chinese microblogging service often compared with Twitter, filed Friday for a US stock offering seeking to raise US$500 million.
9 hrs ago | Reuters
Trinseo SA, a plastics maker backed by Bain Capital, filed again with U.S. regulators to raise up to $200 million in an initial public offering of common stock.
13 hrs ago | Housing Wire
Hayman Capital bought up 4.76 million shares, or 5.3%, of the financial firm's stock in the first quarter of 2014, according to its 13d filing with the U.S. Securities and Exchange Commission .
18 hrs ago | The Washington Post
Cisco Systems Inc. has started a bribery related investigation into its operations in Russia and neighboring countries at the request of the U.S. Securities and Exchange Commission and the U.S. Department of Justice.
Shadow Networks , a stealthy new security company with high-powered backers, has raised over $10 million in a round of financing disclosed to the US Securities and Exchange Commission under its old name ZanttZ Inc .
A former analyst affiliated with billionaire Steven A. Cohen's SAC Capital Advisors LP has agreed to pay more than $203,000 and be banned from the securities industry to settle insider trading charges by the U.S. Securities and Exchange Commission.
The U.S. Securities and Exchange Commission has sued and won an asset freeze against a Montreal man who in 2012 became a fugitive after being charged in Canada with tax evasion, and accused him of securities fraud known as "scalping."
Reese Ryan started R Bank during a tumultuous time in the banking industry, but the timing and location of the bank in a growing community have proven to be sound choices.
Citigroup Inc. , the third-largest U.S. bank , will consider clawing back compensation or shrinking 2014 pay for any employees linked to a loan fraud at its Banamex unit in Mexico .
Leju Holdings Ltd, a China-based operator of real estate websites, filed with U.S. regulators on Wednesday to raise up to $200 million in an initial public offering of its common shares.
Clearinghouses guaranteeing trades in part of the $693 trillion swaps market would have to meet new standards to guard against defaults and failure under rules proposed by the U.S. Securities and Exchange Commission.
Jefferies LLC will pay $25 million to resolve U.S. criminal and civil investigations into its mortgage bond trading, after one of its former traders was convicted for defrauding clients, and authorities said they are investigating whether other individuals broke the law.
London-listed Tullow Oil TLW.L has declared force majeure on its offshore exploration block in Guinea following a U.S. regulatory investigation of its project partner Hyperdynamics Corp HDY.N. Guinea, one of Africa's poorest nations despite abundant natural resources, has urged the G8 countries to help it trace crooked deals in a bid to crack down ... (more)
A U.S. judge on Wednesday ordered former Goldman Sachs Group Inc trader Fabrice Tourre to pay more than $825,000 after a jury found him liable for defrauding investors in a complex investment product linked to subprime mortgages.
Global Digital Solutions, Inc. filed a Form 8-K with the U.S. Securities and Exchange Commission on Tuesday offering to acquire Remington Outdoor Co.