US Securities and Exchange Commission News
News on US Securities and Exchange Commission continually updated from thousands of sources around the net.
3 min ago | Insider Monkey
After the end of each quarter hedge funds disclose their most important long stock positions at the U.S. Securities and Exchange Commission.
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Should the minimum wage be raised to $9 per hour?
4 hrs ago | ComputerWorld
Avon Products has halted the rollout of a global SAP implementation, with the cosmetics maker saying in a regulatory filing that a pilot program in Canada caused "significant business disruption in that market, and did not show a clear return on investment."
8 hrs ago | Yahoo!
The regulator on Thursday said Merrill failed to tell investors that hedge fund firm Magnetar Capital LLC exercised significant influence in choosing collateral underlying two CDOs in 2006 and 2007.
8 hrs ago | Reuters
British hedge fund adviser GLG Partners LP and a former holding company agreed to pay about $9 million to settle U.S. regulatory charges that internal control failures had caused them to inflate a fund's assets and collect excessive fees.
12 hrs ago | Insurance Journal West
Earlier this year, the U.S. Securities and Exchange Commission reached a settlement with New York-based hedge fund adviser Philip A. Falcone and his advisory firm Harbinger Capital Partners.
ATLANTA, GA / December 11, 2013 / ACCESSWIRE / Here To Serve Holding Corp., , a holding company developing a division in the waste management and environmental services industry and currently a software development company, today announced that it will file its Form 10 Registration Statement with the U.S. Securities and Exchange Commission to ... (more)
Verizon Communications Inc told activist investors on Wednesday that it might skip a vote on a shareholder proposal that seeks details on the company's cooperation with government surveillance efforts.
Federal authorities say a Northeast Ohio man wanted by the FBI in connection with a $65 million Ponzi scheme was arrested in Peru Wednesday morning after more than a decade on the run.
Worthington Industries warned state officials Wednesday that it will close its 54-employee steel processing plant in Essex next year, a move that follows the collapse last year of the nearby Sparrows Point steel mill.
Lululemon Athletica will pay its new chief executive at least US$3.1 million in salary, stock and bonuses in his first year on the job, according to documents filed with the U.S. Securities and Exchange Commission.
Shire plc announces that the waiting period under the Hart-Scott-Rodino Antitrust Improvements Act of 1976 relating to its previously announced tender offer by a wholly owned subsidiary of Shire for all outstanding shares of ViroPharma Incorporated expired at .
The shareholders of Hendersonville-based 1st Financial Services, which operates 12 branches under the name Mountain 1st Bank & Trust in western North Carolina, approved the bank's pending merger into Raleigh-based First Citizens on Tuesday.
Tom Horton, former CEO of American Airlines, showed his approval as Doug Parker, CEO of the new American Airlines Group, got ready to ring Nasdaq's opening bell Monday.
The Austin-based company collected the capital from a six investors, according to a Tuesday filing with the U.S. Securities and Exchange Commission .
AT&T has asked regulators to let it ignore a shareholder request for details of its customer-information sharing with government agencies, a move that could forestall a heated debate at the telecommunications giant's annual meeting.
A Pawleys Island area man was arrested Wednesday following his indictment by a federal grand jury in Atlanta for securities fraud, according to the FBI.
The U.S. Department of Justice is investigating a report alleging that Dell computers have been sold to the Syrian regime despite the trade embargo in place, according to a July filing by Dell to the U.S. Securities and Exchange Commission that was made public this week.