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News on US Securities and Exchange Commission continually updated from thousands of sources around the net.

1 hr ago | Business Journal

Virgin America files for an IPO

The Burlingame-based company said Monday it filed with the U.S. Securities and Exchange Commission for a proposed initial public offering of its common stock.

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Related Topix: Virgin America, Financial Services, Publishing, Media, New Times, us Travel, North America Travel, Russia Travel, Travel, Europe Travel, San Francisco, Russia Travel, San Francisco Travel

3 hrs ago | Reuters

UPDATE 1-Smith & Wesson settles SEC bribery case over firearms sales

Smith & Wesson Holding Corp has agreed to pay $2.03 million to settle U.S. Securities and Exchange Commission charges its employees and representatives bribed foreign officials to supply firearms to military and law enforcement departments overseas.

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Related Topix: Guns, Securities and Exchange Commission, Corporate / Securities Law, Law, Smith and Wesson, Sporting Goods, Financial Services

6 hrs ago | Business Journal

Warned: NYSE officially tells RadioShack it could be delisted in 6 months

RadioShack Corp. was notified by the New York Stock Exchange last week that it failed to satisfy listing standards and could be delisted because its average stock price stayed below $1 for 30 days, according to a document the company filed Friday with the U.S. Securities and Exchange Commission.

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Related Topix: Retail, RadioShack, Financial Services

6 hrs ago | Business Journal

In the money July 28: Austin startup funding wrap-up

At least four Austin-area companies reported receiving investment funding last week to take their business to the next level, according to the companies and filings with the U.S. Securities and Exchange Commission U.S. Securities and Exchange Commission.

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Related Topix: Financial Services, Securities and Exchange Commission, Corporate / Securities Law, Law

8 hrs ago | Business Journal

Johnson leaving EDMC board after next election

Former H.J. Heinz CEO William R. Johnson is leaving the board of directors of Pittsburgh-based Education Management Corp. EDMC said in a filing Friday with the U.S. Securities and Exchange Commission that Johnson won't be running for re-election to the for-profit education company's board.

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Related Topix: Food, Heinz H J, Education, Education Management, Financial Services

8 hrs ago | Business Journal

Landmark Apartment Trust execs get pay hikes

Top executives at Landmark Apartment Trust of America Inc. have fatter paychecks after signing new employment contracts with the Tampa-based REIT.

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Related Topix: REIT, Personal Finance, Financial Services

8 hrs ago | Business Journal

BioDerm launches $4.8M capital raise

The Largo-based medical products company will use some of the funding to pay salaries and wages to executive officers, a filing with the U.S. Securities and Exchange Commission said.

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Related Topix: Financial Services, Securities and Exchange Commission, Corporate / Securities Law, Law

Sun Jul 27, 2014

Trinidad Guardian

Facebook says SEC's IPO probe ends

Facebook Inc said the US Securities and Exchange Commission dropped its probe into the social networking company over events surrounding its controversial initial public offering.

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Related Topix: Startups, Facebook, Social Software, Securities and Exchange Commission, Corporate / Securities Law, Law, Financial Services

Miami's Community Newspapers

S&P upgrades county's solid waste system revenue bonds

Standard and Poor's Ratings Services, a well-known global rating agency and one of the few nationally recognized Statistical Rating Organizations by the U.S. Securities and Exchange Commission, recently upgraded the ratings on three series of Miami-Dade County Public Works and Waste Management Department solid waste system revenue bonds.

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Related Topix: Financial Markets, Financial Services

Sat Jul 26, 2014

Inman Real Estate News

Househappy raises $2M, parts ways with marketing maven Ekaterina Walter

The Portland, Oregon-based firm has raised $2 million of a $2.75 million funding round, a U.S. Securities and Exchange Commission regulatory filing reveals .

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Related Topix: Marketing, Financial Services

Reuters

SEC seeks $1.4 billion from Texas Wyly brothers after fraud verdict

Texas tycoon Sam Wyly and the estate of his late brother Charles should pay damages totaling $1.41 billion for their role in a scheme that hid trades in companies they controlled using offshore trusts, the U.S. Securities and Exchange Commission said.

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Related Topix: Securities and Exchange Commission, Corporate / Securities Law, Law, Financial Services, Michaels Stores, Retail

Housing Wire

S&P receives wells notice over CMBS ratings

Six commercial-mortgage backed securities Standard & Poor graded in 2011 are under question after McGraw Hill Financial said it received a notice from the U.S. Securities and Exchange Commission that the regulator may seek an enforcement action.

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Related Topix: Home, Mortgage, Personal Finance, Financial Services, Financial Markets

PE Hub

GenNx360 closes Fund II on more than $535 mln

GenNx360 Capital Partners officially closed its second fund on more than $535 million, according to Carmen Rojas , investor relations manager at the firm.

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Related Topix: Financial Services

Fri Jul 25, 2014

Business Journal

New regs come with substantial costs, Federated CEO says

During Federated Investors Inc.'s analysts call Friday following the release of its second-quarter earnings , President and CEO Christopher Donahue was asked about the big change pending for the Pittsburgh-based investment management firm - and fellow institutional investors.

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Related Topix: Federated Investors, Financial Services, Investment Services

Insider Monkey

CVR Refining LP (CVRR): Billionaire Carl Icahn Sells 975,000 Shares

In a newly amended filing with the U.S. Securities and Exchange Commission, Carl Icahn , the manager of Icahn Capital LP , has disclosed reducing its stake in CVR Refining LP .

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Related Topix: Financial Services

Reuters

Facebook says SEC's IPO probe ends, extending WhatsApp closing date

Facebook Inc said the U.S. Securities and Exchange Commission dropped its probe into the social networking company over events surrounding its controversial initial public offering.

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Related Topix: Startups, Facebook, Social Software, Securities and Exchange Commission, Corporate / Securities Law, Law, Financial Services

Insider Monkey

Leon Cooperman's Omega Advisors Boosts Position in Resource America Inc. (REXI) To Over 8%

REXI ) . A new filing with the U.S. Securities and Exchange Commission showed that Omega Advisors owns 1.72 million shares of the company, up from 398,349 shares the fund reported in its latest 13F filing.

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Related Topix: Resource America, Financial Services, Energy, Oil & Gas

Investopedia

Real Estate and Crowdfunding: A New Path For Investors

That's the key question for crowdfunding and the real estate market. It's a question being answered in positive ways in 2014, as the two "odd couples" appear to be pairing up quite nicely and giving investors a new way to leverage profits from the burgeoning U.S. real estate market.

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Related Topix: Real Estate, Financial Services

Insider Monkey

Altai Capital Discloses New Position in TerraForm Power Inc.

In its recent filing with the U.S. Securities and Exchange Commission, Altai Capital , led by Rishi Bajaj, Toby Symonds, and Steve Tesoriere , has revealed a new stake in TerraForm Power Inc. .

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Related Topix: Financial Services, SunEdison

Law.com

A Close Look at JPMorgan Chase GC's Stock Moves

After battling a raft of corporate legal problems, JPMorgan Chase & Co. general counsel Stephen Cutler has been selling off stock in his company while piling up stock options and other incentives.

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Related Topix: Securities and Exchange Commission, Corporate / Securities Law, Law, Financial Services

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