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News on US Securities and Exchange Commission continually updated from thousands of sources around the net.

2 hrs ago | Sys-Con Media

NeuroDerm Ltd. Files Registration Statement for Proposed Initial Public Offering

NeuroDerm Ltd., a clinical stage pharmaceutical company developing drugs for central nervous system diseases, today announced that it has filed a registration statement on Form F-1 with the U.S. Securities and Exchange Commission for a proposed initial public offering of its ordinary shares. The number of shares to be offered and the price range for the proposed offering have not yet been determined.

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Related Topix: Securities and Exchange Commission, Corporate / Securities Law, Law, Financial Services

6 hrs ago | CSP

Lehigh Gas Partners Announces Public Offering

Lehigh Gas Partners LP has announced the commencement of a public offering of 3.6 million common units representing limited partner interests in the partnership. In connection with the offering, the partnership expects to grant the underwriters a 30-day option to purchase up to an additional 540,000 common units.

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Related Topix: Financial Services, Securities and Exchange Commission, Corporate / Securities Law, Law

10 hrs ago | Sys-Con Media

Seaspan Extends Agreements and Considers Strategic Options for...

GCI is Seaspan's investment partnership established with an affiliate of global asset manager The Carlyle Group and others, including affiliates of Seaspan's director Graham Porter and of its largest shareholder, Dennis R. Washington. Under the ROFR Agreement and subject to its terms, Seaspan has a right of first refusal in respect of containership investment opportunities identified by GCI, as well as a right of first offer in respect of certain proposed containership sales by GCI.

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Related Topix: Financial Services, Carlyle Group, Investment Services

Mon Sep 15, 2014

Reuters

BlackRock calls for U.S. stock market reforms

BlackRock Inc, the world's largest asset manager, has asked regulators to force exchanges to lower their access fees and require greater transparency of broker dealer-run trading venues known as "dark pools." The New York-based company outlined a set of proposals aimed at boosting public confidence in the equity markets in a letter on its website to the U.S. Securities and Exchange Commission dated Sept.

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Related Topix: Financial Services, BlackRock, Investment Services

Drug Researcher

Public CROs are sign of booming market, not PE apathy say financial advisors

PE has a typical investment window of 3-7 years. Strong CRO market means many have capitalised on their investments Experts have predicted more CROs will go public as Private Equity looks to get a return on its investments, but such shifts are indicative of a booming market rather than waning interest.

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Related Topix: Financial Services, Securities and Exchange Commission, Corporate / Securities Law, Law

Los Angeles Times

Ahead of blockbuster IPO, Alibaba raises price range to $66-$68 a share

Alibaba is seeing huge demand for its initial public offering and has raised the price range of its shares to $66 to $68. The Chinese Internet behemoth is expected to go public on Friday on the New York Stock Exchange.

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Related Topix: Alibaba, Financial Services

Insider Monkey

Lennar Corporation (LEN): Citadel Investment Group Reveals Over 5% Passive Stake

In a new filing with the U.S. Securities and Exchange Commission, Citadel Investment Group , managed by Ken Griffin , has revealed a 5.4% passive stake in Lennar Corporation . The stake contains 9.37 million class A common stock of Lennar Corporation .

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Related Topix: Construction, Lennar, Financial Services

Insider Monkey

Tiger Global Management Reveals New Stake in Bitauto Hldg Ltd (ADR)...

In a new couple of filings with the U.S. Securities and Exchange Commission, Tiger Global Management LLC , managed by Chase Coleman and Feroz Dewan , revealed its passive stakes in Bitauto Hldg Ltd and Autohome Inc . Tiger Global Management has reported a new a 14.9% passive stake in Bitauto Hldg Ltd .

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Related Topix: Financial Services

Insider Monkey

GAMCO Investors Proposes Spin-Off of National Fuel Gas Co.'s (NFG) Utility Segment

In a newly amended filing with the U.S. Securities and Exchange Commission, GAMCO Investors , managed by Mario Gabelli , has disclosed a stockholders proposal it sent to National Fuel Gas Co. . According to the filing, GAMCO requested the company to include the proposal in its proxy statement for the 2015 annual meeting of stockholders.

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Related Topix: National Fuel Gas, Energy, Financial Services, Gabelli Asset Management, Investment Services, Seneca Resources, Oil & Gas, Marketing

Business Journal

Brown & Brown plans debt issue

Brown & Brown plans to issue senior notes, using at least some of the proceeds to pay off existing debt.

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Related Topix: Financial Services, Securities and Exchange Commission, Corporate / Securities Law, Law

CFO

SEC Yields on One Aspect of Revenue Recognition Adoption

"Restrospective adopters" of the new revenue recognition accounting standard won't have to present five years of restated revenue figures, the SEC says. Companies that choose the retrospective method for adopting the FASB's new comprehensive accounting standard on revenue recognition are getting a break from the U.S. Securities and Exchange Commission.

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Related Topix: Securities and Exchange Commission, Corporate / Securities Law, Law, Financial Services

Business Journal

Before $100 million raise, Square was in acquisition talks with Apple

Square , the online payment company founded by native St. Louisans Jack Dorsey and Jim McKelvey , has raised a new $100 million round of funding at a valuation of $6 billion, according to a regulatory filing found by VCExperts.com. The funding, according to the Silicon Valley Business Journal , comes as Square faces challenges from Amazon and others in the mobile payments industry.

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Related Topix: Square, Twitter, Financial Services

JD Supra

SEC Enforcement Initiative to Root Out Repeated Late Filers of...

SEC Enforcement Initiative to Root Out Repeated Late Filers of Ownership Forms Due Under Sections 13 and 16 - Reminder to Ensure Internal Controls Are Adequate On September 10, the U.S. Securities and Exchange Commission announced charges against 28 officers, directors and major shareholders for violating Sections 13 and 16 of the Securities Exchange Act of 1934 .1 The SEC also brought charges against six publicly-traded companies. All of the charges were in connection with delinquent filings or the failure to report delinquent filings.

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Related Topix: Securities and Exchange Commission, Corporate / Securities Law, Law, Financial Services

Insider Monkey

Gannett Co., Inc. (GCI): Carl Icahn Exercises Call Options For 12.23 Million Shares

In a new filing with the U.S. Securities and Exchange Commission, Icahn Capital LP of Carl Icahn disclosed that it has exercised call options for an aggregate of 12.23 million shares of Gannett Co., Inc. at an exercise price of $20.15 per share. Mr. Icahn now holds 14.97 million shares of the company, the stake is equal to 6.63% of common stock outstanding.

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Related Topix: Publishing, Media, Gannett Co, Financial Services, Newsquest, Marketing

Reuters

HeidelbergCement-owned Hanson Building Products files for IPO

Hanson Building Products Ltd, owned by HeidelbergCement AG, filed with U.S. regulators for an initial public offering of ordinary shares. BofA Merrill Lynch, BNP Paribas and Deutsche Bank Securities were underwriting the IPO, Hanson told the U.S Securities and Exchange Commission in a preliminary prospectus on Monday.

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Related Topix: Financial Services

Sun Sep 14, 2014

The Hartford Courant

Phoenix Files 1 s t Three Quarters Of 2013 Detailing Losses

The Phoenix Cos. on Thursday filed several unaudited 2013 quarterly reports that detail the company's losses through the first nine months of last year.

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Related Topix: Financial Services, Corporate / Securities Law, Law, Ansonia, CT

Reuters

UPDATE 2-Fertilizer producer Israel Chemicals files for US listing

Israel Chemicals Ltd , a Tel Aviv-based maker of fertilizer and specialty chemicals, filed with U.S. regulators to list on the New York Stock Exchange. ICL's parent company, conglomerate Israel Corp, set a nominal fundraising target of about $522.4 million through an initial public offering of 62 million ordinary shares, ICL said in a filing to the U.S. Securities and Exchange Commission.

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Related Topix: Israel, World News, Middle East, Israel Corp, Financial Services

Sat Sep 13, 2014

Reuters

Premium pet food company Freshpet files for IPO

Freshpet Inc, a maker of healthy food for cats and dogs, filed with U.S. regulators for an initial public offering of its common stock. Goldman Sachs and Credit Suisse are the lead underwriters for the IPO, the New Jersey-based company said in a filing with the U.S. Securities and Exchange Commission on Friday.

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Related Topix: Financial Services, Tyson Foods, Food, Retail, Wal Mart Stores

Xinhuanet

Alibaba roadshow bodes well for record-breaking IPO

Investors' fever toward the Alibaba Group during its roadshow and all the hype surrounding the Chinese e-commerce behemoth are boding well for its record-breaking initial public offering in the U.S. market next week. "We believe that Alibaba will be a successful IPO.

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Related Topix: Alibaba, Internet, World News, Science / Technology, China, Asia, Securities and Exchange Commission, Corporate / Securities Law, Law, Financial Services, Visa

Reuters

UPDATE 1-Energy & Exploration Partners files for IPO again

Energy & Exploration Partners Inc has filed with U.S. regulators for an initial public offering of common stock, its second attempt to list on the New York Stock Exchange. Citigroup, Credit Suisse and RBC Capital Markets are the underwriters for the IPO, the Texas-based company said in a filing to the U.S. Securities and Exchange Commission.

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Related Topix: Financial Services

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