US Securities and Exchange Commission News
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3 hrs ago | Reuters
The U.S. Securities and Exchange Commission has launched an inquiry into whether high-speed trader Infinium Capital Management violated federal securities laws, according to a SEC letter obtained by Reuters.
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4 hrs ago | Wall St. Cheat Sheet
According to a filing with the U.S. Securities and Exchange Commission, Twitter paid $36 million for 900 patents from International Business Machines .
4 hrs ago | Detroit Free Press
Fiat and Chrysler CEO Sergio Marchionne speaks during media previews during the North American International Auto Show in Detroit, Monday, Jan. 13, 2014.
7 hrs ago | The Hartford Courant
Occidental Petroleum Corp 's board of directors cut Chief Executive Officer Stephen Chazen 's total compensation by about 75 percent in 2013 as part of the U.S. oil company's overhaul of executive pay, according to a regulatory filing on Thursday.
Federal securities regulators have won a partial victory against two brothers accused of trading on inside information in 2009 about French pharmaceutical company Sanofi's plan to buy a Tennessee-based company.
Apple awarded top executive leadership nearly 36,000 restricted stock units each, which at current prices would net over US$19 million, per U.S. Securities and Exchange Commission filings, as noted by "AppleInsider" .
Less than a month after writing that he did not want to "cook the books anymore," but facing a deadline to show lenders that Dewey & LeBoeuf had enough cash, the law firm's top finance executive emailed a colleague that he "came up with a big one," according to investigators.
Longtime critic of REO-to-rental U.S. Rep. Mark Takano, D-Calif., is on the warpath Thursday, firing off letters four federal entities asking for a detailed investigation into the growth of REO operations and REO-to-rental as an investment - and what they are doing to effectively regulate the emerging asset class.
CBOE Holdings Inc, which was fined $6 million last year for failing to properly police its own marketplace, will implement tighter rules for traders to help prevent fraud, according to a regulatory filing on Wednesday.
From the Internet buzz, it seemed as if Mexican-food lovers were destined to a future of eating burritos sans guacamole -- at least at Chipotle Mexican Grill -- thanks to global warming.
'It doesn't matter what I believe. It only matters what I can prove," barked Navy litigator Lieutenant Daniel Kaffee, Tom Cruise's character in the movie A Few Good Men .1 Although Lt.
Mexican fast food chain Chipotle dropped a green bombshell this week when it announced that it may have to remove guacamole from its menu.
First Insight Inc., a Pittsburgh-area tech firm, has raised $1.5 million toward a $2.5 million goal, according to a filing with the U.S. Securities and Exchange Commission .
Designed to reduce funding sources for those perpetrating human rights abuses and engaging in armed conflict in the Democratic Republic of the Congo and adjoining countries, Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act directed the U.S. Securities and Exchange Commission to establish regulations requiring certain ... (more)
Ceres also granted the underwriters a 45-day option to purchase up to 3,000,000 additional shares of common stock to cover over-allotments, if any.
On Tuesday, Bank of America disclosed in its annual report with the US Securities and Exchange Commission that "government regulators" in North America, Europe and Asia are investigating its foreign exchange and mortgage practices and that the U.S. Department of Justice and state attorneys general are also investigating its handling of mortgage ... (more)