4 hrs ago
Oppenheimer Holdings Inc. Announces Retirement of $50 million of 8.75% Senior Secured Notes Due 2018
The Company will deliver to the holders of the Notes a notice of partial redemption, notifying such holders of the Company's intent to redeem on aggregate principal amount of the outstanding Notes at a redemption price equal to 106.563% of the principal amount of the Notes to be redeemed, plus accrued and unpaid interest thereon to the Redemption ... (more)
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Thu Mar 13, 2014
New York-Based Dipexium Pharmaceuticals Prices Upsized IPO At $12, Raises $33 Million
All shares of common stock are being offered by the company. In addition, Dipexium has granted the underwriters a 30-day option to purchase up to an additional 412,500 shares of common stock at the same price to cover over-allotments, if any.
Tue Mar 11, 2014
Banks' Excess Capital Is 'Absolutely a Reality'
NEW YORK -- There are two big days coming up this month for bank stock investors, which will underline large U.S. banks' continued increase in excess capital, according to Oppenheimer analyst Chris Kotowski.
Mon Mar 10, 2014
ANI Pharmaceuticals Announces Closing Of Public Offering Of Common Stock
ANI Pharmaceuticals, Inc. , today announced the closing of its previously announced underwritten public offering of 1,612,903 shares of common stock, at a price to the public of $31.00 per share and for gross proceeds of $50.0 million.
Fri Mar 07, 2014
Oppenheimer Holdings Inc - 10-K - Management's Discussion and...
The Company engages in a broad range of activities in the securities industry, including retail securities brokerage, institutional sales and trading, investment banking , research, market-making, trust services and investment advisory and asset management services.
Tue Mar 04, 2014
ANI Pharmaceuticals Announces Proposed Public Offering Of Common Stock
ANI Pharmaceuticals, Inc. today announced that it intends to offer its common stock in a registered public offering pursuant to its existing shelf registration statement under the Securities Act of 1933, as amended.
Market Extra: Puerto Rico's travails hit muni bond firm that bet big
The Oppenheimer Rochester group of municipal bond funds has more than a sixth of its assets under management tied up in the struggling commonwealth of Puerto Rico, a bet that made it a star when the island's bonds were in high demand, but that recently led to losses, outflows, and regulatory scrutiny.
Apple CFO Oppenheimer retires at end of September
Apple's Chief Financial Officer Peter Oppenheimer is retiring at the end of September, the company announced Tuesday.
Mon Mar 03, 2014
MOVES- Goldman Sachs, BNY Mellon, Willis Group, Fitch
The following financial services industry appointments were announced on Monday.
Peter Oppenheimer Joins Goldman Sachs Board of Directors
Mr. Oppenheimer's appointment expands the Board to 13 directors, 10 of whom are independent directors.
Wed Feb 26, 2014
What Wall Street Is Saying About JPMorgan's Investor Day
The bank, during its annual Investor Day conference on Tuesday, outlined its long-term goals , which include an operating return on tangible common equity of 15% to 16%, which is a slight reduction from the goal of 16% laid out a year ago.
Mon Feb 24, 2014
Puerto Rico's Bonds Pose Unique Risks
Puerto Rico's proposal to raise $3 billion next month through a bond sale to keep the debt-addled Caribbean island afloat has led to questions over who will be first in line to get repaid in the event Puerto Rico runs out of money.
Thu Feb 20, 2014
Conn's Shares Plunge After Electronics Chain Cuts Its Forecast
Conn's Inc. , a Texas-based seller of electronics and appliances, suffered its worst one-day stock decline in more than a decade after the company cut its forecast and Oppenheimer & Co.
America First Multifamily Investors, L.P. Announces Closing of...
America First Multifamily Investors, L.P. today announced the closing of the sale of an additional 1,200,000 shares representing assigned limited partnership interests in the Company at $5.95 per share.
Wed Feb 19, 2014
Bryan Franco Joins Flexible Plan Investments, Ltd. as Portfolio...
Flexible Plan Investments, Ltd., a leading provider of dynamic risk-managed investment solutions, is pleased to announce that Bryan Franco, CFA, has joined the firm as Portfolio Manager.
Tue Feb 18, 2014
Five Oaks Investment Announces Public Offering of 3M Shares Common Stock
Five Oaks Investment Corp. today announced that the Company has commenced an underwritten public offering of 3,000,000 shares of its common stock.
Sun Feb 16, 2014
EZchip Tracks N.Y. Share Drop on Cisco Dependence Concern
EZchip Semiconductor Ltd. shares in Tel Aviv narrowed the premium to their New York stock after concern mounted that the chipmaker is becoming too dependent on its biggest client , Cisco Systems Inc. Shares of EZchip, based in Yokneam, Israel , dropped 2.9 percent to 89.86 shekels at the close in Tel Aviv.
Fri Feb 14, 2014
Former Lubbock securities broker surrenders licenses amid lawsuits, allegations
A former Lubbock investments adviser who most recently worked in Dallas has surrendered his securities license amid allegations that he misappropriated client funds.